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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 28-Mar-13 6:05 PM View:  | Epoch Holding Corporation (EPHC) | 27-Mar-13 | Disposition | 61,745 | -- | -- | (6%) 1.01M to 948.82K | |
| 28-Mar-13 6:05 PM View: | Epoch Holding Corporation (EPHC) | 27-Mar-13 | Disposition | 948,823 | -- | -- | (100%) 948.82K to 0 | |
| 21-Feb-13 7:57 PM View: | Epoch Holding Corporation (EPHC) | 21-Feb-13 | Payment of Exercise | 21,373 | $28.00 | $598,444.00 | (2%) 1.03M to 1.01M | < 1% |
| 26-Dec-12 7:11 AM View: | Epoch Holding Corporation (EPHC) | 24-Dec-12 | Disposition (other) | 333,444 | -- | -- | (17%) 1.98M to 1.65M | |
| 26-Dec-12 7:11 AM View: | Epoch Holding Corporation (EPHC) | 24-Dec-12 | Disposition (other) | 615,379 | -- | -- | (37%) 1.65M to 1.03M | |
| 19-Dec-12 6:51 PM View: | Epoch Holding Corporation (EPHC) | 17-Dec-12 | Acquisition (other) | 105,872 | -- | -- | 10% 1.03M to 1.14M | |
| 19-Dec-12 6:51 PM View: | Epoch Holding Corporation (EPHC) | 17-Dec-12 | Disposition (other) | 105,872 | -- | -- | (9%) 1.14M to 1.03M | |
| 16-Jul-12 5:42 PM View: | Epoch Holding Corporation (EPHC) | 13-Jul-12 | Option Exercise | 9,161 | $6.17 | $56,523.40 | < 1% 1.03M to 1.04M | |
| 16-Jul-12 5:42 PM View: | Epoch Holding Corporation (EPHC) | 13-Jul-12 | Market Option Sale | 9,161 | $23.85 | $218,490.00 | (< 1%) 1.04M to 1.03M | (29%) |
| 12-Jul-12 7:11 PM View: | Epoch Holding Corporation (EPHC) | 12-Jul-12 | Option Exercise | 3,231 | $6.17 | $19,935.30 | < 1% 1.03M to 1.04M | |
| 12-Jul-12 7:11 PM View: | Epoch Holding Corporation (EPHC) | 12-Jul-12 | Market Option Sale | 3,231 | $23.90 | $77,220.90 | (< 1%) 1.04M to 1.03M | (28%) |
| 12-Jul-12 7:11 PM View: | Epoch Holding Corporation (EPHC) | 11-Jul-12 | Option Exercise | 4,478 | $6.17 | $27,629.30 | < 1% 1.03M to 1.04M | |
| 12-Jul-12 7:11 PM View: | Epoch Holding Corporation (EPHC) | 11-Jul-12 | Market Option Sale | 4,478 | $24.00 | $107,472.00 | (< 1%) 1.04M to 1.03M | (28%) |
| 12-Jul-12 7:11 PM View: | Epoch Holding Corporation (EPHC) | 10-Jul-12 | Option Exercise | 24,368 | $6.17 | $150,351.00 | 2% 1.03M to 1.06M | |
| 12-Jul-12 7:11 PM View: | Epoch Holding Corporation (EPHC) | 10-Jul-12 | Market Option Sale | 24,368 | $24.05 | $586,050.00 | (2%) 1.06M to 1.03M | (27%) |
| 19-Mar-12 4:15 PM View: | Epoch Holding Corporation (EPHC) | 15-Mar-12 | Acquisition (other) | 122,688 | -- | -- | 12% 1.03M to 1.15M | |
| 19-Mar-12 4:15 PM View: | Epoch Holding Corporation (EPHC) | 15-Mar-12 | Disposition (other) | 122,688 | -- | -- | (11%) 1.15M to 1.03M | |
| 21-Feb-12 5:45 PM View: | Epoch Holding Corporation (EPHC) | 21-Feb-12 | Payment of Exercise | 10,372 | $24.67 | $255,877.00 | (< 1%) 1.04M to 1.03M | (25%) |
| 17-Feb-12 8:02 PM View: | Epoch Holding Corporation (EPHC) | 15-Feb-12 | Grant | 28,601 | $25.17 | $719,887.00 | 3% 1.01M to 1.04M | 22% |
| 03-Feb-12 5:27 PM View: | Epoch Holding Corporation (EPHC) | 03-Feb-12 | Payment of Exercise | 3,541 | $23.81 | $84,311.20 | (< 1%) 1.02M to 1.01M | (29%) |
| 22-Dec-11 4:57 PM View: | Epoch Holding Corporation (EPHC) | 21-Dec-11 | Gift | 15,000 | -- | -- | (1%) 1.03M to 1.02M | |
| 01-Aug-11 5:54 PM View: | Epoch Holding Corporation (EPHC) | 28-Jul-11 | Payment of Exercise | 10,576 | $19.26 | $203,694.00 | (1%) 1.04M to 1.03M | (67%) |
| 08-Apr-11 7:26 PM View: | Epoch Holding Corporation (EPHC) | 06-Apr-11 | Acquisition (other) | 33,887 | -- | -- | 3% 1.04M to 1.08M | |
| 08-Apr-11 7:26 PM View: | Epoch Holding Corporation (EPHC) | 06-Apr-11 | Acquisition (other) | 393,939 | -- | -- | 37% 1.08M to 1.47M | |
| 08-Apr-11 7:26 PM View: | Epoch Holding Corporation (EPHC) | 06-Apr-11 | Disposition (other) | 427,826 | -- | -- | (29%) 1.47M to 1.04M | |
| 24-Feb-11 4:21 PM View: | Epoch Holding Corporation (EPHC) | 23-Feb-11 | Payment of Exercise | 2,514 | $15.42 | $38,765.90 | (< 1%) 1.01M to 1.0M | (110%) |
| 25-Feb-11 5:10 PM View: | Epoch Holding Corporation (EPHC) | 23-Feb-11 | Payment of Exercise | 1,832 | $15.42 | $28,249.40 | (< 1%) 1.04M to 1.04M | (110%) |
| 25-Feb-11 5:10 PM View: | Epoch Holding Corporation (EPHC) | 15-Feb-11 | Grant | 40,453 | $15.45 | $624,999.00 | 4% 1.0M to 1.04M | 109% |
| 03-Feb-11 7:43 PM View: | Epoch Holding Corporation (EPHC) | 03-Feb-11 | Payment of Exercise | 1,967 | $14.86 | $29,229.60 | (< 1%) 1.01M to 1.01M | (118%) |
| 21-Dec-10 4:52 PM View: | Epoch Holding Corporation (EPHC) | 21-Dec-10 | Gift | 450,000 | -- | -- | 44% 1.02M to 1.47M | |
| 21-Dec-10 4:52 PM View: | Epoch Holding Corporation (EPHC) | 21-Dec-10 | Gift | 465,000 | -- | -- | (31%) 1.48M to 1.02M | |
| 21-Dec-10 4:52 PM View: | Epoch Holding Corporation (EPHC) | 21-Dec-10 | Acquisition (other) | 7,063 | -- | -- | < 1% 1.47M to 1.48M | |
| 21-Dec-10 4:52 PM View: | Epoch Holding Corporation (EPHC) | 21-Dec-10 | Disposition (other) | 7,063 | -- | -- | (< 1%) 1.02M to 1.01M | |
| 08-Nov-10 5:36 PM View: | Epoch Holding Corporation (EPHC) | 08-Nov-10 | Market Sale (Planned) | 51,300 | $13.90 | $713,070.00 | (5%) 1.07M to 1.02M | (153%) |
| 08-Nov-10 5:36 PM View: | Epoch Holding Corporation (EPHC) | 05-Nov-10 | Market Sale (Planned) | 8,700 | $13.90 | $120,930.00 | (< 1%) 1.08M to 1.07M | (153%) |
| 26-Oct-10 4:17 PM View: | Epoch Holding Corporation (EPHC) | 26-Oct-10 | Market Sale (Planned) | 39,700 | $13.25 | $526,025.00 | (4%) 1.12M to 1.08M | (167%) |
| 26-Oct-10 4:17 PM View: | Epoch Holding Corporation (EPHC) | 25-Oct-10 | Market Sale (Planned) | 1,600 | $13.27 | $21,232.00 | (< 1%) 1.12M to 1.12M | (166%) |
| 26-Oct-10 4:17 PM View: | Epoch Holding Corporation (EPHC) | 22-Oct-10 | Market Sale (Planned) | 400 | $13.25 | $5,300.00 | (< 1%) 1.13M to 1.12M | (167%) |
| 20-Oct-10 5:20 PM View: | Epoch Holding Corporation (EPHC) | 20-Oct-10 | Market Sale (Planned) | 2,700 | $13.25 | $35,775.00 | (< 1%) 1.13M to 1.13M | (167%) |
| 20-Oct-10 5:20 PM View: | Epoch Holding Corporation (EPHC) | 18-Oct-10 | Market Sale (Planned) | 15,600 | $13.25 | $206,700.00 | (1%) 1.14M to 1.13M | (167%) |
| 19-Aug-10 6:57 PM View: | Epoch Holding Corporation (EPHC) | 19-Aug-10 | Payment of Exercise | 6,152 | $10.96 | $67,425.90 | (< 1%) 1.15M to 1.14M | (222%) |
| 03-Aug-10 5:49 PM View: | Epoch Holding Corporation (EPHC) | 03-Aug-10 | Payment of Exercise | 4,441 | $12.36 | $54,890.80 | (< 1%) 1.15M to 1.15M | (186%) |
| 30-Apr-10 6:04 PM View: | Epoch Holding Corporation (EPHC) | 30-Apr-10 | Market Sale (Planned) | 40,000 | $12.90 | $516,000.00 | (3%) 1.19M to 1.15M | (175%) |
| 28-Apr-10 4:27 PM View: | Epoch Holding Corporation (EPHC) | 27-Apr-10 | Market Sale (Planned) | 10,500 | $12.00 | $125,990.00 | (< 1%) 1.2M to 1.19M | (197%) |
| 28-Apr-10 4:27 PM View: | Epoch Holding Corporation (EPHC) | 26-Apr-10 | Market Sale (Planned) | 5,700 | $11.92 | $67,944.00 | (< 1%) 1.21M to 1.2M | (199%) |
| 23-Apr-10 5:00 PM View: | Epoch Holding Corporation (EPHC) | 23-Apr-10 | Market Sale (Planned) | 6,600 | $11.92 | $78,672.00 | (< 1%) 1.22M to 1.21M | (199%) |
| 23-Apr-10 5:00 PM View: | Epoch Holding Corporation (EPHC) | 22-Apr-10 | Market Sale (Planned) | 1,000 | $11.90 | $11,900.00 | (< 1%) 1.22M to 1.22M | (199%) |
| 21-Apr-10 4:53 PM View: | Epoch Holding Corporation (EPHC) | 21-Apr-10 | Market Sale (Planned) | 2,650 | $11.90 | $31,535.00 | (< 1%) 1.22M to 1.22M | (199%) |
| 21-Apr-10 4:53 PM View: | Epoch Holding Corporation (EPHC) | 20-Apr-10 | Market Sale (Planned) | 2,800 | $11.93 | $33,395.60 | (< 1%) 1.22M to 1.22M | (199%) |
| 14-Apr-10 5:50 PM View: | Epoch Holding Corporation (EPHC) | 14-Apr-10 | Market Sale (Planned) | 3,870 | $11.90 | $46,053.00 | (< 1%) 1.23M to 1.22M | (199%) |