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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 13-Dec-10 6:32 PM View:  | Ener1 Inc (HEV) | 07-Dec-10 | Private Purchase | 952,299 | $3.81 | $3,628,260.00 | 1% 80.71M to 81.66M | |
| 13-Dec-10 6:32 PM View: | Ener1 Inc (HEV) | 07-Dec-10 | Market Sale | 952,299 | $3.81 | $3,628,260.00 | (1%) 81.66M to 80.71M | (13%) |
| 12-Oct-10 9:02 AM View: | Ener1 Inc (HEV) | 05-Oct-10 | Grant | 1,083,710 | $3.78 | $4,096,440.00 | 1% 79.62M to 80.71M | 4% |
| 12-Oct-10 9:02 AM View: | Ener1 Inc (HEV) | 01-Oct-10 | Grant | 5,665,720 | $3.53 | $20,000,000.00 | 8% 73.96M to 79.62M | |
| 23-Aug-10 5:31 PM View: | Ener1 Inc (HEV) | 18-Aug-10 | Sale | 87,312 | $2.10 | $183,355.00 | (< 1%) 74.05M to 73.96M | |
| 10-Aug-10 4:06 PM View: | Ener1 Inc (HEV) | 03-Aug-10 | Grant | 5,398,780 | $3.40 | $18,355,900.00 | 8% 68.65M to 74.05M | 5% |
| 28-Jun-10 4:33 PM View: | Ener1 Inc (HEV) | 24-Jun-10 | Sale | 264,551 | $1.89 | $500,001.00 | (< 1%) 68.91M to 68.65M | |
| 11-Jun-10 4:47 PM View: | Ener1 Inc (HEV) | 08-Jun-10 | Grant | 18,678,200 | $3.48 | $65,000,000.00 | 37% 50.23M to 68.91M | |
| 11-Jun-10 4:47 PM View: | Ener1 Inc (HEV) | 03-Jun-10 | Disposition (other) | 18,000,000 | -- | -- | (26%) 68.23M to 50.23M |