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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 16-Feb-24 7:37 PM View:  | Cero Therapeutics Holdings,... (CERO) | 14-Feb-24 | Acquisition (other) | 478,825 | -- | -- | 8% 6.3M to 6.78M | |
| 16-Feb-24 7:37 PM View: | Cero Therapeutics Holdings,... (CERO) | 14-Feb-24 | Acquisition (other) | 3,600 | -- | -- | < 1% 6.78M to 6.78M | |
| 16-Feb-24 7:37 PM View: | Cero Therapeutics Holdings,... (CERO) | 14-Feb-24 | Disposition (other) Duplicate | 5,296,250 | -- | -- | (78%) 6.78M to 1.48M | |
| 06-Oct-22 8:30 AM View: | Effector Therapeutics, Inc. (EFTR) | 04-Oct-22 | Private Purchase | 346 | $0.57 | $197.22 | < 1% 178.07K to 178.41K | |
| 27-Sep-22 8:01 AM View: | Effector Therapeutics, Inc. (EFTR) | 26-Sep-22 | Private Purchase | 18,867 | $0.55 | $10,376.90 | 12% 159.2K to 178.07K | |
| 22-Feb-22 4:59 PM View: | Effector Therapeutics, Inc. (EFTR) | 18-Feb-22 | Purchase | 1,000 | $4.30 | $4,300.00 | < 1% 158.2K to 159.2K | |
| 22-Feb-22 4:59 PM View: | Effector Therapeutics, Inc. (EFTR) | 14-Feb-22 | Private Purchase | 2,000 | $4.45 | $8,900.00 | 1% 156.2K to 158.2K | |
| 10-Feb-22 5:05 PM View: | Effector Therapeutics, Inc. (EFTR) | 09-Feb-22 | Purchase | 1,000 | $4.75 | $4,750.00 | < 1% 155.2K to 156.2K | |
| 10-Feb-22 5:05 PM View: | Effector Therapeutics, Inc. (EFTR) | 08-Feb-22 | Private Purchase | 1,000 | $4.92 | $4,920.00 | < 1% 154.2K to 155.2K | |
| 07-Feb-22 9:00 AM View: | Effector Therapeutics, Inc. (EFTR) | 04-Feb-22 | Purchase | 1,000 | $5.00 | $5,000.00 | < 1% 153.2K to 154.2K | |
| 07-Feb-22 9:00 AM View: | Effector Therapeutics, Inc. (EFTR) | 03-Feb-22 | Private Purchase | 5,000 | $5.15 | $25,750.00 | 3% 148.2K to 153.2K | |
| 31-Jan-22 5:50 PM View: | Effector Therapeutics, Inc. (EFTR) | 27-Jan-22 | Private Purchase | 5,000 | $5.30 | $26,515.00 | 3% 143.2K to 148.2K | |
| 12-Oct-21 7:36 PM View: | Cero Therapeutics Holdings,... (CERO) | 08-Oct-21 | Acquisition (other) Duplicate | 36,733 | $10.00 | $367,330.00 | 6% 663.26K to 700.0K | |
| 27-Aug-21 6:53 PM View: | Effector Therapeutics, Inc. (EFTR) | 25-Aug-21 | Conversion | 143,202 | -- | -- | 100% 0 to 143.2K | |
| 05-Mar-13 6:38 PM View: | BioMimetic Therapeutics Inc. (BMTI) | 01-Mar-13 | Disposition | 1,250 | -- | -- | (< 1%) 1.83M to 1.83M | |
| 05-Mar-13 6:38 PM View: | BioMimetic Therapeutics Inc. (BMTI) | 01-Mar-13 | Disposition | 1,830,250 | -- | -- | (100%) 1.83M to 0 | |
| 22-Sep-11 5:15 PM View: | Novacea, Inc. (PRTK) | 21-Sep-11 | Market Purchase Duplicate | 217,228 | $7.24 | $1,573,120.00 | 12% 1.77M to 1.98M | |
| 22-Sep-11 5:15 PM View: | Novacea, Inc. (PRTK) | 20-Sep-11 | Market Purchase | 514,848 | $6.59 | $3,390,270.00 | 41% 1.25M to 1.77M | |
| 08-Apr-09 12:13 PM View: | BioMimetic Therapeutics Inc. (BMTI) | 07-Apr-09 | Market Purchase | 941,177 | $8.50 | $8,000,000.00 | 106% 889.07K to 1.83M | (16%) |
| 03-Feb-09 6:48 PM View: | Novacea, Inc. (PRTK) | 30-Jan-09 | Grant | 1,251,810 | -- | -- | 100% 0 to 1.25M | |
| 16-May-06 2:08 PM View: | BioMimetic Therapeutics Inc. (BMTI) | 15-May-06 | Market Purchase | 1,250 | $8.00 | $10,000.00 | 100% 0 to 1.25K | (10%) |
| 15-May-06 6:18 PM View: | BioMimetic Therapeutics Inc. (BMTI) | 11-May-06 | Conversion | 889,076 | -- | -- | 100% 0 to 889.08K | |
| 01-Mar-06 5:03 PM View: | Anesiva, Inc. (ANSV.PK) | 28-Feb-06 | Acquisition (other) | -- | -- | -- | 0% 2.82M | |
| 01-Mar-06 5:03 PM View: | Anesiva, Inc. (ANSV.PK) | 28-Feb-06 | Market Purchase | 2,200 | $9.02 | $19,844.00 | < 1% 2.82M to 2.82M | (99%) |