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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 14-Jun-21 8:35 PM View:  | Zosano Pharma Corp (ZSAN) | 10-Jun-21 | Grant | 15,000 | -- | -- | 175% 8.6K to 23.6K | |
| 30-Jun-20 10:00 PM View: | Zosano Pharma Corp (ZSAN) | 25-Jun-20 | Grant | 7,500 | -- | -- | 684% 1.1K to 8.6K | |
| 06-Jan-17 7:29 PM View: | NexMed Inc. (SEEL) | 05-Jan-17 | Grant | 15,000 | -- | -- | 157% 9.57K to 24.57K | |
| 03-Oct-16 4:34 PM View: | NexMed Inc. (SEEL) | 30-Sep-16 | Grant | 16,997 | $0.34 | $5,750.08 | 22% 78.75K to 95.75K | (97%) |
| 22-Aug-16 5:11 PM View: | Zosano Pharma Corp (ZSAN) | 19-Aug-16 | Market Purchase | 15,920 | $1.32 | $21,014.40 | 265% 6.0K to 21.92K | (96%) |
| 01-Jul-16 8:23 PM View: | NexMed Inc. (SEEL) | 30-Jun-16 | Grant | 14,393 | $0.40 | $5,750.00 | 22% 64.36K to 78.75K | (97%) |
| 07-Apr-16 4:51 PM View: | NexMed Inc. (SEEL) | 05-Apr-16 | Grant | 8,621 | $0.58 | $5,000.18 | 15% 55.73K to 64.36K | (98%) |
| 21-Apr-15 7:06 PM View: | Regulus Therapeutics Inc. (RGLS) | 21-Apr-15 | Option Exercise | 60,000 | $0.38 | $22,800.00 | 71% 83.92K to 143.92K | |
| 21-Apr-15 7:06 PM View: | Regulus Therapeutics Inc. (RGLS) | 21-Apr-15 | Market Option Sale (Planned) | 60,000 | $17.73 | $1,063,980.00 | (42%) 143.92K to 83.92K | 99% |
| 21-Apr-15 7:06 PM View: | Regulus Therapeutics Inc. (RGLS) | 20-Apr-15 | Option Exercise | 66,071 | $0.38 | $25,107.00 | 79% 83.92K to 149.99K | |
| 21-Apr-15 7:06 PM View: | Regulus Therapeutics Inc. (RGLS) | 20-Apr-15 | Market Option Sale (Planned) | 66,071 | $16.85 | $1,113,510.00 | (44%) 149.99K to 83.92K | 99% |
| 21-Apr-15 7:06 PM View: | Regulus Therapeutics Inc. (RGLS) | 17-Apr-15 | Option Exercise | 73,929 | $0.38 | $28,093.00 | 88% 83.92K to 157.85K | |
| 21-Apr-15 7:06 PM View: | Regulus Therapeutics Inc. (RGLS) | 17-Apr-15 | Market Option Sale (Planned) | 73,929 | $16.94 | $1,252,000.00 | (47%) 157.85K to 83.92K | 99% |
| 02-Apr-15 7:17 PM View: | Zosano Pharma Corp (ZSAN) | 01-Apr-15 | Grant | 6,000 | -- | -- | 100% 0 to 6.0K | |
| 05-Mar-15 7:17 PM View: | Regulus Therapeutics Inc. (RGLS) | 05-Mar-15 | Option Exercise | 89,230 | $0.38 | $33,907.40 | 108% 82.68K to 171.91K | |
| 05-Mar-15 7:17 PM View: | Regulus Therapeutics Inc. (RGLS) | 05-Mar-15 | Market Option Sale (Planned) | 89,230 | $20.26 | $1,808,060.00 | (52%) 171.91K to 82.68K | 99% |
| 03-Mar-15 5:27 PM View: | Regulus Therapeutics Inc. (RGLS) | 27-Feb-15 | Option Exercise | 70 | $0.38 | $26.60 | < 1% 82.68K to 82.75K | |
| 03-Mar-15 5:27 PM View: | Regulus Therapeutics Inc. (RGLS) | 27-Feb-15 | Market Option Sale (Planned) | 70 | $19.50 | $1,365.00 | (< 1%) 82.75K to 82.68K | 99% |
| 03-Feb-15 5:39 PM View: | Regulus Therapeutics Inc. (RGLS) | 02-Feb-15 | Option Exercise | 2,400 | $0.38 | $912.00 | 3% 82.68K to 85.08K | |
| 03-Feb-15 5:39 PM View: | Regulus Therapeutics Inc. (RGLS) | 02-Feb-15 | Market Option Sale (Planned) | 2,400 | $19.77 | $47,440.10 | (3%) 85.08K to 82.68K | 99% |
| 03-Feb-15 5:39 PM View: | Regulus Therapeutics Inc. (RGLS) | 30-Jan-15 | Option Exercise | 3,300 | $0.38 | $1,254.00 | 4% 82.68K to 85.98K | |
| 03-Feb-15 5:39 PM View: | Regulus Therapeutics Inc. (RGLS) | 30-Jan-15 | Market Option Sale (Planned) | 3,300 | $19.50 | $64,351.30 | (4%) 85.98K to 82.68K | 99% |
| 30-Jan-15 5:22 PM View: | Regulus Therapeutics Inc. (RGLS) | 29-Jan-15 | Option Exercise | 60,000 | $0.38 | $22,800.00 | 73% 82.68K to 142.68K | |
| 30-Jan-15 5:22 PM View: | Regulus Therapeutics Inc. (RGLS) | 29-Jan-15 | Market Option Sale (Planned) | 60,000 | $18.04 | $1,082,630.00 | (42%) 142.68K to 82.68K | 99% |
| 30-Jan-15 5:22 PM View: | Regulus Therapeutics Inc. (RGLS) | 28-Jan-15 | Option Exercise | 85,000 | $0.38 | $32,300.00 | 103% 82.68K to 167.68K | |
| 30-Jan-15 5:22 PM View: | Regulus Therapeutics Inc. (RGLS) | 28-Jan-15 | Market Option Sale (Planned) | 85,000 | $18.08 | $1,536,520.00 | (51%) 167.68K to 82.68K | 99% |
| 31-Oct-14 4:52 PM View: | Regulus Therapeutics Inc. (RGLS) | 29-Oct-14 | Option Exercise | 3,505 | $0.38 | $1,331.90 | 4% 82.68K to 86.19K | |
| 31-Oct-14 4:52 PM View: | Regulus Therapeutics Inc. (RGLS) | 29-Oct-14 | Market Option Sale (Planned) | 3,505 | $19.35 | $67,823.90 | (4%) 86.19K to 82.68K | 99% |
| 21-Oct-14 4:07 PM View: | Regulus Therapeutics Inc. (RGLS) | 20-Oct-14 | Option Exercise | 300 | $0.38 | $114.00 | < 1% 82.68K to 82.98K | |
| 21-Oct-14 4:07 PM View: | Regulus Therapeutics Inc. (RGLS) | 20-Oct-14 | Market Option Sale (Planned) | 300 | $7.00 | $2,100.00 | (< 1%) 82.98K to 82.68K | 98% |
| 21-Oct-14 4:07 PM View: | Regulus Therapeutics Inc. (RGLS) | 17-Oct-14 | Option Exercise | 400 | $0.38 | $152.00 | < 1% 82.68K to 83.08K | |
| 21-Oct-14 4:07 PM View: | Regulus Therapeutics Inc. (RGLS) | 17-Oct-14 | Market Option Sale (Planned) | 400 | $7.04 | $2,816.00 | (< 1%) 83.08K to 82.68K | 98% |
| 14-Oct-14 5:54 PM View: | Regulus Therapeutics Inc. (RGLS) | 14-Oct-14 | Option Exercise | 400 | $0.38 | $152.00 | < 1% 82.68K to 83.08K | |
| 14-Oct-14 5:54 PM View: | Regulus Therapeutics Inc. (RGLS) | 14-Oct-14 | Market Option Sale | 400 | $7.00 | $2,800.00 | (< 1%) 83.08K to 82.68K | 98% |
| 14-Oct-14 5:54 PM View: | Regulus Therapeutics Inc. (RGLS) | 09-Oct-14 | Option Exercise | 105 | $0.38 | $39.90 | < 1% 82.68K to 82.79K | |
| 14-Oct-14 5:54 PM View: | Regulus Therapeutics Inc. (RGLS) | 09-Oct-14 | Market Option Sale (Planned) | 105 | $7.00 | $735.00 | (< 1%) 82.79K to 82.68K | 98% |
| 02-Oct-14 7:17 PM View: | Regulus Therapeutics Inc. (RGLS) | 30-Sep-14 | Option Exercise | 2,300 | $0.38 | $874.00 | 3% 82.68K to 84.98K | |
| 02-Oct-14 7:17 PM View: | Regulus Therapeutics Inc. (RGLS) | 30-Sep-14 | Market Option Sale (Planned) | 2,300 | $7.02 | $16,137.50 | (3%) 84.98K to 82.68K | 98% |
| 29-Aug-14 5:19 PM View: | Regulus Therapeutics Inc. (RGLS) | 28-Aug-14 | Option Exercise | 3,505 | $0.38 | $1,331.90 | 4% 80.22K to 83.72K | |
| 29-Aug-14 5:19 PM View: | Regulus Therapeutics Inc. (RGLS) | 28-Aug-14 | Market Option Sale (Planned) | 3,505 | $7.06 | $24,754.40 | (4%) 83.72K to 80.22K | 98% |
| 07-Aug-14 5:51 PM View: | Regulus Therapeutics Inc. (RGLS) | 05-Aug-14 | Option Exercise | 3,505 | $0.38 | $1,331.90 | 4% 80.22K to 83.72K | |
| 07-Aug-14 5:51 PM View: | Regulus Therapeutics Inc. (RGLS) | 05-Aug-14 | Market Option Sale (Planned) | 3,505 | $7.06 | $24,739.30 | (4%) 83.72K to 80.22K | 98% |
| 02-Jul-14 4:35 PM View: | Regulus Therapeutics Inc. (RGLS) | 01-Jul-14 | Option Exercise | 3,505 | $0.38 | $1,331.90 | 4% 80.22K to 83.72K | |
| 02-Jul-14 4:35 PM View: | Regulus Therapeutics Inc. (RGLS) | 01-Jul-14 | Market Option Sale (Planned) | 3,505 | $8.11 | $28,425.50 | (4%) 83.72K to 80.22K | 98% |
| 09-Jun-14 7:31 PM View: | Regulus Therapeutics Inc. (RGLS) | 09-Jun-14 | Option Exercise | 3,505 | $0.38 | $1,331.90 | 4% 80.22K to 83.72K | |
| 09-Jun-14 7:31 PM View: | Regulus Therapeutics Inc. (RGLS) | 09-Jun-14 | Market Option Sale (Planned) | 3,505 | $7.14 | $25,017.30 | (4%) 83.72K to 80.22K | 98% |
| 29-May-14 7:57 PM View: | Regulus Therapeutics Inc. (RGLS) | 29-May-14 | Option Exercise | 887 | $0.38 | $337.06 | 1% 80.22K to 81.1K | |
| 29-May-14 7:57 PM View: | Regulus Therapeutics Inc. (RGLS) | 29-May-14 | Market Option Sale (Planned) | 887 | $7.00 | $6,209.00 | (1%) 81.1K to 80.22K | 98% |
| 29-May-14 7:57 PM View: | Regulus Therapeutics Inc. (RGLS) | 28-May-14 | Option Exercise | 875 | $0.38 | $332.50 | 1% 80.22K to 81.09K | |
| 29-May-14 7:57 PM View: | Regulus Therapeutics Inc. (RGLS) | 28-May-14 | Market Option Sale (Planned) | 875 | $7.00 | $6,125.96 | (1%) 81.09K to 80.22K | 98% |