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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 31-Oct-19 7:48 PM View:  | Emergent Capital, Inc. (EMGC) | 30-Oct-19 | Payment of Exercise | 98,176 | $0.19 | $19,144.30 | (24%) 401.82K to 303.65K | |
| 31-Oct-19 7:48 PM View: | Emergent Capital, Inc. (EMGC) | 30-Oct-19 | Option Exercise | 250,000 | -- | -- | 165% 151.82K to 401.82K | |
| 28-Feb-19 4:41 PM View: | Emergent Capital, Inc. (EMGC) | 30-Oct-18 | Payment of Exercise | 98,177 | $0.19 | $19,144.50 | (39%) 250.0K to 151.82K | |
| 28-Feb-19 4:41 PM View: | Emergent Capital, Inc. (EMGC) | 30-Oct-18 | Option Exercise | 250,000 | -- | -- | 100% 0 to 250.0K | |
| 31-Jan-06 3:50 PM View: | Allion Healthcare, Inc. (ALLI) | 31-Jan-06 | Option Exercise | 25,000 | $6.00 | $150,000.00 | 100% 0 to 25.0K | |
| 31-Jan-06 3:50 PM View: | Allion Healthcare, Inc. (ALLI) | 31-Jan-06 | Option Sale | 25,000 | $12.83 | $320,750.00 | (100%) 25.0K to 0 |