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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 06-Sep-17 5:31 PM View:  | Tyco International Ltd. (JCI) | 01-Sep-17 | Payment of Exercise | 12,601 | $39.89 | $502,654.00 | (< 1%) 1.33M to 1.32M | 16% |
| 10-May-17 4:58 PM View: | Tyco International Ltd. (JCI) | 09-May-17 | Disposition | 97,678 | $41.97 | $4,099,690.00 | (7%) 1.43M to 1.33M | 20% |
| 10-May-17 4:58 PM View: | Tyco International Ltd. (JCI) | 09-May-17 | Option Exercise | 97,678 | $37.05 | $3,618,970.00 | 7% 1.33M to 1.43M | |
| 10-May-17 4:58 PM View: | Tyco International Ltd. (JCI) | 09-May-17 | Market Option Sale | 6,335 | $41.96 | $265,798.00 | (< 1%) 1.33M to 1.32M | 20% |
| 25-Jan-17 4:50 PM View: | Tyco International Ltd. (JCI) | 23-Jan-17 | Payment of Exercise | 3,368 | $43.24 | $145,632.00 | (< 1%) 1.32M to 1.32M | 23% |
| 09-Dec-16 5:09 PM View: | Tyco International Ltd. (JCI) | 07-Dec-16 | Payment of Exercise | 63,476 | $44.27 | $2,810,080.00 | (5%) 1.4M to 1.33M | 25% |
| 22-Nov-16 4:28 PM View: | Tyco International Ltd. (JCI) | 21-Nov-16 | Payment of Exercise | 18,791 | $44.71 | $840,146.00 | (1%) 1.41M to 1.4M | 26% |
| 22-Nov-16 4:28 PM View: | Tyco International Ltd. (JCI) | 18-Nov-16 | Grant | 365,091 | -- | -- | 35% 1.05M to 1.41M | |
| 11-Oct-16 6:18 PM View: | Tyco International Ltd. (JCI) | 07-Oct-16 | Grant | 58,313 | -- | -- | 6% 906.2K to 964.52K | |
| 12-Sep-16 6:21 PM View: | Tyco International Ltd. (JCI) | 08-Sep-16 | Grant | 564,132 | -- | -- | 167% 338.26K to 902.4K | |
| 07-Sep-16 6:21 PM View: | Tyco International Ltd. (JCI) | 02-Sep-16 | Grant | 315,848 | -- | -- | 112301000% 0 to 315.85K | |
| 07-Sep-16 6:21 PM View: | Tyco International Ltd. (JCI) | 02-Sep-16 | Grant | 22,416 | -- | -- | 7% 315.85K to 338.26K | |
| 07-Sep-16 11:04 AM View: | Johnson Controls Inc. (JCI) | 02-Sep-16 | Disposition | 26,824 | -- | -- | (5%) 532.59K to 505.77K | |
| 07-Sep-16 11:04 AM View: | Johnson Controls Inc. (JCI) | 02-Sep-16 | Disposition | 505,768 | $18.36 | $9,287,080.00 | (100%) 505.77K to 0 | |
| 07-Sep-16 11:04 AM View: | Johnson Controls Inc. (JCI) | 02-Sep-16 | Option Exercise | 189,920 | -- | -- | 55% 342.67K to 532.59K | |
| 03-Mar-16 1:10 PM View: | Johnson Controls Inc. (JCI) | 02-Mar-16 | Market Sale | 67,790 | $37.41 | $2,536,020.00 | (16%) 428.6K to 360.81K | 8% |
| 09-Dec-15 1:14 PM View: | Johnson Controls Inc. (JCI) | 07-Dec-15 | Disposition | 64,356 | $42.15 | $2,712,610.00 | (13%) 489.59K to 425.23K | (8%) |
| 19-Nov-15 2:39 PM View: | Johnson Controls Inc. (JCI) | 17-Nov-15 | Grant | 124,999 | -- | -- | 35% 357.27K to 482.27K | |
| 09-Oct-15 10:29 AM View: | Johnson Controls Inc. (JCI) | 07-Oct-15 | Grant | 221,820 | -- | -- | 164% 134.92K to 356.74K | |
| 09-Oct-15 10:29 AM View: | Johnson Controls Inc. (JCI) | 07-Oct-15 | Disposition | 8,990 | $43.86 | $394,316.00 | (2%) 365.73K to 356.74K | (3%) |
| 09-Oct-15 10:29 AM View: | Johnson Controls Inc. (JCI) | 07-Oct-15 | Option Exercise | 8,990 | $43.86 | $394,316.00 | 3% 356.74K to 365.73K | 3% |
| 05-May-15 4:06 PM View: | Johnson Controls Inc. (JCI) | 05-May-15 | Private Sale | 5,797 | $50.68 | $293,786.00 | (4%) 139.48K to 133.68K | 9% |
| 28-Apr-15 4:01 PM View: | Johnson Controls Inc. (JCI) | 28-Apr-15 | Disposition | 155,000 | $51.70 | $8,013,930.00 | (53%) 294.45K to 139.45K | 11% |
| 28-Apr-15 4:01 PM View: | Johnson Controls Inc. (JCI) | 28-Apr-15 | Option Exercise | 155,000 | $24.87 | $3,854,850.00 | 111% 139.45K to 294.45K | |
| 26-Jan-15 11:59 AM View: | Johnson Controls Inc. (JCI) | 23-Jan-15 | Payment of Exercise | 2,704 | $47.60 | $128,696.00 | (2%) 141.32K to 138.61K | 3% |
| 20-Nov-14 11:21 AM View: | Johnson Controls Inc. (JCI) | 18-Nov-14 | Grant | 39,428 | -- | -- | 39% 101.03K to 140.46K | |
| 12-Nov-14 2:53 PM View: | Johnson Controls Inc. (JCI) | 11-Nov-14 | Private Sale | 18,923 | $49.60 | $938,652.00 | (16%) 120.08K to 101.15K | 7% |
| 04-Nov-14 11:39 AM View: | Johnson Controls Inc. (JCI) | 03-Nov-14 | Disposition | 13,015 | $47.25 | $614,971.00 | (10%) 133.09K to 120.08K | 2% |
| 04-Nov-14 11:39 AM View: | Johnson Controls Inc. (JCI) | 03-Nov-14 | Option Exercise | 13,015 | -- | -- | 11% 120.08K to 133.09K | |
| 08-Oct-14 12:31 PM View: | Johnson Controls Inc. (JCI) | 06-Oct-14 | Disposition | 9,482 | $44.82 | $424,965.00 | (7%) 129.43K to 119.95K | 21% |
| 08-Oct-14 12:31 PM View: | Johnson Controls Inc. (JCI) | 06-Oct-14 | Disposition Duplicate | 9,482 | $44.82 | $424,965.00 | (7%) 129.43K to 119.95K | 21% |
| 08-Oct-14 12:31 PM View: | Johnson Controls Inc. (JCI) | 06-Oct-14 | Option Exercise | 9,482 | $44.82 | $424,965.00 | 8% 119.95K to 129.43K | (21%) |
| 08-Oct-14 12:31 PM View: | Johnson Controls Inc. (JCI) | 06-Oct-14 | Option Exercise Duplicate | 9,482 | $44.82 | $424,965.00 | 8% 119.95K to 129.43K | (21%) |
| 10-Jun-14 1:36 PM View: | Johnson Controls Inc. (JCI) | 09-Jun-14 | Option Exercise | 145,000 | $28.79 | $4,174,550.00 | 122% 119.05K to 264.05K | |
| 10-Jun-14 1:36 PM View: | Johnson Controls Inc. (JCI) | 09-Jun-14 | Private Option Sale | 145,000 | $50.14 | $7,270,010.00 | (55%) 264.05K to 119.05K | 7% |
| 21-Nov-13 4:37 PM View: | Johnson Controls Inc. (JCI) | 19-Nov-13 | Grant | 34,887 | -- | -- | 42% 83.11K to 117.99K | |
| 05-Nov-13 9:50 AM View: | Johnson Controls Inc. (JCI) | 02-Nov-13 | Disposition | 947 | $45.94 | $43,520.10 | (1%) 89.61K to 88.67K | (3%) |
| 05-Nov-13 9:50 AM View: | Johnson Controls Inc. (JCI) | 02-Nov-13 | Payment of Exercise | 5,479 | $45.94 | $251,705.00 | (6%) 88.67K to 83.19K | (3%) |
| 05-Nov-13 9:50 AM View: | Johnson Controls Inc. (JCI) | 02-Nov-13 | Option Exercise | 947 | $45.94 | $43,520.10 | 1% 88.66K to 89.61K | 3% |
| 08-Oct-13 5:52 PM View: | Johnson Controls Inc. (JCI) | 07-Oct-13 | Disposition | 8,636 | $40.47 | $349,505.00 | (9%) 97.3K to 88.67K | (17%) |
| 08-Oct-13 5:52 PM View: | Johnson Controls Inc. (JCI) | 07-Oct-13 | Option Exercise | 8,636 | $40.74 | $351,837.00 | 10% 88.66K to 97.3K | 16% |
| 16-May-13 3:18 PM View: | Johnson Controls Inc. (JCI) | 15-May-13 | Option Exercise | 90,000 | $23.97 | $2,156,850.00 | 102% 88.44K to 178.44K | |
| 16-May-13 3:18 PM View: | Johnson Controls Inc. (JCI) | 15-May-13 | Private Option Sale | 90,000 | $36.53 | $3,287,280.00 | (50%) 178.44K to 88.44K | (30%) |
| 25-Jan-13 3:33 PM View: | Johnson Controls Inc. (JCI) | 23-Jan-13 | Grant | 21,800 | -- | -- | 31% 70.55K to 92.35K | |
| 02-Nov-12 3:14 PM View: | Johnson Controls Inc. (JCI) | 01-Nov-12 | Disposition | 12,508 | $26.04 | $325,707.00 | (15%) 83.73K to 71.22K | (40%) |
| 02-Nov-12 3:14 PM View: | Johnson Controls Inc. (JCI) | 01-Nov-12 | Option Exercise | 12,508 | $26.04 | $325,707.00 | 18% 71.22K to 83.73K | 40% |
| 03-Nov-11 2:32 PM View: | Johnson Controls Inc. (JCI) | 02-Nov-11 | Disposition | 402 | $31.75 | $12,761.80 | (< 1%) 74.63K to 74.23K | (15%) |
| 03-Nov-11 2:32 PM View: | Johnson Controls Inc. (JCI) | 02-Nov-11 | Payment of Exercise | 4,973 | $31.75 | $157,893.00 | (7%) 74.23K to 69.26K | (15%) |
| 03-Nov-11 2:32 PM View: | Johnson Controls Inc. (JCI) | 02-Nov-11 | Option Exercise | 402 | $31.75 | $12,761.80 | < 1% 74.23K to 74.63K | 15% |
| 03-Nov-11 2:32 PM View: | Johnson Controls Inc. (JCI) | 01-Nov-11 | Disposition | 801 | $31.17 | $24,963.60 | (1%) 78.37K to 77.57K | (17%) |