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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-Nov-23 6:37 PM View:  | Nuveen Municipal Credit Opp... (NMCO) | 17-Nov-23 | Purchase | 3,925 | $9.83 | $38,582.80 | 98% 4.0K to 7.92K | |
| 17-Nov-23 6:26 PM View: | Nuveen Dividend Advantage M... (NZF) | 17-Nov-23 | Sale | 3,450 | $11.19 | $38,622.80 | (100%) 3.45K to 0 | |
| 25-Oct-23 1:44 PM View: | Nuveen Municipal Credit Opp... (NMCO) | 25-Oct-23 | Purchase | 4,000 | $8.77 | $35,080.00 | 100% 0 to 4.0K | |
| 25-Oct-23 1:43 PM View: | Nuveen Municipal High Incom... (NMZ) | 25-Oct-23 | Sale | 4,208 | $8.50 | $35,769.80 | (100%) 4.21K to 0 | |
| 21-Sep-23 1:11 PM View: | Nuveen Dividend Advantage M... (NAD) | 21-Sep-23 | Private Purchase | 1,310 | $10.44 | $13,676.40 | 34% 3.9K to 5.21K | |
| 21-Sep-23 3:27 PM View: | Nuveen Insured Dividend Adv... (NVG) | 21-Sep-23 | Sale | 1,277 | $10.75 | $13,727.80 | (100%) 1.28K to 0 | |
| 28-Nov-22 3:05 PM View: | Nuveen Municipal High Incom... (NMZ) | 28-Nov-22 | Private Purchase | 2,370 | $10.97 | $25,998.80 | 129% 1.84K to 4.21K | |
| 28-Nov-22 2:58 PM View: | Nuveen Dividend Advantage M... (NZF) | 28-Nov-22 | Private Purchase | 2,150 | $12.05 | $25,896.80 | 165% 1.3K to 3.45K | |
| 28-Nov-22 2:50 PM View: | Nuveen Insured Tax Free Adv... (NEA) | 28-Nov-22 | Sale | 4,566 | $11.38 | $51,950.60 | (100%) 4.57K to 0 | |
| 26-Sep-18 11:14 AM View: | Nuveen Dividend Advantage M... (NAD) | 21-Sep-18 | Market Sale | 4,444 | $12.75 | $56,673.40 | (53%) 8.34K to 3.9K | (2%) |
| 11-Sep-17 1:16 PM View: | Nuveen Insured Dividend Adv... (NVG) | 06-Sep-17 | Market Purchase | 1,277 | $15.66 | $19,992.30 | 100% 0 to 1.28K | (11%) |
| 11-Sep-17 1:33 PM View: | Nuveen Dividend Advantage M... (NZF) | 06-Sep-17 | Market Purchase | 1,300 | $15.38 | $19,988.80 | 100% 0 to 1.3K | (10%) |
| 10-Aug-17 2:51 PM View: | Nuveen Municipal High Incom... (NMZ) | 08-Aug-17 | Market Purchase | 1,838 | $13.59 | $24,985.10 | 100% 0 to 1.84K | (22%) |
| 10-Aug-17 2:57 PM View: | Nuveen Dividend Advantage M... (NAD) | 08-Aug-17 | Market Purchase | 872 | $14.31 | $12,478.30 | 12% 7.47K to 8.34K | (10%) |
| 10-Aug-17 2:58 PM View: | Nuveen Insured Tax Free Adv... (NEA) | 08-Aug-17 | Market Purchase | 898 | $13.91 | $12,489.90 | 24% 3.67K to 4.57K | (13%) |
| 05-Jun-17 12:44 PM View: | Nuveen Dividend Advantage M... (NAD) | 01-Jun-17 | Market Sale | 1,772 | $14.09 | $24,967.50 | 31% 5.7K to 7.47K | (10%) |
| 05-Jun-17 12:43 PM View: | Nuveen Insured Tax Free Adv... (NEA) | 01-Jun-17 | Market Sale | 1,818 | $13.74 | $24,971.50 | 98% 1.85K to 3.67K | (12%) |
| 25-Apr-17 11:59 AM View: | Nuveen Dividend Advantage M... (NAD) | 24-Apr-17 | Market Purchase | 1,800 | $13.85 | $24,930.00 | 46% 3.9K to 5.7K | (8%) |
| 25-Apr-17 11:58 AM View: | Nuveen Insured Tax Free Adv... (NEA) | 24-Apr-17 | Market Purchase | 1,850 | $13.55 | $25,059.70 | 100% 0 to 1.85K | (11%) |
| 09-Dec-15 12:45 PM View: | Nuveen Energy Mlp Total Ret... (JMF) | 07-Dec-15 | Market Sale | 2,580 | $9.74 | $25,138.70 | (100%) 2.58K to 0 | (3%) |
| 04-Apr-14 10:17 AM View: | Nuveen Energy Mlp Total Ret... (JMF) | 02-Apr-14 | Market Purchase | 2,580 | $19.41 | $50,083.50 | 100% 0 to 2.58K | (41%) |
| 02-Jul-13 2:44 PM View: | Nuveen Short Duration Credi... (JSD) | 28-Jun-13 | Market Purchase | 2,550 | $19.63 | $50,052.60 | 100% 0 to 2.55K | (5%) |
| 24-Aug-11 2:37 PM View: | Nuveen Senior Income Fund (NSL) | 22-Aug-11 | Market Sale | 12,865 | $6.18 | $79,505.70 | (100%) 12.87K to 0 | (54%) |
| 24-Aug-11 2:37 PM View: | Nuveen Floating Rate Income... (JRO) | 22-Aug-11 | Market Sale | 7,259 | $10.12 | $73,461.10 | (100%) 7.26K to 0 | (80%) |
| 17-Nov-10 4:55 PM View: | Nuveen Premium Income Munic... (NPI) | 15-Nov-10 | Market Sale | 1,500 | $13.21 | $19,815.00 | (43%) 3.45K to 1.95K | (61%) |
| 17-Nov-10 4:56 PM View: | Nuveen Dividend Advantage M... (NAD) | 15-Nov-10 | Market Sale | 1,500 | $13.24 | $19,860.00 | (28%) 5.4K to 3.9K | (47%) |
| 17-Nov-10 4:55 PM View: | Nuveen Premium Income Munic... (NPT) | 15-Nov-10 | Market Sale | 1,600 | $12.01 | $19,216.00 | (42%) 3.81K to 2.21K | (20%) |
| 20-Oct-10 5:09 PM View: | Nuveen Diversified Commodit... (CFD) | 18-Oct-10 | Market Purchase | 800 | $25.22 | $20,176.00 | 100% 0 to 0.8K | (24%) |
| 13-Oct-10 12:28 PM View: | Nuveen Senior Income Fund (NSL) | 12-Oct-10 | Market Sale | 1,743 | $7.17 | $12,497.30 | (12%) 14.61K to 12.87K | (40%) |
| 13-Oct-10 12:27 PM View: | Nuveen Floating Rate Income... (JRO) | 12-Oct-10 | Market Sale | 1,070 | $11.66 | $12,476.20 | (13%) 8.33K to 7.26K | (67%) |
| 07-Oct-10 2:33 PM View: | Nuveen Premium Income Munic... (NPI) | 05-Oct-10 | Market Sale | 850 | $14.60 | $12,410.00 | (20%) 4.3K to 3.45K | (47%) |
| 07-Oct-10 2:33 PM View: | Nuveen Dividend Advantage M... (NAD) | 05-Oct-10 | Market Sale | 850 | $14.70 | $12,498.00 | (14%) 6.25K to 5.4K | (34%) |
| 25-Jun-10 3:26 PM View: | Nuveen Dividend Advantage M... (NAD) | 23-Jun-10 | Market Purchase | 1,075 | $13.77 | $14,802.80 | 21% 5.17K to 6.25K | 45% |
| 04-Jun-10 5:00 PM View: | Nuveen Premium Income Munic... (NPI) | 03-Jun-10 | Market Purchase | 2,200 | $13.69 | $30,118.00 | 105% 2.1K to 4.3K | 60% |
| 28-Apr-10 2:24 PM View: | Nuveen Premium Income Munic... (NPI) | 26-Apr-10 | Market Purchase | 1,370 | $13.73 | $18,810.10 | 188% 0.73K to 2.1K | 61% |
| 28-Apr-10 2:12 PM View: | Nuveen Dividend Advantage M... (NAD) | 26-Apr-10 | Market Purchase | 1,250 | $14.06 | $17,575.00 | 32% 3.92K to 5.17K | 44% |
| 28-Apr-10 2:19 PM View: | Nuveen Premium Income Munic... (NPT) | 26-Apr-10 | Market Purchase | 1,000 | $12.76 | $12,760.00 | 36% 2.81K to 3.81K | 18% |
| 26-Apr-10 5:14 PM View: | Nuveen Premium Income Munic... (NPI) | 23-Apr-10 | Market Purchase | 730 | $13.71 | $10,008.30 | 100% 0 to 0.73K | 61% |
| 26-Apr-10 5:13 PM View: | Nuveen Premium Income Munic... (NPT) | 23-Apr-10 | Market Purchase | 1,950 | $12.70 | $24,765.00 | 228% 0.85K to 2.81K | 19% |
| 08-Sep-09 4:19 PM View: | Nuveen Senior Income Fund (NSL) | 04-Sep-09 | Market Purchase | 1,900 | $5.26 | $9,994.00 | 15% 12.71K to 14.61K | 106% |
| 08-Sep-09 4:14 PM View: | Nuveen Premium Income Munic... (NPT) | 04-Sep-09 | Market Purchase | 855 | $11.80 | $10,089.00 | 100% 0 to 0.85K | 33% |
| 08-Sep-09 4:17 PM View: | Nuveen Floating Rate Income... (JRO) | 04-Sep-09 | Market Purchase | 1,760 | $8.54 | $15,030.40 | 27% 6.57K to 8.33K | 146% |
| 06-Aug-09 4:27 PM View: | Nuveen Dividend Advantage M... (NAD) | 05-Aug-09 | Market Purchase | 1,956 | $12.74 | $24,919.40 | 100% 1.97K to 3.92K | 68% |
| 06-Aug-09 4:27 PM View: | Nuveen Dividend Advantage M... (NAD) | 04-Aug-09 | Market Purchase | 1,965 | $12.73 | $25,014.40 | 100% 0 to 1.97K | 68% |
| 03-Aug-09 4:00 PM View: | Nuveen Senior Income Fund (NSL) | 31-Jul-09 | Market Purchase | 1,908 | $5.20 | $9,921.60 | 18% 10.8K to 12.71K | 110% |
| 03-Aug-09 4:01 PM View: | Nuveen Floating Rate Income... (JRO) | 31-Jul-09 | Market Purchase | 1,199 | $8.31 | $9,963.69 | 22% 5.37K to 6.57K | 154% |
| 11-Jun-09 4:43 PM View: | Nuveen Floating Rate Income... (JRO) | 09-Jun-09 | Market Purchase | 2,645 | $7.50 | $19,837.50 | 97% 2.73K to 5.37K | 180% |
| 08-Jun-09 5:17 PM View: | Nuveen Floating Rate Income... (JRO) | 04-Jun-09 | Market Purchase | 2,725 | $7.29 | $19,865.20 | 100% 0 to 2.73K | 188% |
| 02-Jun-09 5:01 PM View: | Nuveen Senior Income Fund (NSL) | 01-Jun-09 | Market Purchase | 10,800 | $4.79 | $51,732.00 | 100% 0 to 10.8K | 131% |
| 24-Apr-07 6:00 PM View: | Northern Trust Corp. (NTRS) | 23-Apr-07 | Market Sale | 8,600 | $64.42 | $553,983.00 | (11%) 81.38K to 72.78K | (80%) |