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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 28-Oct-19 5:15 PM View:  | Bellerophon Therapeutics, I... (BLPH) | 28-Oct-19 | Market Sale | 333,010 | $0.44 | $146,091.00 | (5%) 6.77M to 6.44M | (26%) |
| 28-Oct-19 5:17 PM View: | Bellerophon Therapeutics, I... (BLPH) | 28-Oct-19 | Market Sale Duplicate | 333,010 | $0.44 | $146,091.00 | (5%) 6.77M to 6.44M | (26%) |
| 28-Oct-19 5:15 PM View: | Bellerophon Therapeutics, I... (BLPH) | 25-Oct-19 | Market Sale | 56,242 | $0.45 | $25,511.40 | (< 1%) 6.82M to 6.77M | (22%) |
| 28-Oct-19 5:17 PM View: | Bellerophon Therapeutics, I... (BLPH) | 25-Oct-19 | Market Sale Duplicate | 56,242 | $0.45 | $25,511.40 | (< 1%) 6.82M to 6.77M | (22%) |
| 28-Oct-19 5:15 PM View: | Bellerophon Therapeutics, I... (BLPH) | 24-Oct-19 | Market Sale | 704,595 | $0.50 | $353,354.00 | (9%) 7.53M to 6.82M | (9%) |
| 28-Oct-19 5:17 PM View: | Bellerophon Therapeutics, I... (BLPH) | 24-Oct-19 | Market Sale Duplicate | 704,595 | $0.50 | $353,354.00 | (9%) 7.53M to 6.82M | (9%) |
| 14-Mar-19 5:51 PM View: | Bellerophon Therapeutics, I... (BLPH) | 23-Jan-19 | Market Purchase | 142,857 | $0.70 | $99,999.90 | 2% 7.39M to 7.53M | (20%) |
| 14-Mar-19 5:57 PM View: | Bellerophon Therapeutics, I... (BLPH) | 23-Jan-19 | Market Purchase Duplicate | 142,857 | $0.70 | $99,999.90 | 2% 7.39M to 7.53M | (20%) |
| 17-Sep-18 4:42 PM View: | Bellerophon Therapeutics, I... (BLPH) | 17-Sep-18 | Market Purchase | 60,000 | $1.18 | $70,944.00 | < 1% 14.65M to 14.71M | (54%) |
| 17-Sep-18 4:46 PM View: | Bellerophon Therapeutics, I... (BLPH) | 17-Sep-18 | Market Purchase Duplicate | 60,000 | $1.18 | $70,944.00 | < 1% 14.65M to 14.71M | (54%) |
| 17-Sep-18 4:42 PM View: | Bellerophon Therapeutics, I... (BLPH) | 14-Sep-18 | Market Purchase | 75,000 | $1.23 | $92,250.00 | < 1% 14.58M to 14.65M | (56%) |
| 17-Sep-18 4:46 PM View: | Bellerophon Therapeutics, I... (BLPH) | 14-Sep-18 | Market Purchase Duplicate | 75,000 | $1.23 | $92,250.00 | < 1% 14.58M to 14.65M | (56%) |
| 17-Sep-18 4:42 PM View: | Bellerophon Therapeutics, I... (BLPH) | 13-Sep-18 | Market Purchase | 75,000 | $1.19 | $89,160.00 | < 1% 14.5M to 14.58M | (54%) |
| 17-Sep-18 4:46 PM View: | Bellerophon Therapeutics, I... (BLPH) | 13-Sep-18 | Market Purchase Duplicate | 75,000 | $1.19 | $89,160.00 | < 1% 14.5M to 14.58M | (54%) |
| 12-Sep-18 9:00 PM View: | Bellerophon Therapeutics, I... (BLPH) | 12-Sep-18 | Market Purchase | 75,000 | $1.15 | $85,912.50 | < 1% 14.2M to 14.28M | (52%) |
| 12-Sep-18 9:00 PM View: | Bellerophon Therapeutics, I... (BLPH) | 12-Sep-18 | Market Purchase Duplicate | 75,000 | $1.15 | $85,912.50 | < 1% 14.2M to 14.28M | (52%) |
| 12-Sep-18 9:00 PM View: | Bellerophon Therapeutics, I... (BLPH) | 11-Sep-18 | Market Purchase | 200,000 | $1.14 | $228,840.00 | 1% 14.0M to 14.2M | (52%) |
| 12-Sep-18 9:00 PM View: | Bellerophon Therapeutics, I... (BLPH) | 11-Sep-18 | Market Purchase Duplicate | 200,000 | $1.14 | $228,840.00 | 1% 14.0M to 14.2M | (52%) |
| 12-Sep-18 9:00 PM View: | Bellerophon Therapeutics, I... (BLPH) | 10-Sep-18 | Market Purchase | 200,000 | $1.22 | $243,640.00 | 1% 13.8M to 14.0M | (55%) |
| 12-Sep-18 9:00 PM View: | Bellerophon Therapeutics, I... (BLPH) | 10-Sep-18 | Market Purchase Duplicate | 200,000 | $1.22 | $243,640.00 | 1% 13.8M to 14.0M | (55%) |
| 07-Sep-18 5:42 PM View: | Bellerophon Therapeutics, I... (BLPH) | 07-Sep-18 | Market Purchase | 60,000 | $0.90 | $53,742.00 | < 1% 13.28M to 13.34M | (39%) |
| 07-Sep-18 5:45 PM View: | Bellerophon Therapeutics, I... (BLPH) | 07-Sep-18 | Market Purchase Duplicate | 60,000 | $0.90 | $53,742.00 | < 1% 13.28M to 13.34M | (39%) |
| 07-Sep-18 5:42 PM View: | Bellerophon Therapeutics, I... (BLPH) | 06-Sep-18 | Market Purchase | 50,000 | $0.84 | $42,095.00 | < 1% 13.23M to 13.28M | (35%) |
| 07-Sep-18 5:45 PM View: | Bellerophon Therapeutics, I... (BLPH) | 06-Sep-18 | Market Purchase Duplicate | 50,000 | $0.84 | $42,095.00 | < 1% 13.23M to 13.28M | (35%) |
| 07-Sep-18 5:42 PM View: | Bellerophon Therapeutics, I... (BLPH) | 05-Sep-18 | Market Purchase | 50,000 | $0.85 | $42,325.00 | < 1% 13.18M to 13.23M | (36%) |
| 07-Sep-18 5:45 PM View: | Bellerophon Therapeutics, I... (BLPH) | 05-Sep-18 | Market Purchase Duplicate | 50,000 | $0.85 | $42,325.00 | < 1% 13.18M to 13.23M | (36%) |
| 16-Aug-18 7:31 PM View: | Bellerophon Therapeutics, I... (BLPH) | 16-Aug-18 | Market Purchase | 66,393 | $0.65 | $43,109.00 | < 1% 19.15M to 19.22M | (17%) |
| 16-Aug-18 7:33 PM View: | Bellerophon Therapeutics, I... (BLPH) | 16-Aug-18 | Market Purchase Duplicate | 66,393 | $0.65 | $43,109.00 | < 1% 19.15M to 19.22M | (17%) |
| 16-Aug-18 7:31 PM View: | Bellerophon Therapeutics, I... (BLPH) | 15-Aug-18 | Market Purchase | 272,000 | $0.65 | $175,902.00 | 1% 18.88M to 19.15M | (16%) |
| 16-Aug-18 7:33 PM View: | Bellerophon Therapeutics, I... (BLPH) | 15-Aug-18 | Market Purchase Duplicate | 272,000 | $0.65 | $175,902.00 | 1% 18.88M to 19.15M | (16%) |
| 16-Aug-18 7:31 PM View: | Bellerophon Therapeutics, I... (BLPH) | 14-Aug-18 | Market Purchase | 190,977 | $0.65 | $123,868.00 | 1% 18.69M to 18.88M | (18%) |
| 16-Aug-18 7:33 PM View: | Bellerophon Therapeutics, I... (BLPH) | 14-Aug-18 | Market Purchase Duplicate | 190,977 | $0.65 | $123,868.00 | 1% 18.69M to 18.88M | (18%) |
| 04-Nov-16 7:57 PM View: | On Semiconductor Connectivi... (QTNA) | 02-Nov-16 | Conversion | 2,653,270 | -- | -- | 30% 8.83M to 11.48M | |
| 17-Mar-14 5:29 PM View: | Achaogen, Inc. (AKAO) | 17-Mar-14 | Conversion | 1,746,460 | -- | -- | 75% 2.34M to 4.09M | |
| 19-Nov-13 5:20 PM View: | Anacor Pharmaceuticals, Inc. (ANAC) | 15-Nov-13 | Market Sale Duplicate | 150,000 | $14.06 | $2,109,000.00 | (4%) 3.73M to 3.58M | (405%) |
| 24-Sep-12 4:12 PM View: | Anacor Pharmaceuticals, Inc. (ANAC) | 20-Sep-12 | Market Sale | 19,273 | $6.30 | $121,457.00 | (< 1%) 3.74M to 3.73M | (1026%) |
| 18-Sep-12 2:41 PM View: | Anacor Pharmaceuticals, Inc. (ANAC) | 14-Sep-12 | Market Sale Duplicate | 35,000 | $6.51 | $227,804.00 | (< 1%) 3.78M to 3.74M | (990%) |
| 13-Sep-12 6:23 PM View: | Anacor Pharmaceuticals, Inc. (ANAC) | 13-Sep-12 | Market Sale Duplicate | 15,000 | $6.56 | $98,329.50 | (< 1%) 7.59M to 7.57M | (982%) |
| 13-Sep-12 6:23 PM View: | Anacor Pharmaceuticals, Inc. (ANAC) | 11-Sep-12 | Market Sale Duplicate | 10,177 | $6.64 | $67,602.80 | (< 1%) 7.6M to 7.59M | (968%) |
| 05-Jul-12 6:40 PM View: | Anacor Pharmaceuticals, Inc. (ANAC) | 02-Jul-12 | Acquisition (other) Duplicate | 79,450 | -- | -- | < 1% 8.35M to 8.43M | |
| 05-Jul-12 6:40 PM View: | Anacor Pharmaceuticals, Inc. (ANAC) | 02-Jul-12 | Disposition (other) Duplicate | 900,000 | -- | -- | (11%) 8.43M to 7.53M | |
| 10-May-11 7:58 PM View: | Alimera Sciences Inc (ALIM) | 06-May-11 | Acquisition (other) | 11,293 | -- | -- | < 1% 7.05M to 7.06M | |
| 10-May-11 7:58 PM View: | Alimera Sciences Inc (ALIM) | 06-May-11 | Disposition (other) | 850,000 | -- | -- | (12%) 7.06M to 6.21M | |
| 02-Dec-10 3:10 PM View: | Anacor Pharmaceuticals, Inc. (ANAC) | 30-Nov-10 | Conversion Duplicate | 2,025,540 | -- | -- | 36% 5.66M to 7.69M | |
| 02-Dec-10 3:10 PM View: | Anacor Pharmaceuticals, Inc. (ANAC) | 30-Nov-10 | Market Purchase Duplicate | 600,000 | $5.00 | $3,000,000.00 | 8% 7.69M to 8.29M | 1273% |
| 28-Apr-10 5:09 PM View: | Alimera Sciences Inc (ALIM) | 27-Apr-10 | Conversion Duplicate | 3,643,000 | -- | -- | 40% 9.06M to 12.71M | |
| 28-Apr-10 5:09 PM View: | Alimera Sciences Inc (ALIM) | 27-Apr-10 | Purchase Duplicate | 306,071 | $11.00 | $3,366,780.00 | 2% 12.71M to 13.01M |