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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 20-Mar-20 7:07 PM View:  | Liquidia Technologies Inc (LQDA) | 18-Mar-20 | Grant | 10,833 | -- | -- | 100% 0 to 10.83K | |
| 25-Apr-18 4:58 PM View: | Argos Therapeutics Inc (ARGS) | 25-Apr-18 | Disposition | 22,629 | -- | -- | (70%) 32.33K to 9.7K | |
| 02-Apr-18 9:48 AM View: | Argos Therapeutics Inc (ARGS) | 28-Mar-18 | Grant | 22,629 | -- | -- | 233% 9.7K to 32.33K | |
| 12-Jan-18 1:41 PM View: | Argos Therapeutics Inc (ARGS) | 09-Jan-18 | Market Sale (Planned) | 104,435 | $0.16 | $17,200.40 | (35%) 298.39K to 193.96K | 92% |
| 05-Jan-18 12:12 PM View: | Argos Therapeutics Inc (ARGS) | 03-Jan-18 | Market Sale (Planned) | 101,228 | $0.16 | $16,540.70 | (25%) 399.62K to 298.39K | 99% |
| 31-Aug-17 6:58 PM View: | Argos Therapeutics Inc (ARGS) | 30-Aug-17 | Grant | 395,664 | -- | -- | 9997% 3.96K to 399.62K | |
| 23-Jan-17 3:32 PM View: | Argos Therapeutics Inc (ARGS) | 19-Jan-17 | Grant | 3,958 | -- | -- | 100% 0 to 3.96K | |
| 27-Sep-11 2:19 PM View: | ICAgen Inc. (ICGN) | 14-Sep-11 | Disposition (change in control) | 33,902 | $6.00 | $203,412.00 | (100%) 33.9K to 0 | < 1% |
| 13-Sep-11 5:19 PM View: | ICAgen Inc. (ICGN) | 09-Sep-11 | Payment of Exercise | 17,036 | $6.00 | $102,216.00 | (33%) 50.94K to 33.9K | (2%) |
| 07-Sep-11 4:46 PM View: | ICAgen Inc. (ICGN) | 02-Sep-11 | Disposition (change in control) | 25,034 | $6.00 | $150,204.00 | (33%) 75.97K to 50.94K | < 1% |
| 22-Aug-11 3:07 PM View: | ICAgen Inc. (ICGN) | 18-Aug-11 | Payment of Exercise | 841 | $5.96 | $5,012.36 | (1%) 76.82K to 75.98K | (< 1%) |
| 22-Aug-11 3:07 PM View: | ICAgen Inc. (ICGN) | 18-Aug-11 | Market Sale | 8 | $5.96 | $47.68 | (< 1%) 75.98K to 75.97K | (< 1%) |
| 22-Aug-11 3:07 PM View: | ICAgen Inc. (ICGN) | 17-Aug-11 | Payment of Exercise | 235 | $6.00 | $1,410.00 | (< 1%) 77.06K to 76.82K | 0% |
| 12-Aug-11 5:07 PM View: | ICAgen Inc. (ICGN) | 10-Aug-11 | Payment of Exercise | 4,181 | $5.96 | $24,918.80 | (5%) 81.27K to 77.09K | |
| 12-Aug-11 5:07 PM View: | ICAgen Inc. (ICGN) | 10-Aug-11 | Market Sale | 36 | $5.96 | $214.56 | (< 1%) 77.09K to 77.06K | |
| 26-May-11 4:44 PM View: | ICAgen Inc. (ICGN) | 25-May-11 | Payment of Exercise | 854 | $2.48 | $2,117.92 | (1%) 82.13K to 81.27K | (9%) |
| 10-Feb-11 6:27 PM View: | ICAgen Inc. (ICGN) | 08-Feb-11 | Grant | 50,000 | -- | -- | 156% 32.13K to 82.13K | |
| 02-Feb-11 11:22 AM View: | ICAgen Inc. (ICGN) | 01-Feb-11 | Payment of Exercise | 376 | $3.41 | $1,282.16 | (1%) 32.5K to 32.13K | < 1% |
| 31-Jan-11 2:16 PM View: | ICAgen Inc. (ICGN) | 29-Jan-11 | Payment of Exercise | 353 | $2.94 | $1,037.82 | (1%) 32.86K to 32.5K | 0% |
| 25-Jan-11 11:18 AM View: | ICAgen Inc. (ICGN) | 23-Jan-11 | Payment of Exercise | 2,478 | $2.49 | $6,170.22 | (7%) 35.33K to 32.86K | 4% |
| 14-Jan-11 2:29 PM View: | ICAgen Inc. (ICGN) | 12-Jan-11 | Payment of Exercise | 124 | $1.93 | $239.32 | (< 1%) 35.46K to 35.33K | (1%) |
| 22-Feb-10 10:16 AM View: | ICAgen Inc. (ICGN) | 18-Feb-10 | Grant | 40,000 | -- | -- | 16% 243.66K to 283.66K | |
| 03-Feb-10 3:38 PM View: | ICAgen Inc. (ICGN) | 01-Feb-10 | Payment of Exercise | 3,172 | $0.89 | $2,823.08 | (1%) 246.83K to 243.66K | 74% |
| 01-Feb-10 4:25 PM View: | ICAgen Inc. (ICGN) | 29-Jan-10 | Payment of Exercise | 2,973 | $0.86 | $2,556.78 | (1%) 249.8K to 246.83K | 74% |
| 26-Jan-10 3:43 PM View: | ICAgen Inc. (ICGN) | 23-Jan-10 | Payment of Exercise | 19,825 | $0.94 | $18,552.20 | (7%) 269.63K to 249.8K | 76% |
| 13-Jan-10 5:00 PM View: | ICAgen Inc. (ICGN) | 12-Jan-10 | Payment of Exercise | 991 | $0.69 | $683.79 | (< 1%) 270.62K to 269.63K | 67% |
| 18-Dec-09 2:57 PM View: | ICAgen Inc. (ICGN) | 16-Dec-09 | Gift | 18,000 | -- | -- | (6%) 288.62K to 270.62K | |
| 03-Nov-09 3:54 PM View: | ICAgen Inc. (ICGN) | 02-Nov-09 | Option Exercise | 14,000 | $0.87 | $12,180.00 | 5% 274.62K to 288.62K | |
| 15-Sep-09 10:53 AM View: | ICAgen Inc. (ICGN) | 14-Sep-09 | Gift | 12,828 | -- | -- | (4%) 287.45K to 274.62K | |
| 19-Aug-09 9:15 AM View: | ICAgen Inc. (ICGN) | 17-Aug-09 | Payment of Exercise | 1,882 | $0.69 | $1,298.58 | (< 1%) 289.33K to 287.45K | 68% |
| 03-Feb-09 2:27 PM View: | ICAgen Inc. (ICGN) | 01-Feb-09 | Payment of Exercise | 3,172 | $0.54 | $1,712.88 | (1%) 292.5K to 289.33K | 57% |
| 02-Feb-09 3:34 PM View: | ICAgen Inc. (ICGN) | 29-Jan-09 | Payment of Exercise | 2,973 | $0.55 | $1,635.15 | (1%) 295.47K to 292.5K | 58% |
| 26-Jan-09 3:14 PM View: | ICAgen Inc. (ICGN) | 23-Jan-09 | Grant | 200,000 | -- | -- | 209% 95.47K to 295.47K | |
| 13-Jan-09 5:21 PM View: | ICAgen Inc. (ICGN) | 12-Jan-09 | Payment of Exercise | 991 | $0.45 | $445.95 | (1%) 96.47K to 95.47K | 49% |
| 19-Aug-08 5:19 PM View: | ICAgen Inc. (ICGN) | 17-Aug-08 | Payment of Exercise | 1,882 | $1.50 | $2,823.00 | (2%) 98.35K to 96.47K | 85% |
| 05-Feb-08 6:31 PM View: | ICAgen Inc. (ICGN) | 01-Feb-08 | Payment of Exercise | 3,172 | $1.50 | $4,758.00 | (3%) 101.52K to 98.35K | 85% |
| 30-Jan-08 6:21 PM View: | ICAgen Inc. (ICGN) | 29-Jan-08 | Grant | 30,000 | -- | -- | 41% 74.02K to 104.02K | |
| 14-Jan-08 4:08 PM View: | ICAgen Inc. (ICGN) | 12-Jan-08 | Payment of Exercise | 991 | $1.68 | $1,664.88 | (1%) 75.01K to 74.02K | 87% |
| 21-Aug-07 4:08 PM View: | ICAgen Inc. (ICGN) | 17-Aug-07 | Grant | 22,510 | -- | -- | 45% 50.0K to 72.51K | |
| 17-Jan-07 5:52 PM View: | ICAgen Inc. (ICGN) | 12-Jan-07 | Grant | 10,000 | -- | -- | 25% 40.0K to 50.0K | |
| 03-Feb-06 2:51 PM View: | ICAgen Inc. (ICGN) | 01-Feb-06 | Grant | 40,000 | -- | -- | 100% 0 to 40.0K |