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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 29-Jan-21 3:00 PM View:  | The Taiwan Fund, Inc. (TWN) | 28-Jan-21 | Market Purchase | 1,000 | $27.82 | $27,817.80 | 100% 0 to 1.0K | (< 1%) |
| 02-Jan-18 1:29 PM View: | Aetos Distressed Investment... (NONE) | 29-Dec-17 | Disposition | -- | -- | -- | 0% -- | |
| 02-Jan-18 1:31 PM View: | Aetos Long/short Strategies... (NONE) | 29-Dec-17 | Disposition | -- | -- | -- | 0% -- | |
| 02-Jan-18 1:36 PM View: | Aetos Multi-Strategy Arbitr... (NONE) | 29-Dec-17 | Disposition | -- | -- | -- | 0% -- | |
| 05-Jul-17 10:15 AM View: | Aetos Distressed Investment... (NONE) | 30-Jun-17 | Disposition | -- | -- | -- | 0% 143.4K | |
| 05-Jul-17 10:17 AM View: | Aetos Long/short Strategies... (NONE) | 30-Jun-17 | Disposition | -- | -- | -- | 0% -- | |
| 05-Jul-17 10:25 AM View: | Aetos Multi-Strategy Arbitr... (NONE) | 30-Jun-17 | Disposition | -- | -- | -- | 0% -- | |
| 02-Dec-16 10:50 AM View: | Aetos Distressed Investment... (NONE) | 01-Dec-16 | Purchase | -- | -- | -- | 0% 234.16K | |
| 02-Dec-16 10:55 AM View: | Aetos Long/short Strategies... (NONE) | 01-Dec-16 | Purchase | -- | -- | -- | 0% 266.08K | |
| 02-Dec-16 11:01 AM View: | Aetos Multi-Strategy Arbitr... (NONE) | 01-Dec-16 | Purchase | -- | -- | -- | 0% 198.42K | |
| 02-Sep-16 9:11 AM View: | Aetos Distressed Investment... (NONE) | 01-Sep-16 | Purchase | -- | -- | -- | 0% 221.32K | |
| 02-Sep-16 9:27 AM View: | Aetos Long/short Strategies... (NONE) | 01-Sep-16 | Purchase | -- | -- | -- | 0% 259.38K | |
| 02-Sep-16 9:17 AM View: | Aetos Multi-Strategy Arbitr... (NONE) | 01-Sep-16 | Purchase | -- | -- | -- | 0% 187.78K | |
| 02-Jun-16 9:41 AM View: | Aetos Distressed Investment... (NONE) | 01-Jun-16 | Purchase | -- | -- | -- | 0% 211.03K | |
| 02-Jun-16 10:09 AM View: | Aetos Long/short Strategies... (NONE) | 01-Jun-16 | Purchase | -- | -- | -- | 0% 243.21K | |
| 02-Jun-16 9:46 AM View: | Aetos Multi-Strategy Arbitr... (NONE) | 01-Jun-16 | Purchase | -- | -- | -- | 0% 179.76K | |
| 02-Mar-16 8:29 AM View: | Aetos Distressed Investment... (NONE) | 01-Mar-16 | Purchase | -- | -- | -- | 0% 199.51K | |
| 02-Mar-16 8:30 AM View: | Aetos Long/short Strategies... (NONE) | 01-Mar-16 | Purchase | -- | -- | -- | 0% 243.09K | |
| 02-Mar-16 8:30 AM View: | Aetos Multi-Strategy Arbitr... (NONE) | 01-Mar-16 | Purchase | -- | -- | -- | 0% 171.08K | |
| 01-Dec-15 10:16 AM View: | Aetos Distressed Investment... (NONE) | 01-Dec-15 | Purchase | -- | -- | -- | 0% 199.31K | |
| 01-Dec-15 10:17 AM View: | Aetos Long/short Strategies... (NONE) | 01-Dec-15 | Purchase | -- | -- | -- | 0% 244.84K | |
| 01-Dec-15 10:17 AM View: | Aetos Multi-Strategy Arbitr... (NONE) | 01-Dec-15 | Purchase | -- | -- | -- | 0% 169.0K | |
| 01-Sep-15 8:45 AM View: | Aetos Distressed Investment... (NONE) | 01-Sep-15 | Purchase | -- | -- | -- | 0% 198.89K | |
| 01-Sep-15 8:46 AM View: | Aetos Long/short Strategies... (NONE) | 01-Sep-15 | Purchase | -- | -- | -- | 0% 239.53K | |
| 01-Sep-15 8:47 AM View: | Aetos Multi-Strategy Arbitr... (NONE) | 01-Sep-15 | Purchase | -- | -- | -- | 0% 166.41K | |
| 01-Jun-15 9:56 AM View: | Aetos Distressed Investment... (NONE) | 01-Jun-15 | Purchase | -- | -- | -- | 0% 194.01K | |
| 01-Jun-15 9:59 AM View: | Aetos Long/short Strategies... (NONE) | 01-Jun-15 | Purchase | -- | -- | -- | 0% 227.15K | |
| 01-Jun-15 10:03 AM View: | Aetos Multi-Strategy Arbitr... (NONE) | 01-Jun-15 | Purchase | -- | -- | -- | 0% 161.75K | |
| 03-Mar-15 9:11 AM View: | Aetos Distressed Investment... (NONE) | 02-Mar-15 | Purchase | -- | -- | -- | 0% 184.86K | |
| 03-Mar-15 9:12 AM View: | Aetos Long/short Strategies... (NONE) | 02-Mar-15 | Purchase | -- | -- | -- | 0% 217.74K | |
| 03-Mar-15 9:13 AM View: | Aetos Multi-Strategy Arbitr... (NONE) | 02-Mar-15 | Purchase | -- | -- | -- | 0% 152.91K | |
| 04-Feb-15 3:51 PM View: | Aetos Distressed Investment... (NONE) | 02-Feb-15 | Disposition (other) | -- | -- | -- | 0% 179.72K | |
| 04-Feb-15 3:53 PM View: | Aetos Long/short Strategies... (NONE) | 02-Feb-15 | Acquisition (other) | -- | -- | -- | 0% 213.48K | |
| 04-Feb-15 3:55 PM View: | Aetos Multi-Strategy Arbitr... (NONE) | 02-Feb-15 | Disposition (other) | -- | -- | -- | 0% 147.6K | |
| 01-Dec-14 9:45 AM View: | Aetos Distressed Investment... (NONE) | 01-Dec-14 | Purchase | -- | -- | -- | 0% 232.94K | |
| 01-Dec-14 9:48 AM View: | Aetos Long/short Strategies... (NONE) | 01-Dec-14 | Purchase | -- | -- | -- | 0% 269.8K | |
| 01-Dec-14 9:50 AM View: | Aetos Multi-Strategy Arbitr... (NONE) | 01-Dec-14 | Purchase | -- | -- | -- | 0% 185.12K | |
| 03-Sep-14 8:41 AM View: | Aetos Distressed Investment... (NONE) | 02-Sep-14 | Purchase | -- | -- | -- | 0% 231.59K | |
| 03-Sep-14 8:42 AM View: | Aetos Long/short Strategies... (NONE) | 02-Sep-14 | Purchase | -- | -- | -- | 0% 252.67K | |
| 03-Sep-14 8:43 AM View: | Aetos Multi-Strategy Arbitr... (NONE) | 02-Sep-14 | Purchase | -- | -- | -- | 0% 181.84K | |
| 04-Jun-14 12:32 PM View: | Aetos Distressed Investment... (NONE) | 02-Jun-14 | Purchase | -- | -- | -- | 0% 220.29K | |
| 04-Jun-14 12:35 PM View: | Aetos Long/short Strategies... (NONE) | 02-Jun-14 | Purchase | -- | -- | -- | 0% 242.03K | |
| 04-Jun-14 12:38 PM View: | Aetos Multi-Strategy Arbitr... (NONE) | 02-Jun-14 | Purchase | -- | -- | -- | 0% 175.49K | |
| 04-Mar-14 8:56 AM View: | Aetos Distressed Investment... (NONE) | 03-Mar-14 | Purchase | 5,267 | -- | -- | 3% 203.7K to 208.96K | |
| 04-Mar-14 8:59 AM View: | Aetos Long/short Strategies... (NONE) | 03-Mar-14 | Purchase | 5,267 | -- | -- | 2% 232.9K to 238.17K | |
| 04-Mar-14 9:01 AM View: | Aetos Multi-Strategy Arbitr... (NONE) | 03-Mar-14 | Purchase | 5,267 | -- | -- | 3% 162.23K to 167.5K | |
| 03-Dec-13 8:56 AM View: | Aetos Distressed Investment... (NONE) | 02-Dec-13 | Purchase | 4,583 | -- | -- | 2% 192.32K to 196.91K | |
| 03-Dec-13 8:58 AM View: | Aetos Long/short Strategies... (NONE) | 02-Dec-13 | Purchase | 4,583 | -- | -- | 2% 221.24K to 225.82K | |
| 03-Dec-13 8:59 AM View: | Aetos Multi-Strategy Arbitr... (NONE) | 02-Dec-13 | Purchase | 4,583 | -- | -- | 3% 154.09K to 158.67K | |
| 03-Sep-13 5:18 PM View: | Aetos Distressed Investment... (NONE) | 03-Sep-13 | Purchase | 4,583 | -- | -- | 3% 182.95K to 187.53K |