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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-Jun-24 9:08 PM View:  | Enfusion, Inc. (ENFN) | 13-Jun-24 | Grant | 13,470 | -- | -- | 8% 162.1K to 175.57K | |
| 13-Jun-24 7:12 PM View: | Forge Global Holdings, Inc. (FRGE) | 12-Jun-24 | Grant | 100,000 | -- | -- | 73% 137.76K to 237.76K | |
| 12-Mar-24 7:51 PM View: | Forge Global Holdings, Inc. (FRGE) | 09-Mar-24 | Grant | 127,659 | -- | -- | 1264% 10.1K to 137.76K | |
| 17-Nov-23 6:02 PM View: | Gct Semiconductor Holding, ... (GCTS) | 16-Nov-23 | Conversion | 30,000 | -- | -- | 100% 0 to 30.0K | |
| 18-Aug-23 4:15 PM View: | Enfusion, Inc. (ENFN) | 17-Aug-23 | Grant | 6,335 | -- | -- | 4% 155.77K to 162.1K | |
| 18-Aug-23 4:15 PM View: | Enfusion, Inc. (ENFN) | 16-Aug-23 | Grant | 10,353 | -- | -- | 7% 145.41K to 155.77K | |
| 15-Aug-23 8:27 PM View: | Enfusion, Inc. (ENFN) | 11-Aug-23 | Grant | 1,332 | -- | -- | < 1% 144.08K to 145.41K | |
| 14-Aug-23 5:13 PM View: | Enfusion, Inc. (ENFN) | 10-Aug-23 | Grant | 1,466 | -- | -- | 1% 142.62K to 144.08K | |
| 11-Aug-23 4:15 PM View: | Enfusion, Inc. (ENFN) | 09-Aug-23 | Grant | 1,599 | -- | -- | 1% 141.02K to 142.62K | |
| 10-Aug-23 6:48 PM View: | Enfusion, Inc. (ENFN) | 08-Aug-23 | Grant | 1,733 | -- | -- | 1% 139.28K to 141.02K | |
| 28-Jun-23 4:15 PM View: | Enfusion, Inc. (ENFN) | 26-Jun-23 | Grant | 15,233 | -- | -- | 12% 124.05K to 139.28K | |
| 20-Jun-23 4:28 PM View: | Enfusion, Inc. (ENFN) | 15-Jun-23 | Grant | 14,578 | -- | -- | 13% 109.47K to 124.05K | |
| 26-May-23 4:16 PM View: | Enfusion, Inc. (ENFN) | 24-May-23 | Grant | 37,396 | -- | -- | 52% 72.08K to 109.47K | |
| 27-Apr-23 4:15 PM View: | Enfusion, Inc. (ENFN) | 25-Apr-23 | Grant | 7,238 | -- | -- | 11% 64.84K to 72.08K | |
| 01-Mar-23 11:41 AM View: | Cowen Group, Inc. (COWN) | 01-Mar-23 | Disposition | 50,098 | $39.00 | $1,953,820.00 | (100%) 50.1K to 0 | |
| 27-Jan-23 7:15 PM View: | Enfusion, Inc. (ENFN) | 25-Jan-23 | Grant | 7,238 | -- | -- | 13% 57.6K to 64.84K | |
| 27-Oct-22 9:20 PM View: | Enfusion, Inc. (ENFN) | 25-Oct-22 | Grant | 7,239 | -- | -- | 14% 50.36K to 57.6K | |
| 01-Sep-22 4:22 PM View: | Cowen Group, Inc. (COWN) | 30-Aug-22 | Grant | 7,672 | -- | -- | 18% 42.29K to 49.96K | |
| 17-Jun-22 9:33 PM View: | Enfusion, Inc. (ENFN) | 15-Jun-22 | Grant | 12,678 | -- | -- | 34% 37.68K to 50.36K | |
| 02-Nov-21 6:10 PM View: | Enfusion, Inc. (ENFN) | 31-Oct-21 | Grant | 5,515 | -- | -- | 17% 32.17K to 37.68K | |
| 29-Oct-21 5:00 PM View: | Cowen Group, Inc. (COWN) | 27-Oct-21 | Grant | 4,720 | -- | -- | 13% 37.57K to 42.29K | |
| 28-Jul-20 4:58 PM View: | Cowen Group, Inc. (COWN) | 27-Jul-20 | Grant | 10,965 | -- | -- | 41% 26.6K to 37.57K | |
| 11-Mar-20 7:56 AM View: | Cowen Group, Inc. (COWN) | 09-Mar-20 | Market Purchase | 8,000 | $12.13 | $97,044.00 | 43% 18.6K to 26.6K | 120% |
| 25-Jul-19 4:14 PM View: | Cowen Group, Inc. (COWN) | 24-Jul-19 | Grant | 9,355 | -- | -- | 101% 9.25K to 18.6K | |
| 02-Aug-18 4:57 PM View: | Cowen Group, Inc. (COWN) | 31-Jul-18 | Grant | 9,249 | -- | -- | 100% 0 to 9.25K | |
| 13-Nov-13 1:51 PM View: | NYSE Euronext, Inc. (NYX) | 13-Nov-13 | Disposition | 109,358 | -- | -- | (100%) 109.36K to 0 | |
| 12-Feb-13 7:35 PM View: | NYSE Euronext, Inc. (NYX) | 11-Feb-13 | Conversion | 13,822 | -- | -- | 13% 103.25K to 117.07K | |
| 12-Feb-13 7:35 PM View: | NYSE Euronext, Inc. (NYX) | 11-Feb-13 | Payment of Exercise | 7,716 | $36.24 | $279,628.00 | (7%) 117.07K to 109.36K | (14%) |
| 12-Feb-13 7:35 PM View: | NYSE Euronext, Inc. (NYX) | 10-Feb-13 | Conversion | 65,891 | -- | -- | 92% 71.55K to 137.44K | |
| 12-Feb-13 7:35 PM View: | NYSE Euronext, Inc. (NYX) | 10-Feb-13 | Payment of Exercise | 34,192 | $36.24 | $1,239,120.00 | (25%) 137.44K to 103.25K | (14%) |
| 12-Feb-13 7:35 PM View: | NYSE Euronext, Inc. (NYX) | 08-Feb-13 | Conversion | 9,873 | -- | -- | 15% 65.77K to 75.64K | |
| 12-Feb-13 7:35 PM View: | NYSE Euronext, Inc. (NYX) | 08-Feb-13 | Payment of Exercise | 4,089 | $36.14 | $147,776.00 | (5%) 75.64K to 71.55K | (14%) |
| 14-Feb-12 12:30 PM View: | NYSE Euronext, Inc. (NYX) | 13-Feb-12 | Disposition (other) | 21,809 | -- | -- | (25%) 87.58K to 65.77K | |
| 14-Feb-12 12:30 PM View: | NYSE Euronext, Inc. (NYX) | 10-Feb-12 | Conversion | 95,565 | -- | -- | 255% 37.48K to 133.05K | |
| 14-Feb-12 12:30 PM View: | NYSE Euronext, Inc. (NYX) | 10-Feb-12 | Payment of Exercise | 45,471 | $27.69 | $1,259,090.00 | (34%) 133.05K to 87.58K | (57%) |
| 09-Feb-12 5:22 PM View: | NYSE Euronext, Inc. (NYX) | 08-Feb-12 | Conversion | 9,874 | -- | -- | 31% 31.63K to 41.5K | |
| 09-Feb-12 5:22 PM View: | NYSE Euronext, Inc. (NYX) | 08-Feb-12 | Payment of Exercise | 4,017 | $27.82 | $111,753.00 | (10%) 41.5K to 37.48K | (57%) |
| 11-Apr-11 10:51 AM View: | NYSE Euronext, Inc. (NYX) | 08-Apr-11 | Disposition (other) | 10,213 | -- | -- | (22%) 46.87K to 36.66K | |
| 08-Apr-11 4:23 PM View: | NYSE Euronext, Inc. (NYX) | 07-Apr-11 | Conversion | 41,243 | -- | -- | 156% 26.45K to 67.69K | |
| 08-Apr-11 4:23 PM View: | NYSE Euronext, Inc. (NYX) | 07-Apr-11 | Payment of Exercise | 20,816 | $39.81 | $828,685.00 | (31%) 67.69K to 46.87K | (13%) |
| 14-Feb-11 1:15 PM View: | NYSE Euronext, Inc. (NYX) | 10-Feb-11 | Conversion | 26,472 | -- | -- | 217% 12.21K to 38.68K | |
| 14-Feb-11 1:15 PM View: | NYSE Euronext, Inc. (NYX) | 10-Feb-11 | Payment of Exercise | 12,237 | $38.10 | $466,230.00 | (32%) 38.68K to 26.45K | (19%) |
| 12-Apr-11 3:01 PM View: | NYSE Euronext, Inc. (NYX) | 10-Feb-11 | Disposition (other) | 3,612 | -- | -- | (33%) 10.79K to 7.18K | |
| 08-Feb-11 10:29 AM View: | NYSE Euronext, Inc. (NYX) | 06-Feb-11 | Conversion | 5,279 | -- | -- | 56% 9.37K to 14.65K | |
| 08-Feb-11 10:29 AM View: | NYSE Euronext, Inc. (NYX) | 06-Feb-11 | Payment of Exercise | 2,440 | $32.65 | $79,666.00 | (17%) 14.65K to 12.21K | (39%) |
| 12-Apr-11 3:01 PM View: | NYSE Euronext, Inc. (NYX) | 06-Feb-11 | Disposition (other) | 1,420 | -- | -- | (12%) 12.21K to 10.79K | |
| 22-Feb-10 5:23 PM View: | NYSE Euronext, Inc. (NYX) | 19-Feb-10 | Disposition (other) | 5,935 | -- | -- | (39%) 15.31K to 9.37K | |
| 11-Feb-10 5:17 PM View: | NYSE Euronext, Inc. (NYX) | 10-Feb-10 | Conversion | 13,435 | -- | -- | 199% 6.74K to 20.17K | |
| 11-Feb-10 5:17 PM View: | NYSE Euronext, Inc. (NYX) | 10-Feb-10 | Payment of Exercise | 4,867 | $23.65 | $115,105.00 | (24%) 20.17K to 15.31K | (99%) |
| 09-Feb-10 1:44 PM View: | NYSE Euronext, Inc. (NYX) | 06-Feb-10 | Conversion | 5,279 | -- | -- | 154% 3.44K to 8.71K |