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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 25-Mar-20 11:04 AM View:  | Brookfield Global Listed In... (INF) | 11-Mar-20 | Disposition | 3,000 | -- | -- | (100%) 3.0K to 0 | |
| 25-Mar-20 4:59 PM View: | Brookfield Real Assets Inco... (RA) | 11-Mar-20 | Grant | 1,874 | -- | -- | 21% 8.95K to 10.82K | |
| 12-Oct-18 9:49 PM View: | Gramercy Property Trust (N/A) | 10-Oct-18 | Disposition | 11,505 | $27.50 | $316,388.00 | (100%) 11.51K to 0 | |
| 06-Dec-16 3:52 PM View: | The Hyperion Brookfield Tot... (HTR) | 05-Dec-16 | Disposition | 6,552 | -- | -- | (100%) 6.55K to 0 | |
| 06-Dec-16 3:44 PM View: | 40/86 Strategic Income Fund (HHY) | 05-Dec-16 | Disposition | 8,320 | -- | -- | (100%) 8.32K to 0 | |
| 06-Dec-16 1:35 PM View: | Brookfield Real Assets Inco... (RA) | 05-Dec-16 | Grant | 8,949 | -- | -- | 100% 0 to 8.95K | |
| 16-Dec-15 5:30 PM View: | Gramercy Property Trust (N/A) | 16-Dec-15 | Grant | 12,016 | -- | -- | 53% 22.5K to 34.52K | |
| 02-Jun-15 1:27 PM View: | Brookfield Global Listed In... (INF) | 02-Jun-15 | Market Purchase | 3,000 | $17.81 | $53,443.30 | 100% 0 to 3.0K | (29%) |
| 09-Jan-15 5:58 PM View: | Gramercy Property Trust (N/A) | 09-Jan-15 | Grant | 5,000 | -- | -- | 29% 17.5K to 22.5K | |
| 31-Jan-14 5:48 PM View: | Gramercy Property Trust (N/A) | 29-Jan-14 | Grant | 5,000 | -- | -- | 40% 12.5K to 17.5K | |
| 10-Sep-13 4:13 PM View: | Gramercy Property Trust (N/A) | 05-Sep-13 | Purchase | 10,000 | $7.85 | $78,500.00 | 400% 2.5K to 12.5K | |
| 07-Feb-13 5:02 PM View: | Gramercy Property Trust (N/A) | 07-Feb-13 | Grant | 2,500 | -- | -- | 100% 0 to 2.5K | |
| 04-Apr-13 10:00 AM View: | The Hyperion Brookfield Tot... (HTR) | 29-Oct-12 | Private Purchase | 3,041 | $21.50 | $65,381.50 | 87% 3.51K to 6.55K | |
| 04-Apr-13 10:00 AM View: | The Hyperion Brookfield Tot... (HTR) | 12-Oct-12 | Sale | 1 | $0.73 | $0.73 | (< 1%) 3.51K to 3.51K | |
| 14-Sep-10 11:13 AM View: | 40/86 Strategic Income Fund (HHY) | 13-Sep-10 | Market Purchase | 2,000 | $9.05 | $18,100.00 | 100% 0 to 2.0K | 40% |
| 03-Aug-10 4:13 PM View: | Crystal River Capital Inc. (CYRV.PK) | 30-Jul-10 | Disposition | 209,723 | -- | -- | (95%) 219.72K to 10.0K | |
| 03-Aug-10 4:13 PM View: | Crystal River Capital Inc. (CYRV.PK) | 30-Jul-10 | Disposition | 10,000 | -- | -- | (100%) 10.0K to 0 | |
| 17-Jun-10 3:45 PM View: | Crystal River Capital Inc. (CYRV.PK) | 15-Jun-10 | Grant | 19,231 | -- | -- | 10% 190.49K to 209.72K | |
| 17-Mar-10 3:37 PM View: | Crystal River Capital Inc. (CYRV.PK) | 15-Mar-10 | Grant | 36,885 | -- | -- | 24% 151.61K to 188.49K | |
| 17-Dec-09 10:57 AM View: | Crystal River Capital Inc. (CYRV.PK) | 15-Dec-09 | Grant | 29,070 | -- | -- | 24% 122.54K to 151.61K | |
| 03-Nov-09 4:01 PM View: | Crystal River Capital Inc. (CYRV.PK) | 30-Oct-09 | Grant | 9,963 | -- | -- | 9% 112.57K to 122.54K | |
| 16-Sep-09 4:22 PM View: | Crystal River Capital Inc. (CYRV.PK) | 15-Sep-09 | Grant | 10,416 | -- | -- | 10% 102.16K to 112.57K | |
| 04-Aug-09 3:42 PM View: | Crystal River Capital Inc. (CYRV.PK) | 31-Jul-09 | Grant | 4,735 | -- | -- | 5% 97.42K to 102.16K | |
| 16-Jun-09 2:41 PM View: | Crystal River Capital Inc. (CYRV.PK) | 15-Jun-09 | Grant | 6,097 | -- | -- | 7% 91.33K to 97.42K | |
| 11-Jun-09 3:02 PM View: | RMK High Income Fund Inc. (HIH) | 10-Jun-09 | Market Purchase | 10,000 | $1.25 | $12,500.00 | 100% 0 to 10.0K | 2% |
| 11-Jun-09 2:58 PM View: | RMK Strategic Income Fund I... (HSA) | 10-Jun-09 | Market Purchase | 10,000 | $1.10 | $11,000.00 | 100% 0 to 10.0K | 352% |
| 11-Jun-09 2:49 PM View: | RMK Advantage Income Fund I... (HAV) | 10-Jun-09 | Market Purchase | 10,000 | $1.38 | $13,800.00 | 100% 0 to 10.0K | 980% |
| 11-Jun-09 3:06 PM View: | Helios Multi-Sector High In... (HMH) | 10-Jun-09 | Market Purchase | 12,000 | $0.95 | $11,400.00 | 100% 0 to 12.0K | (6%) |
| 11-Jun-09 3:43 PM View: | Crystal River Capital Inc. (CYRV.PK) | 09-Jun-09 | Grant | 2,000 | -- | -- | 100% 0 to 2.0K | |
| 05-May-09 4:17 PM View: | Crystal River Capital Inc. (CYRV.PK) | 30-Apr-09 | Grant | 6,299 | -- | -- | 8% 83.03K to 89.33K | |
| 16-Mar-09 3:10 PM View: | Crystal River Capital Inc. (CYRV.PK) | 15-Mar-09 | Grant | 19,230 | -- | -- | 30% 63.8K to 83.03K | |
| 06-Feb-09 12:35 PM View: | Crystal River Capital Inc. (CYRV.PK) | 30-Jan-09 | Grant | 7,311 | -- | -- | 13% 56.49K to 63.8K | |
| 16-Dec-08 5:41 PM View: | Crystal River Capital Inc. (CYRV.PK) | 15-Dec-08 | Grant | 24,039 | -- | -- | 74% 32.45K to 56.49K | |
| 30-Oct-08 11:16 AM View: | Crystal River Capital Inc. (CYRV.PK) | 28-Oct-08 | Grant | 4,784 | -- | -- | 17% 27.66K to 32.45K | |
| 16-Sep-08 11:36 AM View: | Crystal River Capital Inc. (CYRV.PK) | 15-Sep-08 | Grant | 6,188 | -- | -- | 26% 23.48K to 29.66K | |
| 30-Jul-08 5:17 PM View: | Crystal River Capital Inc. (CYRV.PK) | 28-Jul-08 | Grant | 2,272 | -- | -- | 12% 19.2K to 21.48K | |
| 16-Jun-08 10:38 AM View: | Crystal River Capital Inc. (CYRV.PK) | 15-Jun-08 | Grant | 2,277 | -- | -- | 13% 16.93K to 19.2K | |
| 12-Jun-08 5:00 PM View: | Crystal River Capital Inc. (CYRV.PK) | 10-Jun-08 | Grant | 2,000 | -- | -- | 100% 0 to 2.0K | |
| 01-May-08 10:51 AM View: | Crystal River Capital Inc. (CYRV.PK) | 29-Apr-08 | Grant | 1,226 | -- | -- | 9% 13.7K to 14.93K | |
| 17-Mar-08 3:18 PM View: | Crystal River Capital Inc. (CYRV.PK) | 15-Mar-08 | Grant | 2,118 | -- | -- | 18% 11.58K to 13.7K | |
| 30-Jan-08 2:41 PM View: | Crystal River Capital Inc. (CYRV.PK) | 28-Jan-08 | Grant | 632 | -- | -- | 6% 10.28K to 10.91K | |
| 17-Dec-07 5:20 PM View: | Crystal River Capital Inc. (CYRV.PK) | 15-Dec-07 | Grant | 838 | -- | -- | 9% 9.45K to 10.28K | |
| 12-Dec-07 1:39 PM View: | The Hyperion Brookfield Tot... (HTR) | 12-Dec-07 | Market Purchase | 3,300 | $7.36 | $24,294.00 | 94% 3.5K to 6.8K | (42%) |
| 12-Dec-07 1:31 PM View: | The Hyperion Brookfield Str... (HSM) | 12-Dec-07 | Market Purchase | 2,500 | $9.81 | $24,528.00 | 58% 4.3K to 6.8K | (40%) |
| 30-Oct-07 2:47 PM View: | Crystal River Capital Inc. (CYRV.PK) | 26-Oct-07 | Grant | 532 | -- | -- | 8% 6.91K to 7.45K | |
| 17-Sep-07 11:53 AM View: | Crystal River Capital Inc. (CYRV.PK) | 15-Sep-07 | Grant | 755 | -- | -- | 12% 6.16K to 6.91K | |
| 15-Aug-07 1:07 PM View: | Crystal River Capital Inc. (CYRV.PK) | 13-Aug-07 | Market Purchase | 10,000 | $13.50 | $135,000.00 | 100% 0 to 10.0K | (89%) |
| 31-Jul-07 10:29 AM View: | Crystal River Capital Inc. (CYRV.PK) | 27-Jul-07 | Grant | 360 | -- | -- | 6% 5.8K to 6.16K | |
| 18-Jun-07 4:19 PM View: | Crystal River Capital Inc. (CYRV.PK) | 15-Jun-07 | Grant | 454 | -- | -- | 8% 5.34K to 5.8K | |
| 13-Jun-07 3:53 PM View: | Crystal River Capital Inc. (CYRV.PK) | 12-Jun-07 | Grant | 2,000 | -- | -- | 75% 2.67K to 4.67K |