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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-Jan-13 4:20 PM View:  | Ecosphere Technologies, Inc. (ESPH) | 01-Jan-13 | Grant | 108,607 | -- | -- | 100% 0 to 108.61K | |
| 07-Apr-10 2:57 PM View: | Composite Technology Corpor... (CPTC.OB) | 20-Jan-10 | Grant | 50,000 | $0.31 | $15,500.00 | 45% 111.29K to 161.29K | |
| 05-Aug-08 4:38 PM View: | NRG Energy, Inc. (NRG) | 01-Aug-08 | Payment of Exercise | 4,610 | -- | -- | (11%) 41.51K to 36.9K | |
| 05-Aug-08 4:38 PM View: | NRG Energy, Inc. (NRG) | 01-Aug-08 | Option Exercise | 12,000 | -- | -- | 41% 29.51K to 41.51K | |
| 04-Jan-08 4:52 PM View: | NRG Energy, Inc. (NRG) | 02-Jan-08 | Grant | 2,200 | -- | -- | 8% 27.31K to 29.51K | |
| 08-Nov-07 4:40 PM View: | NRG Energy, Inc. (NRG) | 07-Nov-07 | Option Exercise | 54,000 | $19.90 | $1,074,600.00 | 198% 27.31K to 81.31K | |
| 08-Nov-07 4:40 PM View: | NRG Energy, Inc. (NRG) | 07-Nov-07 | Market Option Sale (Planned) | 36,900 | $45.06 | $1,662,580.00 | (45%) 81.31K to 44.41K | 38% |
| 08-Nov-07 4:41 PM View: | NRG Energy, Inc. (NRG) | 07-Nov-07 | Market Sale (Planned) | 17,100 | $45.24 | $773,549.00 | (39%) 44.41K to 27.31K | 38% |
| 06-Mar-07 4:15 PM View: | NRG Energy, Inc. (NRG) | 02-Mar-07 | Payment of Exercise | 1,967 | $67.42 | $132,615.00 | (12%) 15.86K to 13.89K | 16% |
| 06-Mar-07 4:15 PM View: | NRG Energy, Inc. (NRG) | 02-Mar-07 | Disposition (other) | 233 | $67.42 | $15,708.90 | (2%) 13.89K to 13.65K | 16% |
| 05-Jan-07 3:48 PM View: | NRG Energy, Inc. (NRG) | 03-Jan-07 | Grant | 1,600 | -- | -- | 11% 14.26K to 15.86K | |
| 01-Feb-06 8:10 AM View: | NRG Energy, Inc. (NRG) | 31-Jan-06 | Payment of Exercise | 295 | -- | -- | (2%) 14.52K to 14.22K | |
| 04-Jan-06 4:52 PM View: | NRG Energy, Inc. (NRG) | 03-Jan-06 | Grant | 1,900 | -- | -- | 15% 12.65K to 14.55K | |
| 03-Aug-05 4:02 PM View: | NRG Energy, Inc. (NRG) | 01-Aug-05 | Grant | 2,000 | -- | -- | 19% 10.65K to 12.65K | |
| 16-Mar-05 4:41 PM View: | NRG Energy, Inc. (NRG) | 14-Mar-05 | Private Purchase | 3,150 | -- | -- | 42% 7.5K to 10.65K | |
| 04-Mar-04 10:00 PM View: | NRG Energy, Inc. (NRG) | 02-Mar-04 | Grant | 7,500 | -- | -- | 100% 0 to 7.5K |