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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 06-Mar-12 4:14 PM View:  | James River Coal Co. (JRCC) | 05-Mar-12 | Grant | 1,250 | -- | -- | 11% 11.75K to 13.0K | |
| 19-Apr-11 4:12 PM View: | James River Coal Co. (JRCC) | 15-Apr-11 | Grant | 1,250 | -- | -- | 12% 10.5K to 11.75K | |
| 23-Apr-10 5:11 PM View: | James River Coal Co. (JRCC) | 21-Apr-10 | Grant | 1,250 | -- | -- | 14% 9.25K to 10.5K | |
| 08-Apr-09 4:36 PM View: | James River Coal Co. (JRCC) | 06-Apr-09 | Grant | 1,250 | -- | -- | 16% 8.0K to 9.25K | |
| 05-Jun-08 4:06 PM View: | James River Coal Co. (JRCC) | 04-Jun-08 | Option Exercise | 15,000 | $31.17 | $467,494.00 | 188% 8.0K to 23.0K | 22% |
| 05-Jun-08 4:06 PM View: | James River Coal Co. (JRCC) | 04-Jun-08 | Market Option Sale | 15,000 | $38.69 | $580,310.00 | (65%) 23.0K to 8.0K | 96% |
| 28-May-08 7:34 PM View: | James River Coal Co. (JRCC) | 23-May-08 | Grant | 1,250 | -- | -- | 19% 6.75K to 8.0K | |
| 30-May-07 8:41 PM View: | James River Coal Co. (JRCC) | 25-May-07 | Grant | 1,250 | -- | -- | 23% 5.5K to 6.75K | |
| 14-Nov-06 3:31 PM View: | James River Coal Co. (JRCC) | 13-Nov-06 | Market Purchase | 1,000 | $9.74 | $9,740.00 | 22% 4.5K to 5.5K | (85%) |
| 06-Sep-06 11:39 AM View: | James River Coal Co. (JRCC) | 05-Sep-06 | Market Purchase | 2,000 | $15.09 | $30,182.00 | 80% 2.5K to 4.5K | (90%) |
| 24-May-06 3:02 PM View: | James River Coal Co. (JRCC) | 22-May-06 | Grant | 1,500 | -- | -- | 150% 1.0K to 2.5K | |
| 13-Apr-06 12:19 PM View: | Roanoke Electric Steel Corp (RESC) | 11-Apr-06 | Disposition | 2,700 | -- | -- | (100%) 2.7K to 0 | |
| 01-Feb-05 10:53 AM View: | Roanoke Electric Steel Corp (RESC) | 28-Jan-05 | Grant | 1,500 | -- | -- | 125% 1.2K to 2.7K | |
| 01-Sep-04 2:41 PM View: | Roanoke Electric Steel Corp (RESC) | 01-Sep-04 | Market Purchase | 200 | $13.84 | $2,767.80 | 20% 1.0K to 1.2K | |
| 02-Apr-04 10:00 PM View: | Roanoke Electric Steel Corp (RESC) | 01-Apr-04 | Market Purchase | 650 | $14.00 | $9,100.00 | 186% 0.35K to 1.0K |