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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 16-Mar-20 4:30 PM View:  | Lantronix Inc. (LTRX) | 12-Mar-20 | Market Purchase | 80,000 | $2.07 | $165,360.00 | 4% 1.95M to 2.03M | |
| 15-Nov-19 4:32 PM View: | Lantronix Inc. (LTRX) | 13-Nov-19 | Option Exercise | 5,000 | -- | -- | < 1% 1.95M to 1.95M | |
| 22-May-19 4:01 PM View: | Falconstor Software Inc. (FALC) | 21-May-19 | Option Exercise Duplicate | 1,518,110 | $0.00 | $1,518.11 | < 1% 358.27M to 359.79M | |
| 14-May-19 4:30 PM View: | Lantronix Inc. (LTRX) | 13-May-19 | Option Exercise | 5,000 | -- | -- | < 1% 1.94M to 1.95M | |
| 20-Dec-18 12:51 PM View: | Falconstor Software Inc. (FALC) | 18-Dec-18 | Option Exercise Duplicate | 303,379,008 | $0.00 | $303,379.00 | 553% 54.89M to 358.27M | |
| 25-Apr-18 4:00 PM View: | Falconstor Software Inc. (FALC) | 23-Apr-18 | Option Exercise Duplicate | 53,370,600 | $0.00 | $53,370.60 | 3508% 1.52M to 54.89M | |
| 09-May-17 6:19 PM View: | Falconstor Software Inc. (FALC) | 08-May-17 | Grant | 22,821 | -- | -- | 1% 1.6M to 1.63M | |
| 05-May-17 6:00 PM View: | Falconstor Software Inc. (FALC) | 03-May-17 | Grant | 94,117 | -- | -- | 6% 1.51M to 1.6M | |
| 15-Mar-17 5:26 PM View: | Falconstor Software Inc. (FALC) | 13-Mar-17 | Grant | 13,019 | -- | -- | < 1% 1.5M to 1.51M | |
| 08-Nov-16 2:36 PM View: | Falconstor Software Inc. (FALC) | 04-Nov-16 | Grant | 15,075 | -- | -- | 1% 1.29M to 1.3M | |
| 08-Nov-16 2:36 PM View: | Falconstor Software Inc. (FALC) | 04-Nov-16 | Acquisition (other) | 191,010 | $1.02 | $194,830.00 | 15% 1.3M to 1.5M | |
| 02-Aug-16 3:28 PM View: | Falconstor Software Inc. (FALC) | 29-Jul-16 | Acquisition (other) | 186,062 | $1.05 | $195,365.00 | 17% 1.1M to 1.29M | |
| 01-Jun-16 4:31 PM View: | Falconstor Software Inc. (FALC) | 31-May-16 | Acquisition (other) | 143,737 | $1.34 | $192,608.00 | 15% 959.58K to 1.1M | (78%) |
| 28-Apr-16 5:53 PM View: | Falconstor Software Inc. (FALC) | 27-Apr-16 | Grant | 10,000 | -- | -- | 1% 949.58K to 959.58K | |
| 25-Jan-16 5:03 PM View: | Falconstor Software Inc. (FALC) | 21-Jan-16 | Acquisition (other) | 103,200 | $1.83 | $188,856.00 | 12% 846.38K to 949.58K | (84%) |
| 05-Jan-16 4:58 PM View: | Falconstor Software Inc. (FALC) | 31-Dec-15 | Acquisition (other) | 227,345 | $1.70 | $385,803.00 | 37% 619.04K to 846.38K | |
| 27-Oct-15 4:45 PM View: | Adept Technology Inc. (ADEP) | 23-Oct-15 | Disposition (change in control) | 1,321,700 | $13.00 | $17,182,100.00 | (100%) 1.32M to 0 | |
| 28-Aug-15 12:48 PM View: | Falconstor Software Inc. (FALC) | 26-Aug-15 | Market Purchase | 3,660 | $1.50 | $5,490.00 | < 1% 615.38K to 619.04K | (81%) |
| 07-Aug-15 4:26 PM View: | Falconstor Software Inc. (FALC) | 05-Aug-15 | Market Purchase | 372,186 | $1.52 | $565,723.00 | 153% 243.19K to 615.38K | (81%) |
| 05-Aug-15 4:48 PM View: | Falconstor Software Inc. (FALC) | 04-Aug-15 | Market Purchase | 181,758 | $1.50 | $272,637.00 | 296% 61.43K to 243.19K | (81%) |
| 05-Aug-15 4:48 PM View: | Falconstor Software Inc. (FALC) | 03-Aug-15 | Market Purchase | 41,433 | $1.40 | $58,006.20 | 207% 20.0K to 61.43K | (79%) |
| 24-Apr-15 5:14 PM View: | Falconstor Software Inc. (FALC) | 22-Apr-15 | Grant | 10,000 | -- | -- | 100% 10.0K to 20.0K | |
| 03-Apr-15 11:37 AM View: | Midway Gold Corp. (MDW) | 01-Apr-15 | Grant | 3,678,430 | -- | -- | 16% 22.58M to 26.26M | |
| 05-Jan-15 5:07 PM View: | Midway Gold Corp. (MDW) | 02-Jan-15 | Grant | 1,626,270 | -- | -- | 8% 20.95M to 22.58M | |
| 03-Oct-14 10:33 AM View: | Midway Gold Corp. (MDW) | 01-Oct-14 | Grant | 1,157,150 | -- | -- | 6% 19.79M to 20.95M | |
| 07-Jul-14 3:56 PM View: | Midway Gold Corp. (MDW) | 02-Jul-14 | Grant | 1,322,520 | -- | -- | 7% 18.47M to 19.79M | |
| 19-Jun-14 10:53 AM View: | Midway Gold Corp. (MDW) | 17-Jun-14 | Grant | 381,669 | -- | -- | 2% 18.09M to 18.47M | |
| 09-Jun-14 5:18 PM View: | Midway Gold Corp. (MDW) | 06-Jun-14 | Grant | 4,975,410 | $0.26 | $1,278,980.00 | 17% 29.66M to 34.64M | |
| 30-May-14 5:25 PM View: | Falconstor Software Inc. (FALC) | 28-May-14 | Grant | 10,000 | -- | -- | 100% 0 to 10.0K | |
| 02-Apr-14 3:32 PM View: | Midway Gold Corp. (MDW) | 01-Apr-14 | Grant | 1,121,050 | -- | -- | 9% 11.99M to 13.11M | |
| 11-Mar-14 12:25 PM View: | Adept Technology Inc. (ADEP) | 10-Mar-14 | Market Sale | 148,860 | $17.35 | $2,582,720.00 | (10%) 1.47M to 1.32M | 60% |
| 06-Mar-14 7:20 PM View: | Adept Technology Inc. (ADEP) | 06-Mar-14 | Market Sale | 802 | $17.09 | $13,706.20 | (< 1%) 2.94M to 2.94M | 59% |
| 06-Mar-14 7:20 PM View: | Adept Technology Inc. (ADEP) | 05-Mar-14 | Market Sale | 150 | $17.00 | $2,550.00 | (< 1%) 2.94M to 2.94M | 59% |
| 06-Mar-14 7:20 PM View: | Adept Technology Inc. (ADEP) | 04-Mar-14 | Market Sale | 29,319 | $17.01 | $498,716.00 | (< 1%) 2.97M to 2.94M | 59% |
| 28-Feb-14 5:11 PM View: | Adept Technology Inc. (ADEP) | 28-Feb-14 | Market Sale | 46,305 | $17.05 | $789,500.00 | (1%) 3.1M to 3.06M | 59% |
| 28-Feb-14 5:11 PM View: | Adept Technology Inc. (ADEP) | 27-Feb-14 | Market Sale | 10,504 | $17.00 | $178,568.00 | (< 1%) 3.12M to 3.1M | 59% |
| 28-Feb-14 5:11 PM View: | Adept Technology Inc. (ADEP) | 26-Feb-14 | Market Sale | 40,244 | $17.03 | $685,355.00 | (1%) 3.16M to 3.12M | 59% |
| 25-Feb-14 5:12 PM View: | Adept Technology Inc. (ADEP) | 25-Feb-14 | Market Sale | 2,700 | $17.25 | $46,575.00 | (< 1%) 3.23M to 3.23M | 60% |
| 25-Feb-14 5:12 PM View: | Adept Technology Inc. (ADEP) | 24-Feb-14 | Market Sale | 26,541 | $17.24 | $457,567.00 | (< 1%) 3.25M to 3.23M | 60% |
| 25-Feb-14 5:12 PM View: | Adept Technology Inc. (ADEP) | 21-Feb-14 | Market Sale | 2,275 | $17.35 | $39,471.20 | (< 1%) 3.26M to 3.25M | 60% |
| 20-Feb-14 6:06 PM View: | Adept Technology Inc. (ADEP) | 20-Feb-14 | Market Sale | 44,615 | $17.72 | $790,578.00 | (3%) 1.71M to 1.67M | 61% |
| 20-Feb-14 6:06 PM View: | Adept Technology Inc. (ADEP) | 19-Feb-14 | Grant | 2,473 | -- | -- | < 1% 1.76M to 1.76M | |
| 20-Feb-14 6:06 PM View: | Adept Technology Inc. (ADEP) | 19-Feb-14 | Market Sale | 50,500 | $17.56 | $886,780.00 | (3%) 1.76M to 1.71M | 60% |
| 20-Feb-14 6:06 PM View: | Adept Technology Inc. (ADEP) | 18-Feb-14 | Conversion | 1,739,130 | -- | -- | 2152% 80.82K to 1.82M | |
| 20-Feb-14 6:06 PM View: | Adept Technology Inc. (ADEP) | 18-Feb-14 | Market Sale | 57,500 | $18.05 | $1,037,870.00 | (3%) 1.82M to 1.76M | 61% |
| 20-Feb-14 6:06 PM View: | Adept Technology Inc. (ADEP) | 02-Jan-14 | Grant | 6,142 | -- | -- | 8% 74.68K to 80.82K | |
| 06-Jan-14 4:22 PM View: | Midway Gold Corp. (MDW) | 02-Jan-14 | Grant | 1,485,730 | -- | -- | 14% 10.51M to 11.99M | |
| 08-Oct-13 3:37 PM View: | Adept Technology Inc. (ADEP) | 07-Oct-13 | Grant | 34,270 | -- | -- | (1714%) (-2.0K) to 32.27K | |
| 03-Oct-13 9:24 AM View: | Midway Gold Corp. (MDW) | 02-Oct-13 | Grant | 1,260,140 | -- | -- | 14% 9.25M to 10.51M | |
| 02-Jul-13 7:53 PM View: | Midway Gold Corp. (MDW) | 02-Jul-13 | Grant | 1,166,930 | -- | -- | 14% 8.08M to 9.25M |