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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 22-Jul-08 8:51 PM View:  | Prospect Street Income Shar... (CNN) | 18-Jul-08 | Disposition | 16,189 | $5.13 | $83,049.60 | (100%) 16.19K to 0 | 11% |
| 22-Jul-08 8:52 PM View: | Prospect Street High Income... (PHY) | 18-Jul-08 | Disposition | 40,923 | $2.62 | $107,218.00 | (100%) 40.92K to 0 | 9% |
| 22-Jul-08 9:05 PM View: | Nexpoint Diversified Real E... (NXDT) | 18-Jul-08 | Grant | 13,660 | $13.93 | $190,284.00 | 100% 0 to 13.66K | (11%) |
| 27-Dec-06 8:17 PM View: | Prospect Street Income Shar... (CNN) | 22-Dec-06 | Grant | 3,844 | -- | -- | (1601760%) 0 to 3.84K | |
| 27-Dec-06 8:17 PM View: | Prospect Street Income Shar... (CNN) | 22-Dec-06 | Payment of Exercise | 4,405 | $6.10 | $26,867.80 | (24%) 18.13K to 13.72K | 12% |
| 27-Dec-06 8:17 PM View: | Prospect Street Income Shar... (CNN) | 22-Dec-06 | Option Exercise | 14,286 | $3.05 | $43,571.40 | 372% 3.84K to 18.13K | |
| 27-Dec-06 8:11 PM View: | Prospect Street High Income... (PHY) | 22-Dec-06 | Grant | 14,269 | -- | -- | 3746550% 0 to 14.27K | |
| 27-Dec-06 8:11 PM View: | Prospect Street High Income... (PHY) | 22-Dec-06 | Payment of Exercise | 11,638 | $3.22 | $37,472.70 | (27%) 43.79K to 32.15K | 5% |
| 27-Dec-06 8:11 PM View: | Prospect Street High Income... (PHY) | 22-Dec-06 | Option Exercise | 29,520 | $1.61 | $47,527.20 | 207% 14.27K to 43.79K |