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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 16-Jan-14 10:19 AM View:  | Bancroft Fund Ltd (BCV) | 14-Jan-14 | Gift Duplicate | 1,280 | -- | -- | 214% 0.6K to 1.88K | |
| 15-Jan-13 9:57 PM View: | Ellsworth Fund Ltd. (ECF) | 11-Jan-13 | Gift Duplicate | 2,000 | -- | -- | 5% 42.05K to 44.05K | |
| 26-Feb-13 4:17 PM View: | Ellsworth Fund Ltd. (ECF) | 11-Jan-13 | Gift Duplicate | 2,000 | -- | -- | 14% 14.37K to 16.37K | |
| 26-Feb-13 2:39 PM View: | Bancroft Fund Ltd (BCV) | 30-Mar-12 | Market Sale | 516 | $16.65 | $8,591.40 | (17%) 3.03K to 2.52K | (8%) |
| 26-Feb-13 2:39 PM View: | Bancroft Fund Ltd (BCV) | 08-Dec-11 | Market Sale | 1,000 | $15.55 | $15,550.00 | (25%) 4.03K to 3.03K | (16%) |
| 26-Feb-13 2:39 PM View: | Bancroft Fund Ltd (BCV) | 14-Sep-11 | Market Sale | 500 | $15.60 | $7,800.00 | (11%) 4.52K to 4.02K | (17%) |
| 26-Feb-13 2:39 PM View: | Bancroft Fund Ltd (BCV) | 22-Jul-11 | Market Sale | 945 | $17.22 | $16,272.90 | (17%) 5.46K to 4.52K | (7%) |
| 15-Jan-13 9:57 PM View: | Ellsworth Fund Ltd. (ECF) | 23-Oct-08 | Market Purchase | 5,000 | $4.71 | $23,550.00 | 13% 37.05K to 42.05K | 38% |
| 26-Feb-13 4:17 PM View: | Ellsworth Fund Ltd. (ECF) | 23-Oct-08 | Market Purchase | 5,000 | $4.71 | $23,550.00 | 53% 9.37K to 14.37K | 38% |
| 10-Dec-03 10:00 PM View: | Bancroft Fund Ltd (BCV) | 09-Dec-03 | Exercise (in-the money or at-the-money) | 561 | $18.32 | $10,277.50 | 10% 5.77K to 6.33K | 39% |
| 10-Dec-03 10:00 PM View: | Bancroft Fund Ltd (BCV) | 09-Dec-03 | Exercise (in-the money or at-the-money) | 403 | $18.32 | $7,382.96 | 6% 6.33K to 6.74K | 39% |
| 07-Nov-03 10:00 PM View: | Ellsworth Fund Ltd. (ECF) | 05-Nov-03 | Exercise (in-the money or at-the-money) | 1,009 | $7.76 | $7,829.84 | 15% 6.86K to 7.87K | 6% |
| 07-Nov-03 10:00 PM View: | Ellsworth Fund Ltd. (ECF) | 05-Nov-03 | Exercise (in-the money or at-the-money) | 135 | $7.76 | $1,047.60 | 2% 7.87K to 8.01K | 6% |