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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 09-Jun-22 2:07 PM View:  | Guggenheim Active Allocatio... (GUG) | 09-Jun-22 | Private Purchase | 1,000 | $15.04 | $15,040.00 | 100% 0 to 1.0K | |
| 26-Dec-19 3:27 PM View: | Fiduciary/Claymore MLP Oppo... (FMO) | 26-Dec-19 | Private Purchase | 1,200 | $8.24 | $9,888.72 | 100% 0 to 1.2K | |
| 23-Feb-06 4:03 PM View: | Piper Jaffray Companies (PIPR) | 21-Feb-06 | Grant | 3,198 | -- | -- | 35% 9.17K to 12.37K | |
| 24-Feb-05 4:07 PM View: | Piper Jaffray Companies (PIPR) | 22-Feb-05 | Grant | 5,664 | -- | -- | 173% 3.27K to 8.94K | |
| 17-Feb-04 10:00 PM View: | Piper Jaffray Companies (PIPR) | 12-Feb-04 | Grant | 3,185 | -- | -- | 63700% 5 to 3.19K |