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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 01-Aug-13 7:09 PM View:  | Histogen Inc. (HSTO) | 30-Jul-13 | Conversion | 1,888,090 | -- | -- | 49% 3.86M to 5.75M | |
| 01-Aug-13 7:09 PM View: | Histogen Inc. (HSTO) | 30-Jul-13 | Acquisition (other) | 19,223 | $11.00 | $211,453.00 | < 1% 5.75M to 5.77M | |
| 01-Aug-13 7:09 PM View: | Histogen Inc. (HSTO) | 30-Jul-13 | Purchase | 190,054 | $11.00 | $2,090,590.00 | 3% 5.77M to 5.96M | |
| 01-Aug-13 7:09 PM View: | Histogen Inc. (HSTO) | 30-Jul-13 | Sale | 535 | $11.00 | $5,885.00 | (< 1%) 6.03M to 6.03M | |
| 01-Aug-13 7:09 PM View: | Histogen Inc. (HSTO) | 30-Jul-13 | Exercise (in-the money or at-the-money) | 70,003 | $0.08 | $5,775.25 | 1% 5.96M to 6.03M | |
| 08-Apr-04 10:00 PM View: | Santarus Inc. (SNTS) | 06-Apr-04 | Conversion | 2,834,720 | -- | -- | 100% 0 to 2.83M |