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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Mar-24 8:27 PM View:  | American States Water Company (AWR) | 15-Mar-24 | Grant | 15,950 | $71.79 | $1,145,060.00 | 9% 174.92K to 190.87K | |
| 15-Mar-24 8:27 PM View: | American States Water Company (AWR) | 15-Mar-24 | Payment of Exercise | 8,081 | $71.79 | $580,108.00 | (4%) 190.87K to 182.79K | |
| 15-Mar-24 8:27 PM View: | American States Water Company (AWR) | 13-Mar-24 | Grant | 6,425 | -- | -- | 4% 168.49K to 174.92K | |
| 15-Mar-24 8:27 PM View: | American States Water Company (AWR) | 05-Mar-24 | Grant | 856 | -- | -- | < 1% 167.63K to 168.49K | |
| 15-Mar-24 8:27 PM View: | American States Water Company (AWR) | 01-Mar-24 | Grant | 26 | $71.64 | $1,863.73 | < 1% 167.61K to 167.63K | |
| 13-Feb-24 2:56 PM View: | American States Water Company (AWR) | 09-Feb-24 | Payment of Exercise | 1,389 | $75.11 | $104,329.00 | (< 1%) 506.1K to 504.71K | |
| 13-Feb-24 2:56 PM View: | American States Water Company (AWR) | 16-Jan-24 | Grant | 14 | -- | -- | < 1% 506.98K to 507.0K | |
| 13-Feb-24 2:56 PM View: | American States Water Company (AWR) | 16-Jan-24 | Disposition | 3 | -- | -- | (< 1%) 507.0K to 506.99K | |
| 13-Feb-24 2:56 PM View: | American States Water Company (AWR) | 05-Dec-23 | Grant | 745 | -- | -- | < 1% 506.24K to 506.98K | |
| 13-Feb-24 2:56 PM View: | American States Water Company (AWR) | 01-Dec-23 | Grant | 46 | $81.26 | $3,697.34 | < 1% 506.19K to 506.24K | |
| 13-Feb-24 2:56 PM View: | American States Water Company (AWR) | 06-Sep-23 | Grant | 688 | -- | -- | < 1% 505.5K to 506.19K | |
| 13-Feb-24 2:56 PM View: | American States Water Company (AWR) | 01-Sep-23 | Grant | 44 | $84.07 | $3,678.52 | < 1% 505.46K to 505.5K | |
| 13-Feb-24 2:56 PM View: | American States Water Company (AWR) | 05-Jun-23 | Grant | 612 | -- | -- | < 1% 504.85K to 505.46K | |
| 13-Feb-24 2:56 PM View: | American States Water Company (AWR) | 01-Jun-23 | Grant | 38 | $88.79 | $3,385.34 | < 1% 504.81K to 504.85K | |
| 17-Mar-23 12:13 PM View: | American States Water Company (AWR) | 15-Mar-23 | Grant | 8,455 | $86.73 | $733,265.00 | 5% 162.56K to 171.02K | |
| 17-Mar-23 12:13 PM View: | American States Water Company (AWR) | 15-Mar-23 | Payment of Exercise | 4,189 | $86.73 | $363,301.00 | (2%) 171.02K to 166.83K | |
| 17-Mar-23 12:13 PM View: | American States Water Company (AWR) | 03-Mar-23 | Grant | 593 | -- | -- | < 1% 161.97K to 162.56K | |
| 17-Mar-23 12:13 PM View: | American States Water Company (AWR) | 01-Mar-23 | Grant | 39 | $86.91 | $3,369.93 | < 1% 161.93K to 161.97K | |
| 14-Feb-23 8:58 PM View: | American States Water Company (AWR) | 10-Feb-23 | Payment of Exercise | 1,285 | $92.54 | $118,958.00 | (< 1%) 163.22K to 161.93K | (5%) |
| 09-Feb-23 8:45 PM View: | American States Water Company (AWR) | 07-Feb-23 | Grant | 4,354 | -- | -- | 1% 317.02K to 321.38K | |
| 09-Feb-23 8:45 PM View: | American States Water Company (AWR) | 02-Feb-23 | Grant | 7 | -- | -- | < 1% 317.02K to 317.02K | |
| 09-Feb-23 8:45 PM View: | American States Water Company (AWR) | 02-Feb-23 | Disposition | 3 | -- | -- | (< 1%) 317.02K to 317.02K | |
| 09-Feb-23 8:45 PM View: | American States Water Company (AWR) | 05-Dec-22 | Grant | 516 | -- | -- | < 1% 316.5K to 317.02K | |
| 09-Feb-23 8:45 PM View: | American States Water Company (AWR) | 01-Dec-22 | Grant | 33 | $98.68 | $3,211.69 | < 1% 316.47K to 316.5K | |
| 09-Feb-23 8:45 PM View: | American States Water Company (AWR) | 06-Sep-22 | Grant | 604 | -- | -- | < 1% 315.86K to 316.47K | |
| 09-Feb-23 8:45 PM View: | American States Water Company (AWR) | 01-Sep-22 | Grant | 38 | $83.78 | $3,196.52 | < 1% 315.82K to 315.86K | |
| 09-Feb-23 8:45 PM View: | American States Water Company (AWR) | 03-Jun-22 | Grant | 580 | -- | -- | < 1% 314.67K to 315.25K | |
| 11-Feb-22 8:37 PM View: | American States Water Company (AWR) | 02-Jun-22 | Grant | 34 | $78.85 | $2,718.75 | < 1% 150.41K to 150.44K | |
| 09-Feb-23 8:45 PM View: | American States Water Company (AWR) | 01-Jun-22 | Grant | 37 | $79.39 | $2,921.73 | < 1% 314.63K to 314.67K | |
| 16-Mar-22 3:47 PM View: | American States Water Company (AWR) | 14-Mar-22 | Grant | 12,705 | $83.89 | $1,065,850.00 | 8% 150.65K to 163.35K | |
| 16-Mar-22 3:47 PM View: | American States Water Company (AWR) | 14-Mar-22 | Payment of Exercise | 6,295 | $83.89 | $528,127.00 | (4%) 163.35K to 157.06K | |
| 16-Mar-22 3:47 PM View: | American States Water Company (AWR) | 03-Mar-22 | Grant | 516 | -- | -- | < 1% 150.13K to 150.65K | |
| 16-Mar-22 3:47 PM View: | American States Water Company (AWR) | 01-Mar-22 | Grant | 35 | $83.51 | $2,909.02 | < 1% 150.09K to 150.13K | |
| 11-Feb-22 8:37 PM View: | American States Water Company (AWR) | 04-Feb-22 | Grant | 6 | -- | -- | < 1% 151.89K to 151.9K | |
| 11-Feb-22 8:37 PM View: | American States Water Company (AWR) | 04-Feb-22 | Disposition | 3 | -- | -- | (< 1%) 151.9K to 151.9K | |
| 11-Feb-22 8:37 PM View: | American States Water Company (AWR) | 04-Feb-22 | Payment of Exercise | 1,321 | $89.69 | $118,452.00 | (< 1%) 151.9K to 150.58K | |
| 02-Feb-22 9:10 PM View: | American States Water Company (AWR) | 31-Jan-22 | Grant | 3,854 | -- | -- | 3% 146.07K to 149.93K | |
| 11-Feb-22 8:37 PM View: | American States Water Company (AWR) | 03-Dec-21 | Grant | 446 | -- | -- | < 1% 151.45K to 151.89K | |
| 11-Feb-22 8:37 PM View: | American States Water Company (AWR) | 01-Dec-21 | Grant | 32 | $94.10 | $2,986.38 | < 1% 151.41K to 151.45K | |
| 11-Feb-22 8:37 PM View: | American States Water Company (AWR) | 03-Sep-21 | Grant | 457 | -- | -- | < 1% 150.96K to 151.41K | |
| 11-Feb-22 8:37 PM View: | American States Water Company (AWR) | 02-Sep-21 | Grant | 32 | $93.85 | $2,974.80 | < 1% 150.93K to 150.96K | |
| 11-Feb-22 8:37 PM View: | American States Water Company (AWR) | 04-Jun-21 | Grant | 490 | -- | -- | < 1% 150.44K to 150.93K | |
| 12-Mar-21 8:36 PM View: | American States Water Company (AWR) | 11-Mar-21 | Payment of Exercise | 8,068 | $71.92 | $580,228.00 | (5%) 154.14K to 146.07K | |
| 12-Mar-21 8:36 PM View: | American States Water Company (AWR) | 10-Mar-21 | Grant | 16,282 | $72.16 | $1,174,950.00 | 12% 137.86K to 154.14K | |
| 12-Mar-21 8:36 PM View: | American States Water Company (AWR) | 04-Mar-21 | Grant | 495 | -- | -- | < 1% 137.36K to 137.86K | |
| 12-Mar-21 8:36 PM View: | American States Water Company (AWR) | 02-Mar-21 | Grant | 38 | $71.65 | $2,706.10 | < 1% 137.33K to 137.36K | < 1% |
| 09-Feb-21 11:46 AM View: | American States Water Company (AWR) | 05-Feb-21 | Payment of Exercise | 1,343 | $79.80 | $107,171.00 | (< 1%) 138.67K to 137.33K | (1%) |
| 03-Feb-21 9:55 PM View: | American States Water Company (AWR) | 01-Feb-21 | Grant | 4,250 | -- | -- | 3% 134.9K to 139.15K | |
| 03-Feb-21 9:55 PM View: | American States Water Company (AWR) | 01-Feb-21 | Grant | 3 | -- | -- | (< 1%) 139.15K to 139.15K | |
| 03-Feb-21 9:55 PM View: | American States Water Company (AWR) | 01-Feb-21 | Disposition | 2 | -- | -- | (< 1%) 139.15K to 139.14K |