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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 22-Dec-17 3:08 PM View:  | NewStar Financial, Inc. (NEWS) | 22-Dec-17 | Disposition | 89,697 | -- | -- | (100%) 89.7K to 0 | |
| 18-May-17 4:15 PM View: | NewStar Financial, Inc. (NEWS) | 16-May-17 | Grant | 10,309 | -- | -- | 13% 79.39K to 89.7K | |
| 01-May-17 4:34 PM View: | NewStar Financial, Inc. (NEWS) | 27-Apr-17 | Payment of Exercise | 11,395 | $10.90 | $124,205.00 | (13%) 90.78K to 79.39K | (9%) |
| 01-May-17 4:34 PM View: | NewStar Financial, Inc. (NEWS) | 27-Apr-17 | Option Exercise | 15,000 | $8.28 | $124,200.00 | 20% 75.78K to 90.78K | |
| 16-May-16 5:51 PM View: | NewStar Financial, Inc. (NEWS) | 12-May-16 | Grant | 13,458 | -- | -- | 22% 62.33K to 75.78K | |
| 14-May-15 4:25 PM View: | NewStar Financial, Inc. (NEWS) | 12-May-15 | Grant | 9,337 | -- | -- | 18% 52.99K to 62.33K | |
| 13-Apr-15 4:17 PM View: | NewStar Financial, Inc. (NEWS) | 20-Mar-15 | Payment of Exercise | 14,402 | $11.11 | $160,014.00 | (18%) 77.99K to 63.59K | (7%) |
| 13-Apr-15 4:17 PM View: | NewStar Financial, Inc. (NEWS) | 20-Mar-15 | Option Exercise | 25,000 | $6.40 | $160,000.00 | 47% 52.99K to 77.99K | |
| 13-Apr-15 4:17 PM View: | NewStar Financial, Inc. (NEWS) | 20-Mar-15 | Market Option Sale | 10,598 | $11.11 | $117,762.00 | (17%) 63.59K to 52.99K | (7%) |
| 22-May-14 4:12 PM View: | NewStar Financial, Inc. (NEWS) | 20-May-14 | Grant | 7,936 | -- | -- | 18% 45.05K to 52.99K | |
| 30-Jan-14 4:58 PM View: | Avnet Inc. (AVT) | 30-Jan-14 | Market Sale | 3,003 | $41.23 | $123,814.00 | (38%) 7.82K to 4.82K | 26% |
| 03-Jan-14 6:22 PM View: | Avnet Inc. (AVT) | 02-Jan-14 | Grant | 3,003 | -- | -- | 62% 4.82K to 7.82K | |
| 09-May-13 4:34 PM View: | NewStar Financial, Inc. (NEWS) | 07-May-13 | Grant | 8,250 | -- | -- | 22% 36.8K to 45.05K | |
| 30-Jan-13 2:56 PM View: | Avnet Inc. (AVT) | 29-Jan-13 | Market Sale | 3,801 | $35.18 | $133,719.00 | (44%) 8.62K to 4.82K | 14% |
| 04-Jan-13 3:55 PM View: | Avnet Inc. (AVT) | 02-Jan-13 | Grant | 3,801 | -- | -- | 79% 4.82K to 8.62K | |
| 11-May-12 4:20 PM View: | NewStar Financial, Inc. (NEWS) | 09-May-12 | Grant | 8,857 | -- | -- | 32% 27.95K to 36.8K | |
| 13-Aug-12 3:01 PM View: | Avnet Inc. (AVT) | 01-Feb-12 | Gift | 3,818 | -- | -- | 79% 4.82K to 8.64K | |
| 13-Aug-12 3:01 PM View: | Avnet Inc. (AVT) | 01-Feb-12 | Gift | 3,818 | -- | -- | (44%) 8.64K to 4.82K | |
| 04-Jan-12 5:59 PM View: | Avnet Inc. (AVT) | 03-Jan-12 | Grant | 3,818 | -- | -- | 382% 1.0K to 4.82K | |
| 13-May-11 4:36 PM View: | NewStar Financial, Inc. (NEWS) | 11-May-11 | Grant | 4,945 | -- | -- | 22% 23.0K to 27.95K | |
| 22-Feb-11 4:47 PM View: | Avnet Inc. (AVT) | 17-Feb-11 | Market Sale | 3,573 | $36.63 | $130,879.00 | (78%) 4.57K to 1.0K | 18% |
| 05-Jan-11 12:00 PM View: | Avnet Inc. (AVT) | 03-Jan-11 | Grant | 3,573 | -- | -- | 357% 1.0K to 4.57K | |
| 10-Nov-10 4:02 PM View: | Avnet Inc. (AVT) | 09-Nov-10 | Option Exercise | 6,600 | $19.97 | $131,818.00 | (54%) (-12.2K) to (-5.6K) | |
| 10-Nov-10 4:02 PM View: | Avnet Inc. (AVT) | 09-Nov-10 | Market Option Sale | 6,600 | $31.11 | $205,326.00 | (118%) (-5.6K) to 1.0K | (2%) |
| 03-Jun-10 4:42 PM View: | RiskMetrics Group, Inc (RISK) | 01-Jun-10 | Disposition | 25,500 | -- | -- | (100%) 25.5K to 0 | |
| 14-May-10 4:32 PM View: | NewStar Financial, Inc. (NEWS) | 12-May-10 | Grant | 5,000 | -- | -- | 28% 18.0K to 23.0K | |
| 15-May-09 4:28 PM View: | NewStar Financial, Inc. (NEWS) | 13-May-09 | Grant | 5,000 | -- | -- | 38% 13.0K to 18.0K | |
| 11-Aug-08 5:27 PM View: | RiskMetrics Group, Inc (RISK) | 07-Aug-08 | Grant | 5,000 | -- | -- | 32% 15.5K to 20.5K | |
| 10-Aug-09 6:30 AM View: | RiskMetrics Group, Inc (RISK) | 06-Aug-08 | Grant | 5,000 | -- | -- | 24% 20.5K to 25.5K | |
| 16-May-08 4:46 PM View: | NewStar Financial, Inc. (NEWS) | 14-May-08 | Grant | 5,000 | -- | -- | 62% 8.0K to 13.0K | |
| 17-Mar-08 5:59 PM View: | RiskMetrics Group, Inc (RISK) | 13-Mar-08 | Grant | 2,500 | -- | -- | 19% 13.0K to 15.5K | |
| 07-Apr-08 5:32 PM View: | NewStar Financial, Inc. (NEWS) | 19-Nov-07 | Market Purchase | 3,000 | $9.46 | $28,389.30 | 60% 5.0K to 8.0K | 21% |
| 15-Dec-06 9:34 PM View: | NewStar Financial, Inc. (NEWS) | 13-Dec-06 | Grant | 5,000 | -- | -- | 100% 0 to 5.0K | |
| 25-Jul-05 8:59 PM View: | Toys R Us Inc (TOY) | 21-Jul-05 | Disposition | 2,000 | $26.75 | $53,500.00 | (100%) 2.0K to 0 | |
| 07-May-04 10:00 PM View: | Avnet Inc. (AVT) | 05-May-04 | Market Purchase | 1,000 | $22.06 | $22,059.00 | 100% 0 to 1.0K | 32% |
| 26-Mar-04 10:00 PM View: | Toys R Us Inc (TOY) | 25-Mar-04 | Market Purchase | 2,000 | $15.40 | $30,800.00 | 100% 0 to 2.0K |