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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-Apr-23 5:27 PM View:  | AP Pharma Inc. (HRTX) | 13-Apr-23 | Payment of Exercise | 2,012 | $2.88 | $5,794.56 | (4%) 48.66K to 46.65K | |
| 17-Apr-23 5:27 PM View: | AP Pharma Inc. (HRTX) | 13-Apr-23 | Option Exercise | 5,814 | -- | -- | 14% 42.85K to 48.66K | |
| 17-Jan-23 5:36 PM View: | AP Pharma Inc. (HRTX) | 13-Jan-23 | Payment of Exercise | 2,012 | $3.17 | $6,378.04 | (4%) 44.86K to 42.85K | |
| 17-Jan-23 5:36 PM View: | AP Pharma Inc. (HRTX) | 13-Jan-23 | Option Exercise | 5,814 | -- | -- | 15% 39.04K to 44.86K | |
| 17-Oct-22 4:37 PM View: | AP Pharma Inc. (HRTX) | 13-Oct-22 | Payment of Exercise | 2,012 | $3.76 | $7,565.12 | (5%) 41.06K to 39.04K | |
| 17-Oct-22 4:37 PM View: | AP Pharma Inc. (HRTX) | 13-Oct-22 | Option Exercise | 5,814 | -- | -- | 16% 35.24K to 41.06K | |
| 15-Jul-22 4:56 PM View: | AP Pharma Inc. (HRTX) | 13-Jul-22 | Payment of Exercise | 2,012 | $3.01 | $6,056.12 | (5%) 37.25K to 35.24K | |
| 15-Jul-22 4:56 PM View: | AP Pharma Inc. (HRTX) | 13-Jul-22 | Option Exercise | 5,814 | -- | -- | 18% 31.44K to 37.25K | |
| 15-Apr-22 5:04 PM View: | AP Pharma Inc. (HRTX) | 13-Apr-22 | Payment of Exercise | 2,012 | $6.07 | $12,212.80 | (6%) 33.45K to 31.44K | |
| 15-Apr-22 5:04 PM View: | AP Pharma Inc. (HRTX) | 13-Apr-22 | Option Exercise | 5,814 | -- | -- | 21% 27.64K to 33.45K | |
| 14-Jan-22 5:07 PM View: | AP Pharma Inc. (HRTX) | 13-Jan-22 | Payment of Exercise | 2,012 | $8.30 | $16,699.60 | (7%) 29.65K to 27.64K | |
| 14-Jan-22 5:07 PM View: | AP Pharma Inc. (HRTX) | 13-Jan-22 | Option Exercise | 5,814 | -- | -- | 24% 23.84K to 29.65K | |
| 23-Dec-21 6:59 PM View: | AP Pharma Inc. (HRTX) | 29-Oct-21 | Acquisition (other) | 817 | $9.36 | $7,645.89 | 4% 23.02K to 23.84K | |
| 15-Oct-21 4:24 PM View: | AP Pharma Inc. (HRTX) | 13-Oct-21 | Payment of Exercise | 433 | $10.55 | $4,568.15 | (2%) 23.45K to 23.02K | |
| 15-Oct-21 4:24 PM View: | AP Pharma Inc. (HRTX) | 13-Oct-21 | Option Exercise | 1,250 | -- | -- | 6% 22.2K to 23.45K | |
| 15-Jul-21 4:49 PM View: | AP Pharma Inc. (HRTX) | 13-Jul-21 | Payment of Exercise | 433 | $13.48 | $5,836.84 | (2%) 22.64K to 22.2K | |
| 15-Jul-21 4:49 PM View: | AP Pharma Inc. (HRTX) | 13-Jul-21 | Option Exercise | 1,250 | -- | -- | 6% 21.39K to 22.64K | |
| 15-Jul-21 4:49 PM View: | AP Pharma Inc. (HRTX) | 30-Apr-21 | Acquisition (other) | 971 | $13.90 | $13,494.50 | 5% 20.41K to 21.39K | |
| 15-Apr-21 4:53 PM View: | AP Pharma Inc. (HRTX) | 13-Apr-21 | Payment of Exercise | 433 | $16.66 | $7,213.78 | (2%) 20.85K to 20.41K | |
| 15-Apr-21 4:53 PM View: | AP Pharma Inc. (HRTX) | 13-Apr-21 | Option Exercise | 1,250 | -- | -- | 6% 19.6K to 20.85K | |
| 15-Jan-21 4:27 PM View: | AP Pharma Inc. (HRTX) | 13-Jan-21 | Payment of Exercise | 433 | $18.16 | $7,863.28 | (2%) 20.03K to 19.6K | |
| 15-Jan-21 4:27 PM View: | AP Pharma Inc. (HRTX) | 13-Jan-21 | Option Exercise | 1,250 | -- | -- | 7% 18.78K to 20.03K | |
| 23-Dec-20 4:24 PM View: | AP Pharma Inc. (HRTX) | 30-Oct-20 | Acquisition (other) | 637 | $11.65 | $7,423.28 | 4% 18.14K to 18.78K | |
| 04-Oct-19 7:56 PM View: | AP Pharma Inc. (HRTX) | 03-Oct-19 | Market Purchase | 5,143 | $17.50 | $90,002.50 | 40% 13.0K to 18.14K | < 1% |
| 23-May-19 8:39 AM View: | AP Pharma Inc. (HRTX) | 22-May-19 | Market Purchase | 3,000 | $17.55 | $52,650.00 | 30% 10.0K to 13.0K | (< 1%) |
| 02-Nov-18 6:12 PM View: | Senomyx Inc. (SNMX) | 02-Nov-18 | Disposition (change in control) | 111,469 | $1.50 | $167,204.00 | (51%) 219.76K to 108.29K | 0% |
| 02-Nov-18 6:12 PM View: | Senomyx Inc. (SNMX) | 02-Nov-18 | Disposition (change in control) | 108,293 | $1.50 | $162,440.00 | (100%) 108.29K to 0 | 0% |
| 21-Mar-18 6:52 PM View: | Senomyx Inc. (SNMX) | 28-Feb-18 | Grant | 15,545 | -- | -- | 9% 178.44K to 193.99K | |
| 23-Mar-17 7:04 PM View: | Senomyx Inc. (SNMX) | 23-Mar-17 | Market Purchase | 15,000 | $0.99 | $14,800.50 | 10% 143.29K to 158.29K | 50% |
| 23-Mar-17 7:04 PM View: | Senomyx Inc. (SNMX) | 22-Mar-17 | Market Purchase | 35,000 | $0.98 | $34,226.50 | 32% 108.29K to 143.29K | 51% |
| 17-Mar-17 4:51 PM View: | Senomyx Inc. (SNMX) | 28-Feb-17 | Grant | 7,990 | -- | -- | 8% 100.3K to 108.29K | |
| 23-Jan-17 4:29 PM View: | AP Pharma Inc. (HRTX) | 19-Jan-17 | Private Purchase | 10,000 | $12.20 | $122,000.00 | 100% 0 to 10.0K | |
| 02-Mar-16 8:04 PM View: | Senomyx Inc. (SNMX) | 29-Feb-16 | Grant | 2,191 | $2.90 | $6,351.27 | 2% 97.9K to 100.09K | |
| 06-Jun-14 5:12 PM View: | Senomyx Inc. (SNMX) | 05-Jun-14 | Option Exercise | 37,600 | $6.02 | $226,352.00 | 43% 86.76K to 124.36K | |
| 06-Jun-14 5:12 PM View: | Senomyx Inc. (SNMX) | 05-Jun-14 | Market Option Sale (Planned) | 37,600 | $8.00 | $300,800.00 | (30%) 124.36K to 86.76K | 82% |
| 17-Apr-13 5:02 PM View: | Senomyx Inc. (SNMX) | 28-Feb-13 | Grant | 4,438 | -- | -- | 6% 76.28K to 80.72K | |
| 01-Mar-12 4:10 PM View: | Senomyx Inc. (SNMX) | 29-Feb-12 | Grant | 1,880 | -- | -- | 3% 74.4K to 76.28K | |
| 01-Sep-11 4:17 PM View: | Senomyx Inc. (SNMX) | 31-Aug-11 | Grant | 1,376 | -- | -- | 2% 73.02K to 74.4K | |
| 03-Jun-11 9:05 PM View: | Ardea Biosciences, Inc. (RDEA) | 03-Jun-11 | Option Exercise | 500 | $5.85 | $2,925.00 | 100% 0 to 0.5K | |
| 03-Jun-11 9:05 PM View: | Ardea Biosciences, Inc. (RDEA) | 03-Jun-11 | Market Option Sale | 500 | $24.50 | $12,250.00 | (100%) 0.5K to 0 | (1%) |
| 03-Jun-11 9:05 PM View: | Ardea Biosciences, Inc. (RDEA) | 02-Jun-11 | Option Exercise | 5,000 | $5.85 | $29,250.00 | 100% 0 to 5.0K | |
| 03-Jun-11 9:05 PM View: | Ardea Biosciences, Inc. (RDEA) | 02-Jun-11 | Market Option Sale | 5,000 | $24.70 | $123,478.00 | (100%) 5.0K to 0 | (< 1%) |
| 01-Mar-11 4:13 PM View: | Senomyx Inc. (SNMX) | 28-Feb-11 | Grant | 12,655 | -- | -- | 21% 60.37K to 73.02K | |
| 24-Sep-10 1:33 PM View: | Ardea Biosciences, Inc. (RDEA) | 23-Sep-10 | Option Exercise | 4,000 | $5.85 | $23,400.00 | 100% 0 to 4.0K | |
| 24-Sep-10 1:33 PM View: | Ardea Biosciences, Inc. (RDEA) | 23-Sep-10 | Market Option Sale | 4,000 | $23.02 | $92,065.60 | (100%) 4.0K to 0 | < 1% |
| 01-Mar-10 5:48 PM View: | Senomyx Inc. (SNMX) | 26-Feb-10 | Grant | 6,598 | -- | -- | 12% 53.77K to 60.37K | |
| 21-May-09 9:03 PM View: | Ardea Biosciences, Inc. (RDEA) | 20-May-09 | Option Exercise | 3,000 | $5.85 | $17,550.00 | 100% 0 to 3.0K | |
| 21-May-09 9:03 PM View: | Ardea Biosciences, Inc. (RDEA) | 20-May-09 | Market Option Sale | 3,000 | $15.00 | $45,009.90 | (100%) 3.0K to 0 | (< 1%) |
| 21-May-09 9:03 PM View: | Ardea Biosciences, Inc. (RDEA) | 19-May-09 | Option Exercise | 5,000 | $5.85 | $29,250.00 | 100% 0 to 5.0K | |
| 21-May-09 9:03 PM View: | Ardea Biosciences, Inc. (RDEA) | 19-May-09 | Market Option Sale | 5,000 | $15.34 | $76,700.00 | (100%) 5.0K to 0 | 2% |