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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 20-Mar-23 2:06 PM View:  | Neuroone Medical Technologi... (NMTC) | 16-Mar-23 | Grant | 20,576 | -- | -- | 31% 66.06K to 86.64K | |
| 02-Jun-22 4:22 PM View: | Neuroone Medical Technologi... (NMTC) | 31-May-22 | Grant | 29,240 | -- | -- | 79% 36.82K to 66.06K | |
| 18-Feb-22 4:10 PM View: | Helius Medical Technologies... (HSDT) | 16-Feb-22 | Grant | 8,011 | -- | -- | 203% 3.94K to 11.95K | |
| 20-Dec-21 8:15 AM View: | Helius Medical Technologies... (HSDT) | 17-Dec-21 | Market Purchase | 3,000 | $5.31 | $15,929.40 | 320% 0.94K to 3.94K | (4%) |
| 04-Jun-21 4:29 PM View: | Neuroone Medical Technologi... (NMTC) | 02-Jun-21 | Grant | 4,592 | -- | -- | 14% 32.22K to 36.81K | |
| 27-May-21 4:11 PM View: | Helius Medical Technologies... (HSDT) | 25-May-21 | Grant | 937 | -- | -- | 100% 0 to 0.94K | |
| 27-May-21 8:51 PM View: | Panbela Therapeutics, Inc. (PBLA) | 25-May-21 | Grant | 4,316 | -- | -- | 73% 5.88K to 10.19K | |
| 03-Dec-20 4:13 PM View: | Panbela Therapeutics, Inc. (PBLA) | 01-Dec-20 | Grant | 2,875 | -- | -- | 96% 3.0K to 5.88K | |
| 17-Jun-20 3:12 PM View: | Neuroone Medical Technologi... (NMTC) | 15-Jun-20 | Option Exercise | 34,020 | $0.04 | $1,190.70 | 54% 62.64K to 96.66K | |
| 04-Jun-20 5:27 PM View: | Neuroone Medical Technologi... (NMTC) | 02-Jun-20 | Grant | 22,371 | -- | -- | 56% 40.27K to 62.64K | |
| 11-Feb-20 4:45 PM View: | Neuroone Medical Technologi... (NMTC) | 10-Feb-20 | Grant | 26,261 | -- | -- | 187% 14.01K to 40.27K | |
| 06-Jun-19 7:05 PM View: | Neuroone Medical Technologi... (NMTC) | 04-Jun-19 | Grant | 14,006 | -- | -- | 100% 0 to 14.01K | |
| 22-Feb-18 5:30 PM View: | Panbela Therapeutics, Inc. (PBLA) | 20-Feb-18 | Purchase | 3,000 | -- | -- | 100% 0 to 3.0K | |
| 16-Aug-17 4:10 PM View: | Neurobo Pharmaceuticals, Inc. (NRBO) | 14-Aug-17 | Option Exercise | 3,207 | $3.59 | $11,513.10 | 29% 10.93K to 14.13K | |
| 11-Aug-17 4:07 PM View: | Neurobo Pharmaceuticals, Inc. (NRBO) | 10-Aug-17 | Option Exercise | 3,000 | $3.59 | $10,770.00 | 38% 7.93K to 10.93K | |
| 12-Aug-16 12:49 PM View: | Neurobo Pharmaceuticals, Inc. (NRBO) | 10-Aug-16 | Conversion | 3,927 | $6.71 | $26,334.10 | 100% 0 to 3.93K | |
| 12-Aug-16 12:49 PM View: | Neurobo Pharmaceuticals, Inc. (NRBO) | 10-Aug-16 | Purchase | 4,000 | $10.00 | $40,000.00 | 102% 3.93K to 7.93K | |
| 02-Jan-15 4:29 PM View: | Nuwellis, Inc. (NUWE) | 01-Jan-15 | Payment of Exercise | 953 | $4.24 | $4,040.72 | (2%) 50.05K to 49.1K | 100% |
| 02-Dec-14 4:31 PM View: | Nuwellis, Inc. (NUWE) | 01-Dec-14 | Payment of Exercise | 953 | $4.52 | $4,307.56 | (2%) 51.0K to 50.05K | 100% |
| 03-Nov-14 4:29 PM View: | Nuwellis, Inc. (NUWE) | 01-Nov-14 | Payment of Exercise | 953 | $4.85 | $4,622.05 | (2%) 51.96K to 51.0K | 100% |
| 10-Oct-14 4:10 PM View: | Nuwellis, Inc. (NUWE) | 09-Oct-14 | Grant | 24,716 | -- | -- | 85% 29.15K to 53.86K | |
| 10-Oct-14 4:10 PM View: | Nuwellis, Inc. (NUWE) | 09-Oct-14 | Payment of Exercise | 1,906 | $5.52 | $10,521.10 | (4%) 53.86K to 51.96K | 100% |
| 09-Sep-14 4:37 PM View: | Nuwellis, Inc. (NUWE) | 08-Sep-14 | Payment of Exercise | 458 | $5.72 | $2,619.76 | (2%) 29.61K to 29.15K | 100% |
| 11-Aug-14 4:43 PM View: | Nuwellis, Inc. (NUWE) | 08-Aug-14 | Payment of Exercise | 458 | $4.19 | $1,919.02 | (2%) 30.06K to 29.61K | 100% |
| 09-Jul-14 5:29 PM View: | Nuwellis, Inc. (NUWE) | 08-Jul-14 | Payment of Exercise | 458 | $5.37 | $2,459.46 | (2%) 30.52K to 30.06K | 100% |
| 10-Jun-14 5:08 PM View: | Nuwellis, Inc. (NUWE) | 08-Jun-14 | Payment of Exercise | 458 | $5.00 | $2,290.00 | (1%) 30.98K to 30.52K | 100% |
| 09-May-14 4:38 PM View: | Nuwellis, Inc. (NUWE) | 08-May-14 | Payment of Exercise | 458 | $5.77 | $2,642.66 | (1%) 31.44K to 30.98K | 100% |
| 09-Apr-14 8:34 PM View: | Nuwellis, Inc. (NUWE) | 08-Apr-14 | Payment of Exercise | 458 | $5.92 | $2,711.36 | (1%) 31.89K to 31.44K | 100% |
| 18-Mar-14 10:04 AM View: | Nuwellis, Inc. (NUWE) | 17-Mar-14 | Market Purchase | 2,000 | $6.18 | $12,359.80 | 7% 29.89K to 31.89K | (100%) |
| 10-Mar-14 11:54 AM View: | Nuwellis, Inc. (NUWE) | 08-Mar-14 | Payment of Exercise | 458 | $7.96 | $3,645.68 | (2%) 30.35K to 29.89K | 100% |
| 11-Feb-14 11:19 AM View: | Nuwellis, Inc. (NUWE) | 08-Feb-14 | Payment of Exercise | 458 | $9.00 | $4,122.00 | (1%) 30.81K to 30.35K | 100% |
| 10-Jan-14 2:26 PM View: | Nuwellis, Inc. (NUWE) | 08-Jan-14 | Payment of Exercise | 458 | $10.18 | $4,662.44 | (1%) 36.74K to 36.28K | 100% |
| 16-Jan-14 10:16 AM View: | Nuwellis, Inc. (NUWE) | 08-Dec-13 | Payment of Exercise | 458 | $8.51 | $3,897.58 | (1%) 37.2K to 36.74K | 100% |
| 16-Jan-14 10:16 AM View: | Nuwellis, Inc. (NUWE) | 08-Nov-13 | Payment of Exercise | 458 | $9.91 | $4,538.78 | (1%) 37.65K to 37.2K | 100% |
| 16-Jan-14 10:16 AM View: | Nuwellis, Inc. (NUWE) | 08-Oct-13 | Payment of Exercise | 458 | $10.86 | $4,973.88 | (1%) 38.11K to 37.65K | 100% |
| 10-Sep-13 5:41 PM View: | Nuwellis, Inc. (NUWE) | 08-Sep-13 | Grant | 23,736 | -- | -- | 100% 0 to 23.74K | |
| 12-Aug-09 5:03 PM View: | Zareba Systems Inc. (ZRBA) | 13-May-09 | Acquisition (small) | 50 | $1.75 | $87.50 | 2% 2.27K to 2.32K | 174% |
| 17-Nov-08 11:07 AM View: | Zareba Systems Inc. (ZRBA) | 13-Nov-08 | Market Purchase | 2,268 | $1.36 | $3,084.48 | 100% 0 to 2.27K | 254% |