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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 13-May-22 5:38 PM View:  | Pfizer Inc. (PFE) | 12-May-22 | Market Sale | 32,908 | $50.00 | $1,645,400.00 | (44%) 73.97K to 41.06K | (12%) |
| 01-Mar-22 4:03 PM View: | Pfizer Inc. (PFE) | 28-Feb-22 | Payment of Exercise | 1,795 | $46.94 | $84,257.30 | (2%) 75.76K to 73.97K | |
| 01-Mar-22 4:03 PM View: | Pfizer Inc. (PFE) | 26-Feb-22 | Payment of Exercise | 14,514 | $49.71 | $721,502.00 | (16%) 90.28K to 75.76K | |
| 01-Mar-22 4:03 PM View: | Pfizer Inc. (PFE) | 26-Feb-22 | Option Exercise | 21,193 | $25.60 | $542,541.00 | 31% 69.08K to 90.28K | |
| 25-Feb-22 5:06 PM View: | Pfizer Inc. (PFE) | 23-Feb-22 | Payment of Exercise | 16,744 | $50.21 | $840,741.00 | (20%) 85.83K to 69.08K | |
| 25-Feb-22 5:06 PM View: | Pfizer Inc. (PFE) | 23-Feb-22 | Option Exercise | 25,632 | $27.34 | $700,779.00 | 43% 60.19K to 85.83K | |
| 02-Mar-21 5:35 PM View: | Pfizer Inc. (PFE) | 27-Feb-21 | Payment of Exercise | 16,661 | $34.43 | $573,704.00 | (22%) 75.34K to 58.68K | |
| 02-Mar-21 5:35 PM View: | Pfizer Inc. (PFE) | 27-Feb-21 | Option Exercise | 21,570 | $22.35 | $482,090.00 | 40% 53.77K to 75.34K | |
| 01-Mar-21 3:58 PM View: | Pfizer Inc. (PFE) | 25-Feb-21 | Payment of Exercise | 20,601 | $34.62 | $713,287.00 | (28%) 74.37K to 53.77K | |
| 01-Mar-21 3:58 PM View: | Pfizer Inc. (PFE) | 25-Feb-21 | Option Exercise | 27,222 | $22.89 | $623,112.00 | 58% 47.15K to 74.37K | |
| 23-Feb-21 6:12 PM View: | Pfizer Inc. (PFE) | 22-Feb-21 | Payment of Exercise | 1,410 | $34.26 | $48,306.60 | (3%) 48.56K to 47.15K | 0% |
| 25-Apr-13 11:26 AM View: | Duff & Phelps Corporation (DUF) | 23-Apr-13 | Disposition (other) | 21,214 | $15.55 | $329,878.00 | (100%) 21.21K to 0 | |
| 23-Apr-12 4:08 PM View: | Duff & Phelps Corporation (DUF) | 19-Apr-12 | Grant | 4,802 | -- | -- | 29% 16.41K to 21.21K | |
| 16-May-11 10:47 AM View: | Duff & Phelps Corporation (DUF) | 12-May-11 | Grant | 5,014 | -- | -- | 44% 11.4K to 16.41K | |
| 07-May-10 11:49 AM View: | Duff & Phelps Corporation (DUF) | 06-May-10 | Grant | 3,264 | -- | -- | 40% 8.13K to 11.4K | |
| 01-May-09 11:06 AM View: | Duff & Phelps Corporation (DUF) | 30-Apr-09 | Grant | 2,591 | -- | -- | 47% 5.54K to 8.13K | |
| 29-Aug-08 9:43 AM View: | Duff & Phelps Corporation (DUF) | 27-Aug-08 | Market Purchase | 2,500 | $18.50 | $46,250.00 | 82% 3.04K to 5.54K | (12%) |
| 16-May-08 1:25 PM View: | Duff & Phelps Corporation (DUF) | 15-May-08 | Grant | 3,043 | -- | -- | 100% 0 to 3.04K | |
| 30-Nov-06 8:59 PM View: | Lucent Technologies Inc (LU) | 30-Nov-06 | Disposition | 139,572 | -- | -- | (100%) 139.57K to 0 | |
| 22-Nov-06 4:13 PM View: | Lucent Technologies Inc (LU) | 21-Nov-06 | Market Sale | 105,298 | $2.59 | $272,722.00 | (43%) 244.87K to 139.57K | |
| 17-Nov-06 5:16 PM View: | Lucent Technologies Inc (LU) | 15-Nov-06 | Payment of Exercise | 44,030 | $2.56 | $112,717.00 | (15%) 288.9K to 244.87K | |
| 03-Nov-06 10:00 PM View: | Lucent Technologies Inc (LU) | 01-Nov-06 | Grant | 139,572 | -- | -- | 93% 149.33K to 288.9K | |
| 22-Feb-06 5:09 PM View: | Lucent Technologies Inc (LU) | 20-Feb-06 | Payment of Exercise | 10,652 | $2.84 | $30,251.70 | (7%) 159.98K to 149.33K | |
| 17-Nov-05 4:09 PM View: | Lucent Technologies Inc (LU) | 15-Nov-05 | Grant | 131,627 | -- | -- | 464% 28.35K to 159.98K | |
| 17-Aug-05 4:36 PM View: | Lucent Technologies Inc (LU) | 15-Aug-05 | Market Sale | 53,110 | $2.94 | $156,143.00 | (65%) 81.46K to 28.35K | |
| 23-Feb-05 6:49 PM View: | Lucent Technologies Inc (LU) | 20-Feb-05 | Payment of Exercise | 11,281 | $3.27 | $36,832.50 | (12%) 92.74K to 81.46K | |
| 28-Dec-04 5:06 PM View: | Lucent Technologies Inc (LU) | 26-Dec-04 | Payment of Exercise | 4,743 | $3.79 | $17,952.30 | (5%) 97.49K to 92.74K |