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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 18-Dec-17 5:48 PM View:  | G1 Therapeutics, Inc. (GTHX) | 15-Dec-17 | Market Sale | 200,000 | $19.75 | $3,950,000.00 | (6%) 3.15M to 2.95M | (2%) |
| 05-Dec-17 9:17 AM View: | G1 Therapeutics, Inc. (GTHX) | 01-Dec-17 | Market Sale | 133,906 | $19.75 | $2,644,640.00 | (4%) 3.28M to 3.15M | (2%) |
| 22-Nov-17 10:13 AM View: | G1 Therapeutics, Inc. (GTHX) | 20-Nov-17 | Market Sale | 200,000 | $20.01 | $4,002,000.00 | (6%) 3.48M to 3.28M | (< 1%) |
| 24-May-17 7:57 PM View: | G1 Therapeutics, Inc. (GTHX) | 22-May-17 | Conversion | 3,409,540 | -- | -- | 100% 0 to 3.41M | |
| 24-May-17 7:57 PM View: | G1 Therapeutics, Inc. (GTHX) | 22-May-17 | Purchase | 75,000 | $15.00 | $1,125,000.00 | 2% 3.41M to 3.48M | |
| 30-Jun-15 6:45 PM View: | Astria Therapeutics, Inc. (ATXS) | 30-Jun-15 | Conversion | 1,409,210 | -- | -- | 100% 0 to 1.41M | |
| 30-Jun-15 6:45 PM View: | Astria Therapeutics, Inc. (ATXS) | 30-Jun-15 | Purchase | 223,439 | $12.00 | $2,681,270.00 | 16% 1.41M to 1.63M | |
| 25-Feb-15 6:10 PM View: | Rocket Pharmaceuticals, Inc. (RCKT) | 23-Feb-15 | Conversion | 1,312,330 | -- | -- | 42% 3.13M to 4.45M | |
| 25-Feb-15 6:10 PM View: | Rocket Pharmaceuticals, Inc. (RCKT) | 23-Feb-15 | Purchase | 416,667 | $6.00 | $2,500,000.00 | 9% 4.45M to 4.86M | |
| 01-Apr-14 4:29 PM View: | Applied Genetic Technologie... (AGTC) | 01-Apr-14 | Conversion | 1,376,460 | -- | -- | 100% 0 to 1.38M | |
| 01-Apr-14 4:29 PM View: | Applied Genetic Technologie... (AGTC) | 01-Apr-14 | Purchase | 75,735 | $12.00 | $908,820.00 | 6% 1.38M to 1.45M | |
| 04-Jun-04 7:44 PM View: | Critical Therapeutics Inc. (CRTX) | 02-Jun-04 | Conversion | 2,857,140 | -- | -- | 100% 0 to 2.86M |