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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 16-Mar-20 3:50 PM View:  | AllianceBernstein Global Hi... (AWF) | 16-Mar-20 | Private Purchase | 1,000 | $9.26 | $9,262.35 | 3% 40.0K to 41.0K | |
| 16-Mar-20 6:11 PM View: | AllianceBernstein Global Hi... (AWF) | 16-Mar-20 | Private Purchase | 7,876 | $9.18 | $72,321.60 | 19% 41.0K to 48.88K | |
| 14-Dec-15 4:14 PM View: | AllianceBernstein Global Hi... (AWF) | 11-Dec-15 | Market Purchase | 20,000 | $10.62 | $212,301.00 | 100% 20.0K to 40.0K | 82% |
| 26-Aug-15 4:59 PM View: | AllianceBernstein Global Hi... (AWF) | 24-Aug-15 | Market Purchase | 20,000 | $11.04 | $220,830.00 | 100% 0 to 20.0K | 71% |
| 22-Sep-14 1:32 PM View: | AllianceBernstein National ... (AFB) | 19-Sep-14 | Market Purchase | 15,000 | $13.57 | $203,550.00 | 8% 185.0K to 200.0K | (23%) |
| 18-Sep-14 1:57 PM View: | AllianceBernstein National ... (AFB) | 17-Sep-14 | Market Purchase | 50,000 | $13.52 | $676,000.00 | 37% 135.0K to 185.0K | (23%) |
| 17-Sep-14 4:03 PM View: | AllianceBernstein National ... (AFB) | 16-Sep-14 | Market Purchase | 35,000 | $13.40 | $469,000.00 | 35% 100.0K to 135.0K | (22%) |
| 22-Nov-13 3:15 PM View: | AllianceBernstein National ... (AFB) | 20-Nov-13 | Market Purchase | 58,600 | $12.42 | $727,812.00 | 142% 41.4K to 100.0K | (20%) |
| 15-Oct-13 4:18 PM View: | AllianceBernstein National ... (AFB) | 11-Oct-13 | Market Purchase | 40,000 | $12.48 | $499,200.00 | 2857% 1.4K to 41.4K | (21%) |
| 15-Oct-13 4:18 PM View: | AllianceBernstein National ... (AFB) | 10-Oct-13 | Market Purchase | 1,400 | $12.43 | $17,402.00 | 100% 0 to 1.4K | (21%) |
| 14-Jun-13 4:11 PM View: | AllianceBernstein Income Fu... (ACG) | 13-Jun-13 | Market Purchase | 64,000 | $7.43 | $475,462.00 | 178% 36.0K to 100.0K | 22% |
| 16-Dec-10 3:17 PM View: | AllianceBernstein Income Fu... (ACG) | 14-Dec-10 | Market Purchase | 36,000 | $7.58 | $272,915.00 | 100% 0 to 36.0K | 47% |
| 17-Dec-09 7:19 PM View: | AllianceBernstein Holding L... (AB) | 07-Dec-09 | Grant | 136,738 | $26.73 | $3,655,010.00 | 145% 94.56K to 231.29K | (22%) |
| 27-Jan-09 4:46 PM View: | AllianceBernstein Holding L... (AB) | 23-Jan-09 | Grant | 26,686 | $17.05 | $454,996.00 | 39% 67.67K to 94.36K | 32% |
| 03-Dec-08 6:10 PM View: | AllianceBernstein Holding L... (AB) | 01-Dec-08 | Payment of Exercise | 722 | $16.00 | $11,552.00 | (1%) 68.39K to 67.67K | (41%) |
| 29-Jan-08 8:53 PM View: | AllianceBernstein Holding L... (AB) | 25-Jan-08 | Grant | 11,140 | $63.42 | $706,499.00 | 20% 56.81K to 67.95K | (66%) |
| 10-Dec-07 4:20 PM View: | AllianceBernstein Holding L... (AB) | 10-Dec-07 | Option Exercise | 10,000 | $18.47 | $184,700.00 | 8% 123.38K to 133.38K | |
| 10-Dec-07 4:20 PM View: | AllianceBernstein Holding L... (AB) | 10-Dec-07 | Market Option Sale | 10,000 | $82.04 | $820,400.00 | (7%) 133.38K to 123.38K | 74% |
| 04-Dec-07 6:33 PM View: | AllianceBernstein Holding L... (AB) | 01-Dec-07 | Payment of Exercise | 745 | $81.95 | $61,052.70 | (1%) 57.44K to 56.69K | 74% |
| 05-Sep-07 6:34 PM View: | AllianceBernstein Holding L... (AB) | 04-Sep-07 | Option Exercise | 10,000 | $18.47 | $184,700.00 | 8% 124.43K to 134.43K | |
| 05-Sep-07 6:34 PM View: | AllianceBernstein Holding L... (AB) | 04-Sep-07 | Market Option Sale | 10,000 | $83.86 | $838,600.00 | (7%) 134.43K to 124.43K | 74% |
| 12-Feb-07 5:21 PM View: | AllianceBernstein Holding L... (AB) | 08-Feb-07 | Grant | 5,212 | $90.09 | $469,549.00 | 10% 51.91K to 57.12K | (75%) |
| 02-Feb-07 6:34 PM View: | AllianceBernstein Holding L... (AB) | 31-Jan-07 | Payment of Exercise | 4,322 | $90.09 | $389,369.00 | (8%) 56.23K to 51.91K | 75% |
| 05-Dec-06 7:29 PM View: | AllianceBernstein Holding L... (AB) | 01-Dec-06 | Payment of Exercise | 705 | $76.98 | $54,270.90 | 1% 55.52K to 56.23K | (70%) |
| 07-Aug-06 10:00 PM View: | AllianceBernstein Holding L... (AB) | 03-Aug-06 | Option Exercise | 5,000 | $12.56 | $62,812.50 | 10% 51.38K to 56.38K | |
| 30-May-06 4:21 PM View: | AllianceBernstein Holding L... (AB) | 03-Feb-06 | Grant | 7,036 | $56.49 | $397,464.00 | 16% 44.35K to 51.38K | (58%) |
| 30-Jan-06 5:04 PM View: | AllianceBernstein Holding L... (AB) | 26-Jan-06 | Grant | 13,158 | $56.49 | $743,295.00 | 43% 30.56K to 43.72K | |
| 05-Dec-05 5:46 PM View: | AllianceBernstein Holding L... (AB) | 01-Dec-05 | Payment of Exercise | 670 | $54.70 | $36,649.00 | (2%) 31.23K to 30.56K | 56% |
| 28-Feb-05 6:50 PM View: | AllianceBernstein Holding L... (AB) | 24-Feb-05 | Grant | 7,143 | $42.00 | $300,006.00 | 30% 23.68K to 30.82K | |
| 02-Feb-05 5:55 PM View: | AllianceBernstein Holding L... (AB) | 31-Jan-05 | Payment of Exercise | 283 | $44.99 | $12,732.20 | (1%) 23.79K to 23.51K | 43% |
| 17-Dec-04 7:07 PM View: | AllianceBernstein Holding L... (AB) | 15-Dec-04 | Payment of Exercise | 575 | $40.94 | $23,540.50 | (2%) 24.37K to 23.79K | 38% |