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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 20-May-24 12:13 PM View:  | AXT Inc. (AXTI) | 16-May-24 | Grant | 23,323 | -- | -- | 18% 130.84K to 154.17K | |
| 19-May-23 6:33 PM View: | AXT Inc. (AXTI) | 18-May-23 | Grant | 23,323 | -- | -- | 22% 107.52K to 130.84K | |
| 01-Mar-23 1:27 PM View: | AXT Inc. (AXTI) | 28-Feb-23 | Sale | 7,500 | $4.45 | $33,375.00 | (7%) 115.02K to 107.52K | |
| 23-May-22 12:03 PM View: | AXT Inc. (AXTI) | 19-May-22 | Grant | 15,238 | -- | -- | 15% 99.78K to 115.02K | |
| 24-May-21 5:59 PM View: | AXT Inc. (AXTI) | 20-May-21 | Grant | 6,726 | -- | -- | 7% 93.06K to 99.78K | |
| 01-Mar-21 12:51 PM View: | AXT Inc. (AXTI) | 26-Feb-21 | Market Sale | 10,000 | $13.09 | $130,900.00 | (10%) 103.06K to 93.06K | 1% |
| 25-Feb-21 10:27 AM View: | AXT Inc. (AXTI) | 24-Feb-21 | Market Sale | 10,000 | $13.39 | $133,900.00 | (9%) 113.06K to 103.06K | (5%) |
| 25-Feb-21 10:27 AM View: | AXT Inc. (AXTI) | 23-Feb-21 | Market Sale | 10,000 | $13.69 | $136,900.00 | (8%) 123.06K to 113.06K | (3%) |
| 29-May-20 7:26 PM View: | AXT Inc. (AXTI) | 29-May-20 | Market Sale | 10,000 | $5.33 | $53,300.00 | (7%) 143.06K to 133.06K | |
| 18-Feb-21 10:00 PM View: | AXT Inc. (AXTI) | 27-May-20 | Market Sale | 10,000 | $5.33 | $53,300.00 | (8%) 133.06K to 123.06K | (135%) |
| 22-May-20 7:29 PM View: | AXT Inc. (AXTI) | 21-May-20 | Grant | 10,909 | -- | -- | 8% 142.15K to 153.06K | |
| 22-May-20 7:29 PM View: | AXT Inc. (AXTI) | 21-May-20 | Market Sale | 10,000 | $5.56 | $55,600.00 | (7%) 153.06K to 143.06K | |
| 24-May-18 8:40 PM View: | AXT Inc. (AXTI) | 24-May-18 | Grant | 7,594 | -- | -- | 6% 121.1K to 128.69K | |
| 24-May-19 12:10 PM View: | AXT Inc. (AXTI) | 23-May-18 | Grant | 13,452 | -- | -- | 10% 128.69K to 142.15K | |
| 28-Nov-17 5:25 PM View: | AXT Inc. (AXTI) | 28-Nov-17 | Option Exercise | 15,000 | $10.35 | $155,250.00 | (12%) 121.1K to 106.1K | 57% |
| 26-May-17 8:35 PM View: | AXT Inc. (AXTI) | 25-May-17 | Grant | 8,823 | -- | -- | 7% 127.28K to 136.1K | |
| 23-Nov-16 11:46 AM View: | AXT Inc. (AXTI) | 22-Nov-16 | Market Sale | 16,388 | $5.30 | $86,856.40 | (11%) 143.67K to 127.28K | 16% |
| 21-Nov-16 9:04 PM View: | AXT Inc. (AXTI) | 21-Nov-16 | Market Sale | 39,593 | $5.30 | $209,843.00 | (22%) 183.26K to 143.67K | 16% |
| 16-Nov-16 8:25 PM View: | AXT Inc. (AXTI) | 16-Nov-16 | Market Sale | 26,000 | $5.15 | $133,900.00 | (12%) 209.26K to 183.26K | 14% |
| 31-May-16 2:22 PM View: | AXT Inc. (AXTI) | 26-May-16 | Grant | 16,260 | -- | -- | 8% 193.0K to 209.26K | |
| 07-Dec-15 2:06 PM View: | AXT Inc. (AXTI) | 02-Nov-15 | Grant | 13,761 | -- | -- | 8% 179.24K to 193.0K | |
| 29-May-15 1:50 PM View: | AXT Inc. (AXTI) | 27-May-15 | Grant | 11,952 | -- | -- | 7% 167.29K to 179.24K | |
| 14-May-14 1:26 PM View: | AXT Inc. (AXTI) | 13-May-14 | Grant | 13,761 | -- | -- | 9% 153.53K to 167.29K | |
| 14-May-13 5:27 PM View: | AXT Inc. (AXTI) | 14-May-13 | Grant | 10,909 | -- | -- | 8% 142.62K to 153.53K | |
| 15-May-12 7:10 PM View: | AXT Inc. (AXTI) | 15-May-12 | Grant | 7,692 | -- | -- | 6% 134.92K to 142.62K | |
| 25-May-11 2:52 PM View: | AXT Inc. (AXTI) | 23-May-11 | Grant | 4,137 | -- | -- | 3% 130.79K to 134.92K | |
| 11-Aug-10 5:57 PM View: | AXT Inc. (AXTI) | 11-Aug-10 | Market Purchase | 11,834 | $5.24 | $62,010.20 | 10% 118.95K to 130.79K | (15%) |
| 08-Apr-10 12:46 PM View: | AXT Inc. (AXTI) | 07-Apr-10 | Grant | 9,009 | $3.33 | $30,000.00 | 8% 109.94K to 118.95K | 33% |
| 05-Nov-09 12:47 PM View: | AXT Inc. (AXTI) | 03-Nov-09 | Market Purchase | 14,166 | $2.16 | $30,598.60 | 15% 95.78K to 109.94K | 105% |
| 28-Apr-09 5:22 PM View: | AXT Inc. (AXTI) | 27-Apr-09 | Grant | 22,727 | -- | -- | 31% 73.05K to 95.78K | |
| 24-Nov-08 12:44 PM View: | AXT Inc. (AXTI) | 24-Nov-08 | Market Purchase | 8,468 | $0.88 | $7,451.84 | 13% 64.58K to 73.05K | 348% |
| 24-Nov-08 12:44 PM View: | AXT Inc. (AXTI) | 21-Nov-08 | Market Purchase | 1,532 | $0.88 | $1,348.16 | 2% 63.05K to 64.58K | 348% |
| 03-Nov-08 6:05 PM View: | AXT Inc. (AXTI) | 31-Oct-08 | Grant | 15,723 | -- | -- | 33% 47.33K to 63.05K | |
| 06-Aug-07 6:24 PM View: | AXT Inc. (AXTI) | 06-Aug-07 | Grant | 3,218 | -- | -- | 7% 44.11K to 47.33K | |
| 31-May-07 1:23 PM View: | AXT Inc. (AXTI) | 30-May-07 | Grant | 2,652 | -- | -- | 6% 41.46K to 44.11K | |
| 17-Aug-06 11:35 AM View: | AXT Inc. (AXTI) | 16-Aug-06 | Market Purchase | 3,300 | $3.09 | $10,197.00 | 9% 38.16K to 41.46K | 28% |
| 02-Dec-05 12:30 PM View: | AXT Inc. (AXTI) | 30-Nov-05 | Grant | 6,200 | $1.68 | $10,416.00 | 19% 31.96K to 38.16K | 136% |
| 01-Jun-05 1:53 PM View: | AXT Inc. (AXTI) | 31-May-05 | Grant | 8,000 | $1.27 | $10,160.00 | 33% 23.96K to 31.96K | 212% |
| 10-May-05 3:58 PM View: | AXT Inc. (AXTI) | 10-May-05 | Grant | 5,200 | $1.22 | $6,344.00 | 28% 18.76K to 23.96K | 225% |
| 09-May-05 2:38 PM View: | AXT Inc. (AXTI) | 06-May-05 | Grant | 425 | $1.23 | $522.75 | 2% 18.33K to 18.76K | 223% |
| 30-Oct-03 10:00 PM View: | AXT Inc. (AXTI) | 28-Oct-03 | Market Purchase | 10,000 | $1.96 | $19,600.00 | 100% 0 to 10.0K | 102% |