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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 27-Jun-19 2:19 PM View:  | Kayne Anderson MLP Investme... (KYN) | 20-Jun-19 | Market Purchase | 5,304 | $15.18 | $80,514.70 | 42% 12.5K to 17.8K | < 1% |
| 16-Aug-18 3:33 PM View: | Kayne Anderson MLP Investme... (KYN) | 06-Aug-18 | Acquisition (other) | 2,496 | $20.02 | $49,969.90 | 25% 10.0K to 12.5K | |
| 03-May-13 9:26 PM View: | Copano Energy LLC (CPNO) | 01-May-13 | Disposition | 40,615 | -- | -- | (100%) 40.62K to 0 | |
| 03-Jan-13 4:32 PM View: | Copano Energy LLC (CPNO) | 01-Jan-13 | Grant | 1,581 | -- | -- | 4% 39.03K to 40.62K | |
| 18-Dec-12 4:38 PM View: | Reliant Energy Inc. (GEN) | 14-Dec-12 | Disposition | 117,949 | -- | -- | (100%) 117.95K to 0 | |
| 18-Dec-12 4:38 PM View: | Reliant Energy Inc. (GEN) | 14-Dec-12 | Option Exercise | 17,245 | -- | -- | 17% 100.7K to 117.95K | |
| 16-Nov-12 1:38 PM View: | Copano Energy LLC (CPNO) | 14-Nov-12 | Grant | 3,000 | -- | -- | 8% 36.03K to 39.03K | |
| 14-May-12 6:48 PM View: | Reliant Energy Inc. (GEN) | 10-May-12 | Grant | 32,535 | -- | -- | 48% 68.17K to 100.7K | |
| 03-Jan-12 4:29 PM View: | Copano Energy LLC (CPNO) | 01-Jan-12 | Grant | 1,462 | -- | -- | 4% 34.57K to 36.03K | |
| 17-Nov-11 4:33 PM View: | Copano Energy LLC (CPNO) | 16-Nov-11 | Grant | 3,000 | -- | -- | 10% 31.57K to 34.57K | |
| 09-May-11 3:48 PM View: | Reliant Energy Inc. (GEN) | 05-May-11 | Grant | 19,206 | -- | -- | 39% 48.96K to 68.17K | |
| 03-Jan-11 1:13 PM View: | Copano Energy LLC (CPNO) | 01-Jan-11 | Grant | 1,481 | -- | -- | 5% 30.09K to 31.57K | |
| 07-Dec-10 6:17 PM View: | Reliant Energy Inc. (GEN) | 03-Dec-10 | Grant | 48,966 | -- | -- | 100% 0 to 48.97K | |
| 07-Dec-10 5:49 PM View: | Mirant Corp. (MIR) | 03-Dec-10 | Disposition | 17,272 | -- | -- | (100%) 17.27K to 0 | |
| 30-Nov-10 2:30 PM View: | Kayne Anderson Nextgen Ener... (KMF) | 30-Nov-10 | Market Purchase | 2,000 | $25.00 | $50,000.00 | 100% 0 to 2.0K | (33%) |
| 18-Nov-10 5:55 PM View: | Copano Energy LLC (CPNO) | 17-Nov-10 | Grant | 3,000 | -- | -- | 11% 27.09K to 30.09K | |
| 13-May-10 4:06 PM View: | Mirant Corp. (MIR) | 12-May-10 | Grant | 6,757 | -- | -- | 64% 10.52K to 17.27K | |
| 05-Jan-10 12:22 PM View: | Copano Energy LLC (CPNO) | 01-Jan-10 | Grant | 2,091 | -- | -- | 8% 25.0K to 27.09K | |
| 12-Nov-09 3:57 PM View: | Copano Energy LLC (CPNO) | 10-Nov-09 | Grant | 3,000 | -- | -- | 14% 22.0K to 25.0K | |
| 20-Nov-08 3:56 PM View: | Copano Energy LLC (CPNO) | 18-Nov-08 | Grant | 3,000 | -- | -- | 16% 19.0K to 22.0K | |
| 19-Nov-07 6:53 PM View: | Copano Energy LLC (CPNO) | 16-Nov-07 | Grant | 3,000 | -- | -- | 19% 16.0K to 19.0K | |
| 20-Nov-06 10:00 PM View: | Copano Energy LLC (CPNO) | 16-Nov-06 | Grant | 1,500 | -- | -- | 23% 6.5K to 8.0K | |
| 17-Nov-06 6:43 PM View: | Pacific Energy Partners Lp (PPX) | 15-Nov-06 | Disposition | 5,000 | $37.16 | $185,800.00 | (100%) 5.0K to 0 | |
| 27-Sep-06 3:48 PM View: | Kayne Anderson Energy Devel... (KED) | 25-Sep-06 | Market Purchase | 2,000 | $25.00 | $50,000.00 | 100% 0 to 2.0K | (14%) |
| 11-Jan-06 3:09 PM View: | Pacific Energy Partners Lp (PPX) | 09-Jan-06 | Grant | 3,000 | -- | -- | 150% 2.0K to 5.0K | |
| 15-Dec-05 6:00 PM View: | Copano Energy LLC (CPNO) | 13-Dec-05 | Grant | 1,500 | -- | -- | 30% 5.0K to 6.5K | |
| 15-Dec-04 12:44 PM View: | Copano Energy LLC (CPNO) | 13-Dec-04 | Grant | 3,000 | -- | -- | 100% 0 to 3.0K | |
| 13-Jul-04 2:26 PM View: | Pacific Energy Partners Lp (PPX) | 12-Jul-04 | Grant | 2,000 | -- | -- | 100% 0 to 2.0K |