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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 30-May-23 5:04 PM View:  | Lensar, Inc. (LNSR) | 25-May-23 | Grant | 9,288 | -- | -- | 21% 44.34K to 53.63K | |
| 27-May-22 9:27 PM View: | Lensar, Inc. (LNSR) | 25-May-22 | Grant | 4,285 | -- | -- | 11% 40.06K to 44.34K | |
| 22-Jun-21 5:25 PM View: | Rockwell Medical Technologi... (RMTI) | 17-Jun-21 | Grant | 50,000 | -- | -- | 57% 86.97K to 136.97K | |
| 22-Dec-20 7:51 PM View: | PDL BioPharma Inc. (PDLI) | 22-Dec-20 | Market Sale | 277,934 | $2.61 | $724,574.00 | (58%) 477.93K to 200.0K | (4%) |
| 22-Dec-20 7:51 PM View: | PDL BioPharma Inc. (PDLI) | 21-Dec-20 | Market Sale | 50,000 | $2.62 | $131,200.00 | (9%) 527.93K to 477.93K | (3%) |
| 24-Aug-20 6:06 AM View: | PDL BioPharma Inc. (PDLI) | 19-Aug-20 | Grant | 25,826 | -- | -- | 5% 502.11K to 527.93K | |
| 20-May-20 4:40 PM View: | Rockwell Medical Technologi... (RMTI) | 18-May-20 | Grant | 51,800 | -- | -- | 147% 35.17K to 86.97K | |
| 31-Jan-20 4:05 PM View: | Rockwell Medical Technologi... (RMTI) | 29-Jan-20 | Grant | 12,615 | -- | -- | 56% 22.56K to 35.17K | |
| 06-Sep-19 4:13 PM View: | Rockwell Medical Technologi... (RMTI) | 05-Sep-19 | Grant | 22,559 | -- | -- | 100% 0 to 22.56K | |
| 09-Jan-19 10:26 AM View: | PDL BioPharma Inc. (PDLI) | 31-Dec-18 | Disposition | 123,449 | -- | -- | (20%) 625.56K to 502.11K | |
| 28-Dec-18 6:28 PM View: | PDL BioPharma Inc. (PDLI) | 27-Dec-18 | Disposition | 627,228 | -- | -- | (50%) 1.25M to 625.56K | |
| 19-Dec-17 8:04 PM View: | PDL BioPharma Inc. (PDLI) | 15-Dec-17 | Disposition | 151,678 | -- | -- | (11%) 1.4M to 1.25M | |
| 07-Mar-17 8:18 PM View: | PDL BioPharma Inc. (PDLI) | 04-Mar-17 | Grant | 588,235 | $2.04 | $1,200,000.00 | 72% 816.23K to 1.4M | 30% |
| 15-Dec-16 4:15 PM View: | PDL BioPharma Inc. (PDLI) | 13-Dec-16 | Disposition | 5,168 | -- | -- | (< 1%) 821.4K to 816.23K | |
| 24-May-16 8:11 PM View: | Seattle Genetics Inc. (SGEN) | 20-May-16 | Grant | 3,700 | -- | -- | 10% 35.7K to 39.4K | |
| 17-Feb-16 5:42 PM View: | Adverum Biotechnologies, Inc. (ADVM) | 12-Feb-16 | Grant | 8,333 | -- | -- | 29% 28.56K to 36.89K | |
| 28-Jan-16 6:53 PM View: | PDL BioPharma Inc. (PDLI) | 26-Jan-16 | Grant | 403,727 | $3.22 | $1,300,000.00 | 97% 417.67K to 821.4K | (15%) |
| 19-May-15 7:33 PM View: | Seattle Genetics Inc. (SGEN) | 15-May-15 | Grant | 3,700 | -- | -- | 12% 32.0K to 35.7K | |
| 23-Apr-15 5:00 PM View: | Adverum Biotechnologies, Inc. (ADVM) | 21-Apr-15 | Grant | 2,000 | -- | -- | 8% 26.56K to 28.56K | |
| 30-Jan-15 4:03 PM View: | PDL BioPharma Inc. (PDLI) | 28-Jan-15 | Grant | 129,201 | $7.62 | $984,512.00 | 45% 288.47K to 417.67K | (60%) |
| 07-Aug-14 3:10 PM View: | Adverum Biotechnologies, Inc. (ADVM) | 05-Aug-14 | Conversion | 26,560 | -- | -- | 100% 0 to 26.56K | |
| 20-May-14 7:53 PM View: | Seattle Genetics Inc. (SGEN) | 16-May-14 | Grant | 3,500 | -- | -- | 12% 28.5K to 32.0K | |
| 15-Apr-14 6:46 PM View: | PDL BioPharma Inc. (PDLI) | 10-Apr-14 | Grant | 119,770 | $8.22 | $984,509.00 | 71% 168.7K to 288.47K | (61%) |
| 21-May-13 6:09 PM View: | Seattle Genetics Inc. (SGEN) | 17-May-13 | Grant | 3,500 | -- | -- | 14% 25.0K to 28.5K | |
| 28-Jan-13 7:03 PM View: | PDL BioPharma Inc. (PDLI) | 24-Jan-13 | Grant | 29,911 | $6.72 | $201,002.00 | 22% 138.79K to 168.7K | (48%) |
| 20-Jan-12 5:38 PM View: | PDL BioPharma Inc. (PDLI) | 18-Jan-12 | Grant | 31,955 | $6.29 | $200,997.00 | 30% 106.83K to 138.79K | (39%) |
| 13-Sep-11 5:04 PM View: | Seattle Genetics Inc. (SGEN) | 09-Sep-11 | Option Exercise | 25,000 | $9.82 | $245,500.00 | 100% 0 to 25.0K | |
| 25-May-11 8:04 PM View: | PDL BioPharma Inc. (PDLI) | 23-May-11 | Grant | 30,501 | -- | -- | 40% 76.33K to 106.83K | |
| 16-Sep-09 8:01 PM View: | PDL BioPharma Inc. (PDLI) | 15-Sep-09 | Option Exercise | 28,415 | $5.41 | $153,839.00 | 59% 47.92K to 76.33K | |
| 06-Jan-09 2:24 PM View: | PDL BioPharma Inc. (PDLI) | 02-Jan-09 | Grant | 47,916 | -- | -- | 100% 0 to 47.92K | |
| 29-Mar-07 6:16 PM View: | Anesiva, Inc. (ANSV.PK) | 29-Mar-07 | Grant | 50,000 | -- | -- | 64% 78.02K to 128.02K | |
| 28-Mar-05 7:41 PM View: | Anesiva, Inc. (ANSV.PK) | 28-Mar-05 | Gift | 50,000 | -- | -- | 16% 312.1K to 362.1K | |
| 28-Mar-05 7:41 PM View: | Anesiva, Inc. (ANSV.PK) | 28-Mar-05 | Gift | 50,000 | -- | -- | (14%) 362.1K to 312.1K | |
| 22-Nov-04 6:10 PM View: | Anesiva, Inc. (ANSV.PK) | 19-Nov-04 | Grant | 2,000 | -- | -- | < 1% 310.1K to 312.1K | |
| 16-Nov-04 6:52 PM View: | Anesiva, Inc. (ANSV.PK) | 16-Nov-04 | Acquisition (other) | 103 | -- | -- | < 1% 310.0K to 310.1K | |
| 11-Aug-04 10:00 PM View: | Anesiva, Inc. (ANSV.PK) | 11-Aug-04 | Option Exercise | 10,000 | $1.20 | $12,000.00 | 3% 300.0K to 310.0K | |
| 06-Feb-04 10:00 PM View: | Eyetech Pharmaceuticals Inc (EYET) | 04-Feb-04 | Conversion Duplicate | 40,000 | -- | -- | 8% 500.0K to 540.0K |