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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 14-May-24 4:58 PM View:  | CBIZ Inc. (CBZ) | 10-May-24 | Grant | 1,949 | -- | -- | 20% 9.76K to 11.71K | |
| 05-Jul-23 10:00 PM View: | Hilltop Holdings Inc. (HTH) | 30-Jun-23 | Grant | 735 | $30.92 | $22,724.70 | 3% 28.42K to 29.15K | |
| 12-May-23 3:36 PM View: | CBIZ Inc. (CBZ) | 10-May-23 | Grant | 3,022 | -- | -- | 45% 6.74K to 9.76K | |
| 04-Apr-23 7:18 PM View: | Hilltop Holdings Inc. (HTH) | 31-Mar-23 | Grant | 772 | $29.44 | $22,725.40 | 3% 27.65K to 28.42K | |
| 04-Jan-23 6:54 PM View: | Hilltop Holdings Inc. (HTH) | 31-Dec-22 | Grant | 728 | $29.51 | $21,484.00 | 3% 26.92K to 27.65K | |
| 04-Oct-22 6:44 PM View: | Hilltop Holdings Inc. (HTH) | 30-Sep-22 | Grant | 746 | $25.44 | $18,977.50 | 3% 26.17K to 26.92K | |
| 05-Jul-22 4:47 PM View: | Hilltop Holdings Inc. (HTH) | 30-Jun-22 | Grant | 634 | $26.78 | $16,980.40 | 2% 25.54K to 26.17K | |
| 11-May-22 10:08 AM View: | CBIZ Inc. (CBZ) | 09-May-22 | Grant | 3,004 | -- | -- | 80% 3.74K to 6.74K | |
| 04-Apr-22 6:46 PM View: | Hilltop Holdings Inc. (HTH) | 31-Mar-22 | Grant | 565 | $30.07 | $16,987.30 | 2% 24.97K to 25.54K | |
| 04-Jan-22 9:28 PM View: | Hilltop Holdings Inc. (HTH) | 31-Dec-21 | Grant | 488 | $34.83 | $16,995.10 | 2% 24.49K to 24.97K | 3% |
| 04-Oct-21 7:45 PM View: | Hilltop Holdings Inc. (HTH) | 30-Sep-21 | Grant | 521 | $32.59 | $16,977.80 | 2% 23.96K to 24.49K | 2% |
| 23-Aug-21 4:03 PM View: | Tectonic Financial, Inc. (TECTP) | 19-Aug-21 | Sale | 30,000 | $10.00 | $300,000.00 | (1%) 2.15M to 2.12M | |
| 14-May-21 5:06 PM View: | CBIZ Inc. (CBZ) | 12-May-21 | Grant | 3,738 | -- | -- | 100% 0 to 3.74K | |
| 02-Apr-21 5:17 PM View: | Hilltop Holdings Inc. (HTH) | 31-Mar-21 | Grant | 482 | $35.21 | $16,969.80 | 2% 23.02K to 23.5K | (2%) |
| 05-Jan-21 7:12 PM View: | Hilltop Holdings Inc. (HTH) | 31-Dec-20 | Grant | 623 | $27.25 | $16,977.40 | 3% 22.4K to 23.02K | (< 1%) |
| 02-Oct-20 6:27 PM View: | Hilltop Holdings Inc. (HTH) | 30-Sep-20 | Grant | 860 | $19.76 | $16,997.90 | 4% 21.54K to 22.4K | 38% |
| 02-Jul-20 7:34 PM View: | Hilltop Holdings Inc. (HTH) | 30-Jun-20 | Grant | 939 | $18.09 | $16,990.30 | 5% 20.6K to 21.54K | 50% |
| 02-Apr-20 5:40 PM View: | Hilltop Holdings Inc. (HTH) | 31-Mar-20 | Grant | 1,192 | $14.25 | $16,988.40 | 6% 19.41K to 20.6K | 89% |
| 03-Jan-20 7:00 PM View: | Hilltop Holdings Inc. (HTH) | 31-Dec-19 | Grant | 678 | $25.05 | $16,984.60 | 4% 18.73K to 19.41K | 7% |
| 02-Oct-19 6:32 PM View: | Hilltop Holdings Inc. (HTH) | 30-Sep-19 | Grant | 694 | $24.47 | $16,980.80 | 4% 18.03K to 18.73K | 9% |
| 02-Jul-19 8:04 PM View: | Hilltop Holdings Inc. (HTH) | 30-Jun-19 | Grant | 838 | $20.28 | $16,997.20 | 5% 17.2K to 18.03K | 31% |
| 15-May-19 8:06 PM View: | Tectonic Financial, Inc. (TECTP) | 14-May-19 | Purchase | 5,000 | $10.00 | $50,000.00 | < 1% 2.15M to 2.16M | |
| 15-May-19 8:06 PM View: | Tectonic Financial, Inc. (TECTP) | 13-May-19 | Grant | 1,075,500 | -- | -- | 100% 1.08M to 2.15M | |
| 02-Apr-19 6:56 PM View: | Hilltop Holdings Inc. (HTH) | 31-Mar-19 | Grant | 961 | $17.68 | $16,986.60 | 6% 16.23K to 17.2K | 51% |
| 02-Jan-19 7:58 PM View: | Hilltop Holdings Inc. (HTH) | 31-Dec-18 | Grant | 982 | $17.30 | $16,989.60 | 6% 15.25K to 16.23K | 54% |
| 02-Oct-18 6:18 PM View: | Hilltop Holdings Inc. (HTH) | 30-Sep-18 | Grant | 831 | $20.45 | $16,996.40 | 6% 14.42K to 15.25K | 30% |
| 31-Mar-16 3:32 PM View: | Miller Petroleum Inc. (NONE) | 29-Mar-16 | Disposition (other) | 5,500 | -- | -- | (16%) 35.0K to 29.5K | |
| 31-Mar-16 3:32 PM View: | Miller Petroleum Inc. (NONE) | 29-Mar-16 | Disposition (other) | 29,500 | -- | -- | (100%) 29.5K to 0 | |
| 27-Mar-15 4:06 PM View: | ZaZa Energy Corporation (ZAZA) | 15-Mar-15 | Disposition (other) | 842 | $2.02 | $1,700.84 | (4%) 20.82K to 19.98K | |
| 19-Sep-14 4:20 PM View: | Miller Petroleum Inc. (NONE) | 19-Sep-14 | Market Purchase | 4,500 | $4.80 | $21,600.00 | 15% 30.5K to 35.0K | (99%) |
| 17-Sep-14 6:57 PM View: | Miller Petroleum Inc. (NONE) | 17-Sep-14 | Market Purchase | 25,000 | $4.98 | $124,500.00 | 100% 0 to 25.0K | (99%) |
| 17-Sep-14 6:57 PM View: | Miller Petroleum Inc. (NONE) | 17-Sep-14 | Market Purchase | 5,500 | $5.05 | $27,775.00 | 22% 25.0K to 30.5K | (99%) |
| 22-Aug-14 5:31 PM View: | ZaZa Energy Corporation (ZAZA) | 20-Aug-14 | Grant | 12,055 | -- | -- | 135% 8.93K to 20.98K | |
| 30-Apr-14 11:53 AM View: | Blue Dolphin Energy Co. (BDCO) | 28-Apr-14 | Acquisition (other) | 2,541 | $4.92 | $12,501.70 | 36% 7.14K to 9.68K | |
| 02-Apr-14 5:50 PM View: | Cypress Creek Private Strat... (NA) | 31-Mar-14 | Sale | 1 | $2,094,530.00 | $2,094,530.00 | (100%) 1 to 0 | |
| 02-Apr-14 5:54 PM View: | Cypress Creek Private Strat... (NA) | 31-Mar-14 | Sale | 1 | $89,524.80 | $89,524.80 | (100%) 1 to 0 | |
| 02-Apr-14 5:59 PM View: | Cypress Creek Private Strat... (NA) | 31-Mar-14 | Sale | 1 | $2,005,010.00 | $2,005,010.00 | (100%) 1 to 0 | |
| 13-Nov-13 5:25 PM View: | Blue Dolphin Energy Co. (BDCO) | 07-Nov-13 | Acquisition (other) | 2,336 | $5.35 | $12,497.60 | 49% 4.81K to 7.14K | (58%) |
| 03-Jun-13 7:39 PM View: | ZaZa Energy Corporation (ZAZA) | 30-May-13 | Grant | 64,293 | -- | -- | 257% 25.0K to 89.29K | |
| 23-Apr-13 5:01 PM View: | Blue Dolphin Energy Co. (BDCO) | 19-Apr-13 | Acquisition (other) | 2,083 | $6.00 | $12,498.00 | 76% 2.72K to 4.81K | (61%) |
| 02-Jan-13 6:06 PM View: | Salient Alternative Strateg... (NONE) | 31-Dec-12 | Disposition | 5,876 | $14.78 | $86,870.20 | (100%) 5.88K to 0 | |
| 02-Jan-13 6:12 PM View: | Salient Alternative Strateg... (NONE) | 31-Dec-12 | Disposition | 5,876 | $14.78 | $86,870.20 | (100%) 5.88K to 0 | |
| 28-Dec-12 2:33 PM View: | Blue Dolphin Energy Co. (BDCO) | 27-Dec-12 | Acquisition (other) | 1,299 | $3.85 | $5,001.15 | 91% 1.42K to 2.72K | |
| 13-Dec-12 12:22 PM View: | ZaZa Energy Corporation (ZAZA) | 11-Dec-12 | Market Purchase | 25,000 | $2.02 | $50,500.00 | 100% 0 to 25.0K | (100%) |
| 04-Dec-12 5:01 PM View: | Plainscapital Corp (NONE) | 30-Nov-12 | Disposition | 18,586 | -- | -- | (100%) 18.59K to 0 | |
| 04-Dec-12 8:50 PM View: | Hilltop Holdings Inc. (HTH) | 30-Nov-12 | Grant | 14,422 | -- | -- | 100% 0 to 14.42K | |
| 29-Oct-12 11:27 AM View: | Blue Dolphin Energy Co. (BDCO) | 26-Oct-12 | Acquisition (other) | 769 | $6.50 | $4,998.50 | 117% 0.66K to 1.42K | |
| 02-Jul-12 11:19 AM View: | Blue Dolphin Energy Co. (BDCO) | 29-Jun-12 | Acquisition (other) | 655 | $7.63 | $4,997.65 | 100% 0 to 0.66K | (68%) |
| 10-May-12 4:59 PM View: | Plainscapital Corp (NONE) | 09-May-12 | Grant | 1,071 | -- | -- | 6% 17.52K to 18.59K | |
| 02-Apr-12 5:12 PM View: | Salient Alternative Strateg... (NONE) | 31-Mar-12 | Sale | 61,443 | $14.65 | $900,005.00 | (100%) 61.44K to 0 |