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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 19-Nov-24 3:02 PM View:  | Tri-Continental Corp. (TY) | 18-Nov-24 | Market Purchase | 4,000 | $33.60 | $134,400.00 | 100% 0 to 4.0K | (4%) |
| 30-Aug-24 4:02 PM View: | Ameriprise Financial Inc. (AMP) | 28-Aug-24 | Payment of Exercise | 23,739 | $440.85 | $10,465,300.00 | (38%) 62.31K to 38.57K | |
| 30-Aug-24 4:02 PM View: | Ameriprise Financial Inc. (AMP) | 28-Aug-24 | Option Exercise | 39,323 | $126.89 | $4,989,700.00 | 171% 22.99K to 62.31K | |
| 30-Aug-24 4:02 PM View: | Ameriprise Financial Inc. (AMP) | 28-Aug-24 | Option Sale | 15,584 | $441.56 | $6,881,230.00 | (40%) 38.57K to 22.99K | |
| 15-Jul-24 6:50 PM View: | Ameriprise Financial Inc. (AMP) | 11-Jul-24 | Payment of Exercise | 232 | $439.82 | $101,827.00 | (< 1%) 23.22K to 22.99K | |
| 15-Jul-24 6:50 PM View: | Ameriprise Financial Inc. (AMP) | 11-Jul-24 | Option Exercise | 502 | -- | -- | 2% 22.72K to 23.22K | |
| 01-Mar-24 4:47 PM View: | Ameriprise Financial Inc. (AMP) | 28-Feb-24 | Private Sale | 8,000 | $412.05 | $3,296,360.00 | (26%) 30.72K to 22.72K | |
| 12-Feb-24 8:40 PM View: | Ameriprise Financial Inc. (AMP) | 08-Feb-24 | Gift | 2,600 | -- | -- | (8%) 33.32K to 30.72K | |
| 31-Jan-24 8:21 PM View: | Ameriprise Financial Inc. (AMP) | 29-Jan-24 | Grant | 16,971 | -- | -- | 69% 24.61K to 41.58K | |
| 31-Jan-24 8:21 PM View: | Ameriprise Financial Inc. (AMP) | 29-Jan-24 | Payment of Exercise | 9,008 | $393.11 | $3,541,130.00 | (22%) 41.58K to 32.58K | |
| 30-Jan-24 8:57 PM View: | Ameriprise Financial Inc. (AMP) | 28-Jan-24 | Payment of Exercise | 521 | $391.40 | $203,919.00 | (1%) 37.26K to 36.74K | |
| 30-Jan-24 8:57 PM View: | Ameriprise Financial Inc. (AMP) | 27-Jan-24 | Payment of Exercise | 469 | $391.40 | $183,567.00 | (1%) 38.34K to 37.87K | |
| 30-Jan-24 8:57 PM View: | Ameriprise Financial Inc. (AMP) | 26-Jan-24 | Grant | 2,500 | -- | -- | 7% 36.39K to 38.89K | |
| 30-Jan-24 8:57 PM View: | Ameriprise Financial Inc. (AMP) | 26-Jan-24 | Payment of Exercise | 21,269 | $391.92 | $8,335,750.00 | (30%) 69.85K to 48.58K | |
| 30-Jan-24 8:57 PM View: | Ameriprise Financial Inc. (AMP) | 26-Jan-24 | Option Exercise | 30,958 | $179.84 | $5,567,490.00 | 80% 38.89K to 69.85K | |
| 30-Jan-24 8:57 PM View: | Ameriprise Financial Inc. (AMP) | 26-Jan-24 | Option Sale | 9,689 | $390.22 | $3,780,830.00 | (20%) 48.58K to 38.89K | |
| 06-Dec-23 6:35 PM View: | Ameriprise Financial Inc. (AMP) | 04-Dec-23 | Gift | 5,700 | -- | -- | (20%) 28.62K to 22.92K | |
| 17-Jul-23 6:13 PM View: | Ameriprise Financial Inc. (AMP) | 13-Jul-23 | Payment of Exercise | 292 | $341.90 | $99,815.60 | (1%) 29.09K to 28.8K | |
| 17-Jul-23 6:13 PM View: | Ameriprise Financial Inc. (AMP) | 13-Jul-23 | Option Exercise | 629 | -- | -- | 2% 28.46K to 29.09K | |
| 14-Feb-23 6:51 PM View: | Ameriprise Financial Inc. (AMP) | 13-Feb-23 | Private Sale | 11,480 | $355.33 | $4,079,240.00 | (29%) 39.94K to 28.46K | |
| 02-Feb-23 7:04 PM View: | Ameriprise Financial Inc. (AMP) | 31-Jan-23 | Grant | 20,629 | -- | -- | 70% 29.35K to 49.98K | |
| 02-Feb-23 7:04 PM View: | Ameriprise Financial Inc. (AMP) | 31-Jan-23 | Payment of Exercise | 10,039 | $350.12 | $3,514,850.00 | (20%) 49.98K to 39.94K | |
| 31-Jan-23 8:00 PM View: | Ameriprise Financial Inc. (AMP) | 29-Jan-23 | Payment of Exercise | 732 | $344.45 | $252,137.00 | (3%) 27.97K to 27.23K | |
| 31-Jan-23 8:00 PM View: | Ameriprise Financial Inc. (AMP) | 28-Jan-23 | Payment of Exercise | 476 | $344.45 | $163,958.00 | (2%) 29.45K to 28.98K | |
| 31-Jan-23 8:00 PM View: | Ameriprise Financial Inc. (AMP) | 27-Jan-23 | Grant | 3,057 | -- | -- | 11% 27.05K to 30.11K | |
| 31-Jan-23 8:00 PM View: | Ameriprise Financial Inc. (AMP) | 27-Jan-23 | Payment of Exercise | 19,358 | $347.36 | $6,724,190.00 | (32%) 60.95K to 41.59K | |
| 31-Jan-23 8:00 PM View: | Ameriprise Financial Inc. (AMP) | 27-Jan-23 | Option Exercise | 30,841 | $123.37 | $3,804,850.00 | 102% 30.11K to 60.95K | |
| 31-Jan-23 8:00 PM View: | Ameriprise Financial Inc. (AMP) | 27-Jan-23 | Option Sale | 11,483 | $347.69 | $3,992,490.00 | (28%) 41.59K to 30.11K | |
| 22-Sep-22 4:04 PM View: | Ameriprise Financial Inc. (AMP) | 31-Aug-22 | Gift | 3,800 | -- | -- | (13%) 29.18K to 25.38K | |
| 05-Jul-22 7:41 PM View: | Ameriprise Financial Inc. (AMP) | 30-Jun-22 | Payment of Exercise | 404 | $237.68 | $96,141.50 | (1%) 29.59K to 29.18K | |
| 05-Jul-22 7:41 PM View: | Ameriprise Financial Inc. (AMP) | 30-Jun-22 | Option Exercise | 938 | -- | -- | 3% 28.65K to 29.59K | |
| 15-Feb-22 6:09 PM View: | Ameriprise Financial Inc. (AMP) | 14-Feb-22 | Market Sale | 16,000 | $305.09 | $4,881,470.00 | (36%) 44.65K to 28.65K | (4%) |
| 04-Feb-22 4:24 PM View: | Ameriprise Financial Inc. (AMP) | 02-Feb-22 | Grant | 25,356 | -- | -- | 38% 66.48K to 91.83K | |
| 04-Feb-22 4:24 PM View: | Ameriprise Financial Inc. (AMP) | 02-Feb-22 | Payment of Exercise | 11,341 | $313.21 | $3,552,110.00 | (12%) 91.83K to 80.49K | |
| 03-Feb-22 5:00 PM View: | Ameriprise Financial Inc. (AMP) | 01-Feb-22 | Payment of Exercise | 1,259 | $308.10 | $387,898.00 | (4%) 31.89K to 30.63K | (3%) |
| 01-Feb-22 6:36 PM View: | Ameriprise Financial Inc. (AMP) | 31-Jan-22 | Payment of Exercise | 652 | $304.31 | $198,410.00 | (2%) 32.54K to 31.89K | |
| 01-Feb-22 6:36 PM View: | Ameriprise Financial Inc. (AMP) | 29-Jan-22 | Payment of Exercise | 471 | $298.09 | $140,400.00 | (1%) 34.48K to 34.01K | |
| 01-Feb-22 6:36 PM View: | Ameriprise Financial Inc. (AMP) | 28-Jan-22 | Grant | 3,396 | -- | -- | 10% 32.35K to 35.75K | |
| 16-Dec-21 5:09 PM View: | Ameriprise Financial Inc. (AMP) | 13-Dec-21 | Gift | 15,550 | -- | -- | (34%) 45.17K to 29.62K | |
| 30-Aug-21 6:47 PM View: | Ameriprise Financial Inc. (AMP) | 26-Aug-21 | Payment of Exercise | 33,607 | $271.80 | $9,134,380.00 | (34%) 98.3K to 64.69K | |
| 30-Aug-21 6:47 PM View: | Ameriprise Financial Inc. (AMP) | 26-Aug-21 | Option Exercise | 53,129 | $87.79 | $4,664,200.00 | 118% 45.17K to 98.3K | |
| 30-Aug-21 6:47 PM View: | Ameriprise Financial Inc. (AMP) | 26-Aug-21 | Market Option Sale | 19,522 | $271.39 | $5,298,110.00 | (30%) 64.69K to 45.17K | |
| 30-Aug-21 6:47 PM View: | Ameriprise Financial Inc. (AMP) | 24-Aug-21 | Gift | 4,026 | -- | -- | (8%) 49.19K to 45.17K | |
| 07-Jul-21 4:06 PM View: | Ameriprise Financial Inc. (AMP) | 02-Jul-21 | Payment of Exercise | 400 | $250.92 | $100,414.00 | (< 1%) 49.59K to 49.19K | |
| 07-Jul-21 4:06 PM View: | Ameriprise Financial Inc. (AMP) | 02-Jul-21 | Option Exercise | 942 | -- | -- | 2% 48.65K to 49.59K | |
| 16-Feb-21 4:55 PM View: | Ameriprise Financial Inc. (AMP) | 16-Feb-21 | Gift | 9,182 | -- | -- | (16%) 57.83K to 48.65K | |
| 09-Feb-21 5:41 PM View: | Ameriprise Financial Inc. (AMP) | 05-Feb-21 | Grant | 20,242 | -- | -- | 43% 46.66K to 66.9K | |
| 09-Feb-21 5:41 PM View: | Ameriprise Financial Inc. (AMP) | 05-Feb-21 | Payment of Exercise | 9,074 | $211.06 | $1,915,160.00 | (14%) 66.9K to 57.83K | |
| 03-Feb-21 5:04 PM View: | Ameriprise Financial Inc. (AMP) | 03-Feb-21 | Payment of Exercise | 46,872 | $205.09 | $9,612,980.00 | (44%) 105.54K to 58.66K | |
| 03-Feb-21 5:04 PM View: | Ameriprise Financial Inc. (AMP) | 03-Feb-21 | Option Exercise | 58,874 | $128.76 | $7,580,620.00 | 126% 46.66K to 105.54K |