SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
---|---|---|---|---|---|---|---|---|
13-Jul-17 1:33 PM View: | 9 Meters Biopharma, Inc. (NMTR) | 11-Jul-17 | Grant | 10,000 | -- | -- | 40% 25.0K to 35.0K | |
13-Jul-17 1:33 PM View: | 9 Meters Biopharma, Inc. (NMTR) | 31-May-17 | Grant | 10,000 | -- | -- | 67% 15.0K to 25.0K | |
27-Jan-17 1:41 PM View: | 9 Meters Biopharma, Inc. (NMTR) | 24-Jan-17 | Grant | 5,000 | -- | -- | 50% 10.0K to 15.0K | |
23-Nov-16 6:19 PM View: | Cifc LLC (CIFC) | 21-Nov-16 | Disposition | 94,340 | $11.36 | $1,071,700.00 | (100%) 94.34K to 0 | |
10-Aug-16 10:30 AM View: | Cifc LLC (CIFC) | 02-Aug-16 | Grant | 7,032 | -- | -- | 8% 87.31K to 94.34K | |
13-Jul-16 6:12 PM View: | 9 Meters Biopharma, Inc. (NMTR) | 07-Jul-16 | Grant | 10,000 | -- | -- | 100% 0 to 10.0K | |
05-Jul-16 12:17 PM View: | Cifc LLC (CIFC) | 01-Jul-16 | Option Exercise | 12,927 | -- | -- | 17% 74.38K to 87.31K | |
30-Jun-15 12:10 PM View: | Deerfield Capital Corp. (CIFC) | 26-Jun-15 | Acquisition (other) | 870 | -- | -- | 2% 55.95K to 56.82K | |
30-Jun-15 12:10 PM View: | Deerfield Capital Corp. (CIFC) | 26-Jun-15 | Option Exercise | 17,564 | -- | -- | 31% 56.82K to 74.38K | |
09-Jun-14 4:55 PM View: | Deerfield Capital Corp. (CIFC) | 05-Jun-14 | Grant | 5,855 | -- | -- | 12% 50.09K to 55.95K | |
13-May-14 7:20 PM View: | Deerfield Capital Corp. (CIFC) | 12-May-14 | Option Exercise | 2,412 | -- | -- | 5% 47.68K to 50.09K | |
28-Jun-13 12:08 PM View: | Deerfield Capital Corp. (CIFC) | 26-Jun-13 | Grant | 6,784 | -- | -- | 17% 40.9K to 47.68K | |
19-Jun-13 1:05 PM View: | Deerfield Capital Corp. (CIFC) | 17-Jun-13 | Option Exercise | 11,111 | -- | -- | 37% 29.79K to 40.9K | |
15-May-13 6:27 PM View: | Deerfield Capital Corp. (CIFC) | 13-May-13 | Option Exercise | 2,412 | -- | -- | 9% 27.37K to 29.79K | |
31-May-12 6:33 PM View: | Deerfield Capital Corp. (CIFC) | 29-May-12 | Grant | 6,974 | -- | -- | 117% 5.97K to 12.94K | |
07-Jun-12 5:13 PM View: | Deerfield Capital Corp. (CIFC) | 19-May-12 | Option Exercise | 12,019 | -- | -- | 78% 15.35K to 27.37K | |
07-Jun-12 5:11 PM View: | Deerfield Capital Corp. (CIFC) | 12-May-12 | Option Exercise | 2,411 | -- | -- | 19% 12.94K to 15.35K | |
04-Mar-11 4:37 PM View: | Deerfield Capital Corp. (CIFC) | 03-Mar-11 | Option Exercise | 5,169 | -- | -- | 646% 0.8K to 5.97K | |
07-Feb-08 5:14 PM View: | Traffix Inc (TRFXD) | 04-Feb-08 | Disposition (change in control) | 15,000 | -- | -- | (100%) 15.0K to 0 | |
07-Feb-08 7:29 PM View: | New Motion, Inc. (PTIX) | 04-Feb-08 | Acquisition (other) | 10,141 | -- | -- | 100% 0 to 10.14K | |
07-Feb-08 5:02 PM View: | Traffix Inc (TRFXD) | 01-Dec-07 | Grant | 7,500 | $6.15 | $46,125.00 | 100% 7.5K to 15.0K | (8%) |
15-May-07 4:43 PM View: | Deerfield Capital Corp. (CIFC) | 14-May-07 | Grant | 2,500 | -- | -- | 45% 5.5K to 8.0K | |
05-Dec-06 6:50 PM View: | Traffix Inc (TRFXD) | 01-Dec-06 | Grant | 7,500 | $5.26 | $39,450.00 | 100% 0 to 7.5K | 13% |
14-Jun-06 4:36 PM View: | Deerfield Capital Corp. (CIFC) | 13-Jun-06 | Grant | 2,500 | -- | -- | 83% 3.0K to 5.5K | |
07-Apr-05 6:38 PM View: | DOBI Medical International ... (DBMI.PK) | 30-Mar-05 | Purchase | 300,000 | $0.50 | $150,000.00 | 100% 0 to 300.0K |