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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 12-Nov-21 4:16 PM View:  | Liquidia Corp (LQDA) | 10-Nov-21 | Market Purchase | 30,000 | $4.24 | $127,200.00 | 1500% 2.0K to 32.0K | 22% |
| 09-Nov-21 5:40 PM View: | Kadmon Holdings, Inc. (KDMN) | 09-Nov-21 | Disposition | 30,000 | $9.50 | $285,000.00 | (100%) 30.0K to 0 | 0% |
| 17-May-21 4:06 PM View: | Kadmon Holdings, Inc. (KDMN) | 14-May-21 | Grant | 10,000 | $3.69 | $36,950.00 | 50% 20.0K to 30.0K | 156% |
| 17-May-21 4:06 PM View: | Kadmon Holdings, Inc. (KDMN) | 13-May-21 | Grant | 20,000 | $3.58 | $71,600.00 | 100% 0 to 20.0K | 165% |
| 15-Nov-18 4:06 PM View: | Liquidia Technologies Inc (LQDA) | 14-Nov-18 | Purchase | 895 | $18.50 | $16,557.50 | 81% 1.1K to 2.0K | |
| 15-Nov-18 4:06 PM View: | Liquidia Technologies Inc (LQDA) | 13-Nov-18 | Purchase | 105 | $18.00 | $1,890.00 | 10% 1.0K to 1.1K | |
| 13-Nov-18 4:07 PM View: | Liquidia Technologies Inc (LQDA) | 08-Nov-18 | Purchase | 1,000 | $18.25 | $18,250.00 | 100% 0 to 1.0K | |
| 12-Dec-17 7:00 AM View: | Aralez Pharmaceuticals Inc. (ARLZ) | 08-Dec-17 | Market Purchase | 50,000 | $1.47 | $73,535.00 | 22% 226.61K to 276.61K | (98%) |
| 19-Jun-17 7:00 AM View: | Aralez Pharmaceuticals Inc. (ARLZ) | 15-Jun-17 | Market Purchase | 15,000 | $1.15 | $17,181.00 | 7% 211.61K to 226.61K | (98%) |
| 16-Jun-17 7:01 AM View: | Aralez Pharmaceuticals Inc. (ARLZ) | 14-Jun-17 | Market Purchase | 50,000 | $1.17 | $58,525.00 | 31% 161.61K to 211.61K | (98%) |
| 12-May-17 9:50 PM View: | Aralez Pharmaceuticals Inc. (ARLZ) | 11-May-17 | Grant | 7,500 | -- | -- | 5% 154.11K to 161.61K | |
| 17-Mar-17 4:16 PM View: | Aralez Pharmaceuticals Inc. (ARLZ) | 15-Mar-17 | Market Purchase | 45,000 | $2.27 | $102,249.00 | 41% 109.11K to 154.11K | (99%) |
| 20-Jun-16 9:18 PM View: | Aralez Pharmaceuticals Inc. (ARLZ) | 16-Jun-16 | Grant | 7,500 | -- | -- | 7% 101.61K to 109.11K | |
| 16-May-16 8:43 PM View: | Aralez Pharmaceuticals Inc. (ARLZ) | 12-May-16 | Market Purchase | 22,500 | $3.49 | $78,547.50 | 30% 74.11K to 96.61K | (99%) |
| 16-May-16 8:43 PM View: | Aralez Pharmaceuticals Inc. (ARLZ) | 12-May-16 | Market Purchase | 5,000 | $3.49 | $17,449.50 | 5% 96.61K to 101.61K | (99%) |
| 09-Feb-16 9:43 PM View: | Aralez Pharmaceuticals Inc. (ARLZ) | 05-Feb-16 | Acquisition (other) | 64,719 | -- | -- | 100% 0 to 64.72K | |
| 08-Feb-16 6:06 PM View: | Aralez Pharmaceuticals Inc. (ARLZ) | 05-Feb-16 | Option Exercise | 6,107 | $5.97 | $36,458.80 | 10% 58.61K to 64.72K | |
| 22-Jan-16 4:12 PM View: | Pozen, Inc. (POZN) | 20-Jan-16 | Option Exercise | 6,107 | $5.40 | $32,977.80 | 12% 52.51K to 58.61K | |
| 21-Oct-15 5:35 PM View: | Pozen, Inc. (POZN) | 20-Oct-15 | Option Exercise | 12,214 | $4.14 | $50,566.00 | 30% 40.29K to 52.51K | |
| 12-Jun-15 2:59 PM View: | Pozen, Inc. (POZN) | 10-Jun-15 | Grant | 9,390 | -- | -- | 23% 40.29K to 49.68K | |
| 12-Jun-14 5:45 PM View: | Pozen, Inc. (POZN) | 11-Jun-14 | Option Exercise | 9,430 | $5.78 | $54,505.40 | 23% 40.29K to 49.72K | |
| 12-Jun-14 5:45 PM View: | Pozen, Inc. (POZN) | 11-Jun-14 | Market Option Sale | 9,430 | $9.30 | $87,717.90 | (19%) 49.72K to 40.29K | 23% |
| 06-Jun-14 9:03 PM View: | Pozen, Inc. (POZN) | 05-Jun-14 | Option Exercise | 2,500 | $5.78 | $14,450.00 | 6% 40.29K to 42.79K | |
| 06-Jun-14 9:03 PM View: | Pozen, Inc. (POZN) | 05-Jun-14 | Market Option Sale | 2,500 | $8.67 | $21,670.00 | (6%) 42.79K to 40.29K | 18% |
| 06-Jun-14 9:03 PM View: | Pozen, Inc. (POZN) | 04-Jun-14 | Grant | 9,291 | -- | -- | 30% 31.0K to 40.29K | |
| 03-Jun-14 9:19 PM View: | Pozen, Inc. (POZN) | 02-Jun-14 | Option Exercise | 2,500 | $5.78 | $14,450.00 | 10% 26.0K to 28.5K | |
| 03-Jun-14 9:19 PM View: | Pozen, Inc. (POZN) | 02-Jun-14 | Market Option Sale | 2,500 | $8.73 | $21,825.00 | (9%) 28.5K to 26.0K | 18% |
| 27-May-14 8:16 PM View: | Pozen, Inc. (POZN) | 27-May-14 | Option Exercise | 2,900 | $5.78 | $16,762.00 | 11% 26.0K to 28.9K | |
| 27-May-14 8:16 PM View: | Pozen, Inc. (POZN) | 27-May-14 | Market Option Sale | 2,900 | $8.44 | $24,476.00 | (10%) 28.9K to 26.0K | 15% |
| 27-May-14 8:16 PM View: | Pozen, Inc. (POZN) | 22-May-14 | Option Exercise | 7,100 | $5.78 | $41,038.00 | 27% 26.0K to 33.1K | |
| 27-May-14 8:16 PM View: | Pozen, Inc. (POZN) | 22-May-14 | Market Option Sale | 7,100 | $8.36 | $59,350.30 | (21%) 33.1K to 26.0K | 14% |
| 10-Jun-13 6:11 PM View: | Pozen, Inc. (POZN) | 06-Jun-13 | Grant | 5,000 | -- | -- | 19% 26.0K to 31.0K | |
| 11-Jun-12 9:32 PM View: | Pozen, Inc. (POZN) | 07-Jun-12 | Grant | 5,000 | -- | -- | 24% 21.0K to 26.0K | |
| 13-Jun-11 4:12 PM View: | Pozen, Inc. (POZN) | 09-Jun-11 | Grant | 5,000 | -- | -- | 31% 16.0K to 21.0K | |
| 14-Jun-10 4:05 PM View: | Pozen, Inc. (POZN) | 10-Jun-10 | Grant | 2,000 | -- | -- | 14% 14.0K to 16.0K | |
| 12-May-10 4:22 PM View: | Pozen, Inc. (POZN) | 11-May-10 | Market Purchase | 4,000 | $8.44 | $33,760.00 | 50% 8.0K to 12.0K | 2% |
| 12-May-10 4:22 PM View: | Pozen, Inc. (POZN) | 10-May-10 | Market Purchase | 4,000 | $8.17 | $32,699.00 | 100% 4.0K to 8.0K | 5% |
| 05-Jun-09 4:05 PM View: | Pozen, Inc. (POZN) | 03-Jun-09 | Grant | 2,000 | -- | -- | 100% 2.0K to 4.0K | |
| 08-May-08 3:29 PM View: | Pozen, Inc. (POZN) | 06-May-08 | Grant | 2,000 | -- | -- | 100% 2.0K to 4.0K | |
| 15-Jun-07 4:34 PM View: | Pozen, Inc. (POZN) | 13-Jun-07 | Grant | 2,000 | -- | -- | 100% 0 to 2.0K |