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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Jan-15 5:52 PM View:  | RCS Capital Corporation (RCAP) | 31-Dec-14 | Option Exercise | 9,360 | -- | -- | 1% 909.28K to 918.64K | |
| 02-Jul-14 9:49 PM View: | RCS Capital Corporation (RCAP) | 30-Jun-14 | Acquisition (other) | 338,840 | $18.42 | $6,241,430.00 | 59% 570.44K to 909.28K | |
| 28-Mar-14 11:22 AM View: | American Realty Capital Pro... (VER) | 27-Mar-14 | Market Purchase | 20,000 | $13.80 | $276,000.00 | 2% 915.54K to 935.54K | (26%) |
| 12-Feb-14 1:02 PM View: | American Realty Capital Pro... (VER) | 07-Feb-14 | Acquisition (other) | 11,685 | $12.79 | $149,472.00 | 1% 903.85K to 915.54K | |
| 16-Jan-14 9:09 PM View: | American Realty Capital Pro... (VER) | 14-Jan-14 | Purchase | 4,000 | $20.59 | $82,360.00 | < 1% 899.85K to 903.85K | |
| 09-Jan-14 4:00 PM View: | American Realty Capital Pro... (VER) | 09-Jan-14 | Purchase | 5,000 | $20.34 | $101,683.00 | 3145% 0.16K to 5.16K | |
| 10-Jan-14 7:09 PM View: | American Realty Capital Pro... (VER) | 08-Jan-14 | Grant | 804,506 | $12.43 | $10,000,000.00 | 844% 95.35K to 899.85K | (17%) |
| 07-Jan-14 8:47 PM View: | American Realty Capital Tru... (NONE) | 03-Jan-14 | Disposition Duplicate | 8,888 | -- | -- | (100%) 8.89K to 0 | |
| 07-Jan-14 9:59 PM View: | American Realty Capital Pro... (VER) | 03-Jan-14 | Acquisition (other) | 298 | -- | -- | < 1% 90.05K to 90.35K | |
| 09-Aug-13 11:51 AM View: | American Realty Capital Pro... (VER) | 09-Aug-13 | Market Purchase | 25,000 | $13.73 | $343,328.00 | 38% 65.05K to 90.05K | (22%) |
| 10-Jun-13 9:08 PM View: | RCS Capital Corporation (RCAP) | 06-Jun-13 | Acquisition (other) Duplicate | 24,000,000 | -- | -- | 24000000% 100 to 24.0M | |
| 10-Jun-13 9:08 PM View: | RCS Capital Corporation (RCAP) | 06-Jun-13 | Disposition (other) Duplicate | 100 | -- | -- | (< 1%) 24.0M to 24.0M | |
| 11-Apr-13 12:24 PM View: | American Realty Capital Pro... (VER) | 11-Apr-13 | Market Purchase | 10,000 | $15.69 | $156,871.00 | 18% 54.95K to 64.95K | (31%) |
| 18-Mar-13 8:13 PM View: | American Realty Capital Pro... (VER) | 28-Feb-13 | Conversion | 2,517 | -- | -- | 5% 51.86K to 54.38K | |
| 04-Mar-13 9:36 PM View: | American Realty Capital Tru... (NONE) | 28-Feb-13 | Disposition | 20,000 | -- | -- | (100%) 20.0K to 0 | |
| 18-Mar-13 8:13 PM View: | American Realty Capital Pro... (VER) | 28-Feb-13 | Acquisition (other) | 572 | -- | -- | 1% 54.38K to 54.95K | |
| 18-Mar-13 8:13 PM View: | American Realty Capital Pro... (VER) | 01-Feb-13 | Acquisition (other) | 31,387 | -- | -- | 153% 20.48K to 51.86K | |
| 18-Mar-13 8:13 PM View: | American Realty Capital Pro... (VER) | 24-Jan-13 | Conversion | 2,518 | -- | -- | 14% 17.96K to 20.48K | |
| 18-Mar-13 8:13 PM View: | American Realty Capital Pro... (VER) | 06-Sep-12 | Acquisition (other) | 17,650 | -- | -- | 5731% 0.31K to 17.96K | |
| 17-Nov-11 1:22 PM View: | American Realty Capital Tru... (N/A) | 15-Nov-11 | Grant | 30,000 | -- | -- | 78% 38.38K to 68.38K | |
| 15-Sep-10 9:01 PM View: | American Realty Capital Tru... (N/A) | 13-Sep-10 | Grant | 37,597 | -- | -- | 4820% 0.78K to 38.38K | |
| 02-May-07 5:55 PM View: | American Financial Realty T... (AFR) | 30-Apr-07 | Grant | 96,000 | $0.00 | $96.00 | 154% 62.22K to 158.22K | |
| 05-Mar-07 4:52 PM View: | American Financial Realty T... (AFR) | 01-Mar-07 | Grant | 30,000 | $0.00 | $30.00 | 93% 32.22K to 62.22K | |
| 09-Jan-07 6:14 PM View: | American Financial Realty T... (AFR) | 08-Jan-07 | Market Sale (Planned) | 4,668 | $11.36 | $53,007.20 | (13%) 36.89K to 32.22K | 27% |
| 03-Mar-06 5:22 PM View: | American Financial Realty T... (AFR) | 01-Mar-06 | Grant | 18,675 | $0.00 | $18.67 | 103% 18.21K to 36.89K | |
| 18-Jan-06 4:10 PM View: | American Financial Realty T... (AFR) | 17-Jan-06 | Market Sale (Planned) | 3,560 | $12.42 | $44,215.20 | (16%) 21.77K to 18.21K | 27% |
| 16-Sep-05 4:45 PM View: | American Financial Realty T... (AFR) | 14-Sep-05 | Market Sale (Planned) | 4,968 | $14.50 | $72,036.00 | (19%) 26.74K to 21.77K | 35% |
| 06-Jan-05 4:39 PM View: | American Financial Realty T... (AFR) | 04-Jan-05 | Grant | 14,241 | $0.00 | $14.24 | 114% 12.5K to 26.74K |