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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 07-May-19 9:06 PM View:  | HepaLife Technologies Inc. (ALQA) | 03-May-19 | Grant Duplicate | 85,254 | -- | -- | 100% 0 to 85.25K | |
| 11-Dec-17 3:19 PM View: | Tranzyme, Inc. (OCRX) | 11-Dec-17 | Disposition | 356,688 | $1.52 | $542,166.00 | (97%) 369.19K to 12.5K | |
| 11-Dec-17 3:19 PM View: | Tranzyme, Inc. (OCRX) | 11-Dec-17 | Disposition | 12,500 | $1.52 | $19,000.00 | (100%) 12.5K to 0 | |
| 22-Jun-17 4:41 PM View: | Tranzyme, Inc. (OCRX) | 20-Jun-17 | Grant | 12,500 | -- | -- | 4% 356.67K to 369.17K | |
| 03-Nov-16 2:32 PM View: | Tobira Therapeutics, Inc. (TBRA) | 01-Nov-16 | Disposition (change in control) | 243,726 | -- | -- | (100%) 243.73K to 0 | |
| 06-Jan-16 4:03 PM View: | Tranzyme, Inc. (OCRX) | 04-Jan-16 | Gift | 11,969 | -- | -- | (3%) 368.66K to 356.69K | |
| 06-Jan-16 4:03 PM View: | Tranzyme, Inc. (OCRX) | 04-Jan-16 | Option Exercise | 11,969 | $0.92 | $11,011.50 | 3% 356.69K to 368.66K | |
| 07-May-15 9:31 AM View: | Tobira Therapeutics, Inc. (TBRA) | 04-May-15 | Grant | 3,880,850 | -- | -- | 100% 0 to 3.88M | |
| 16-Jul-13 9:38 PM View: | Tranzyme, Inc. (OCRX) | 15-Jul-13 | Grant | 344,719 | -- | -- | 100% 0 to 344.72K | |
| 14-Dec-07 11:36 AM View: | Novacea, Inc. (PRTK) | 05-Dec-07 | Gift | 342,857 | -- | -- | 100% 342.86K to 685.71K | |
| 14-Dec-07 11:36 AM View: | Novacea, Inc. (PRTK) | 05-Dec-07 | Gift | 342,857 | -- | -- | (50%) 685.71K to 342.86K | |
| 19-Dec-07 11:40 AM View: | Orexigen Therapeutics, Inc. (OREXQ) | 29-Nov-07 | Gift | 810,000 | -- | -- | 100% 810.0K to 1.62M | |
| 19-Dec-07 11:40 AM View: | Orexigen Therapeutics, Inc. (OREXQ) | 29-Nov-07 | Gift | 810,000 | -- | -- | (50%) 1.62M to 810.0K | |
| 08-Jun-07 12:29 PM View: | Novacea, Inc. (PRTK) | 08-Jun-07 | Market Sale | 3,100 | $10.92 | $33,857.00 | (< 1%) 345.96K to 342.86K | 77% |
| 08-Jun-07 10:55 AM View: | Novacea, Inc. (PRTK) | 07-Jun-07 | Market Sale | 46,900 | $10.93 | $512,489.00 | (12%) 392.86K to 345.96K | 77% |
| 06-Jun-07 11:51 AM View: | Novacea, Inc. (PRTK) | 05-Jun-07 | Market Sale | 50,000 | $12.42 | $620,922.00 | (11%) 442.86K to 392.86K | 80% |
| 30-Apr-07 5:46 PM View: | Orexigen Therapeutics, Inc. (OREXQ) | 26-Apr-07 | Purchase | 160,000 | $12.00 | $1,920,000.00 | 25% 650.0K to 810.0K |