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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Jun-24 4:05 PM View:  | Geron Corp (GERN) | 04-Jun-24 | Option Exercise | 600,000 | $2.54 | $1,524,000.00 | 100% 600.0K to 1.2M | |
| 05-Jun-24 4:05 PM View: | Geron Corp (GERN) | 04-Jun-24 | Planned Option Sale | 600,000 | $4.00 | $2,400,000.00 | (50%) 1.2M to 600.0K | |
| 10-Feb-23 9:47 PM View: | Geron Corp (GERN) | 10-Feb-23 | Option Exercise | 446,668 | $1.50 | $670,002.00 | 100% 0 to 446.67K | |
| 10-Feb-23 9:47 PM View: | Geron Corp (GERN) | 10-Feb-23 | Planned Option Sale | 446,668 | $3.00 | $1,340,000.00 | (100%) 446.67K to 0 | |
| 10-Feb-23 9:47 PM View: | Geron Corp (GERN) | 09-Feb-23 | Option Exercise | 446,666 | $1.50 | $669,999.00 | 100% 0 to 446.67K | |
| 10-Feb-23 9:47 PM View: | Geron Corp (GERN) | 09-Feb-23 | Planned Option Sale | 446,666 | $3.03 | $1,353,400.00 | (100%) 446.67K to 0 | |
| 10-Feb-23 9:47 PM View: | Geron Corp (GERN) | 08-Feb-23 | Option Exercise | 446,666 | $1.50 | $669,999.00 | 100% 0 to 446.67K | |
| 10-Feb-23 9:47 PM View: | Geron Corp (GERN) | 08-Feb-23 | Planned Option Sale | 446,666 | $3.08 | $1,375,730.00 | (100%) 446.67K to 0 | |
| 05-Aug-21 5:57 PM View: | Chiasma, Inc (CHMA) | 05-Aug-21 | Disposition | 61,322 | -- | -- | (100%) 61.32K to 0 | |
| 01-Apr-13 9:46 PM View: | Geron Corp (GERN) | 01-Apr-13 | Market Purchase | 50,000 | $1.03 | $51,500.00 | 67% 75.0K to 125.0K | |
| 25-Jan-12 5:42 PM View: | Geron Corp (GERN) | 24-Jan-12 | Grant | 75,000 | $1.72 | $129,000.00 | 100% 0 to 75.0K | |
| 20-Oct-08 2:56 PM View: | Tercica Inc. (TRCA) | 16-Oct-08 | Disposition | 308,552 | $9.00 | $2,776,970.00 | (100%) 308.55K to 0 | < 1% |
| 20-Oct-08 2:56 PM View: | Tercica Inc. (TRCA) | 16-Oct-08 | Disposition | 645,852 | $9.00 | $5,812,670.00 | (68%) 954.4K to 308.55K | < 1% |
| 07-Apr-08 6:49 PM View: | Tercica Inc. (TRCA) | 04-Apr-08 | Grant | 33,500 | -- | -- | 4% 920.9K to 954.4K | |
| 14-Dec-05 6:17 PM View: | Tercica Inc. (TRCA) | 14-Dec-05 | Grant | 10,000 | $6.90 | $69,031.00 | 1% 910.9K to 920.9K | (33%) |