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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Nov-22 6:33 PM View:  | Pzena Investment Management... (PZN) | 31-Oct-22 | Disposition (change in control) | 187,968 | $1.15 | $215,616.00 | (70%) 270.17K to 82.2K | |
| 02-Nov-22 6:33 PM View: | Pzena Investment Management... (PZN) | 31-Oct-22 | Disposition (change in control) | 82,200 | -- | -- | (100%) 82.2K to 0 | |
| 05-Jan-09 4:01 PM View: | Pzena Investment Management... (PZN) | 01-Jan-09 | Acquisition (other) | 165,508 | -- | -- | 2% 7.29M to 7.45M | |
| 05-Jan-09 4:01 PM View: | Pzena Investment Management... (PZN) | 01-Jan-09 | Acquisition (other) | 82,200 | -- | -- | 1% 7.45M to 7.54M | |
| 05-Jan-09 4:01 PM View: | Pzena Investment Management... (PZN) | 01-Jan-09 | Disposition (other) | 7,265,290 | -- | -- | (96%) 7.54M to 270.17K | |
| 05-Jan-09 4:01 PM View: | Pzena Investment Management... (PZN) | 31-Dec-08 | Grant | 16,588 | -- | -- | < 1% 7.27M to 7.29M | |
| 30-Jan-08 2:45 PM View: | Pzena Investment Management... (PZN) | 29-Jan-08 | Grant | 3,094 | -- | -- | 111% 2.78K to 5.87K | |
| 01-Nov-07 5:43 PM View: | Pzena Investment Management... (PZN) | 30-Oct-07 | Grant | 2,778 | -- | -- | 100% 0 to 2.78K | |
| 01-Nov-07 5:43 PM View: | Pzena Investment Management... (PZN) | 30-Oct-07 | Grant | 7,265,290 | $7.27 | $52,818,700.00 | 261530% 2.78K to 7.27M | |
| 05-Sep-07 5:48 PM View: | St. Lawrence Seaway corp. (CRBO) | 31-Aug-07 | Exercise (in-the money or at-the-money) | 16,667 | $3.00 | $50,001.00 | 26% 64.58K to 81.25K | |
| 15-Jun-06 10:00 PM View: | St. Lawrence Seaway corp. (CRBO) | 13-Jun-06 | Exercise (in-the money or at-the-money) | 16,667 | $3.00 | $50,001.00 | 35% 47.92K to 64.58K | |
| 01-Feb-06 3:24 PM View: | St. Lawrence Seaway corp. (CRBO) | 31-Jan-06 | Exercise (out-of-the-money) | 16,667 | $3.00 | $50,001.00 | 56% 30.0K to 46.67K | |
| 01-Feb-06 3:24 PM View: | St. Lawrence Seaway corp. (CRBO) | 30-Jan-06 | Acquisition (other) | 30,000 | -- | -- | 60% 50.0K to 80.0K | |
| 01-Feb-06 3:24 PM View: | St. Lawrence Seaway corp. (CRBO) | 30-Jan-06 | Disposition (other) | 50,000 | -- | -- | (62%) 80.0K to 30.0K |