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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 13-May-19 5:04 PM View:  | Trevi Therapeutics, Inc. (TRVI) | 09-May-19 | Conversion | 62,540 | -- | -- | 100% 0 to 62.54K | |
| 21-Jul-15 1:29 PM View: | Neoprobe Corp. (NAVB) | 16-Jul-15 | Disposition | 22,000 | $0.01 | $220.00 | (22%) 99.83K to 77.83K | |
| 30-Mar-15 4:14 PM View: | Neoprobe Corp. (NAVB) | 26-Mar-15 | Grant | 22,000 | -- | -- | 28% 77.84K to 99.84K | |
| 09-Feb-15 12:52 PM View: | Neoprobe Corp. (NAVB) | 05-Feb-15 | Grant | 7,606 | $1.89 | $14,375.30 | 11% 70.22K to 77.83K | |
| 12-Nov-14 11:38 AM View: | Neoprobe Corp. (NAVB) | 10-Nov-14 | Grant | 10,973 | $1.32 | $14,484.40 | 19% 59.25K to 70.22K | 54% |
| 18-Feb-14 4:54 PM View: | Neoprobe Corp. (NAVB) | 13-Feb-14 | Grant | 20,000 | -- | -- | 51% 39.25K to 59.25K | |
| 26-Feb-13 5:33 PM View: | Neoprobe Corp. (NAVB) | 21-Feb-13 | Grant | 12,250 | -- | -- | 45% 27.0K to 39.25K | |
| 11-Apr-12 3:37 PM View: | Neoprobe Corp. (NAVB) | 10-Apr-12 | Grant | 17,000 | -- | -- | 170% 10.0K to 27.0K | |
| 18-Oct-11 3:40 PM View: | Neoprobe Corp. (NAVB) | 15-Sep-11 | Market Purchase | 10,000 | $3.08 | $30,780.00 | 100% 0 to 10.0K | (33%) |
| 06-May-11 4:57 PM View: | Rodman & Renshaw Capital Gr... (MKTS) | 06-May-11 | Grant | 10,000 | -- | -- | 9% 108.87K to 118.87K | |
| 22-Sep-10 4:07 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 20-Sep-10 | Disposition (change in control) | 100,263 | -- | -- | (100%) 100.26K to 0 | |
| 05-Apr-10 4:02 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 01-Apr-10 | Grant | 2,240 | $3.46 | $7,750.40 | 2% 98.02K to 100.26K | (2%) |
| 22-Feb-10 3:06 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 19-Feb-10 | Grant | 100 | $2.50 | $250.00 | < 1% 97.92K to 98.02K | 36% |
| 05-Jan-10 4:06 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 04-Jan-10 | Grant | 8,662 | $0.81 | $7,001.06 | 10% 89.26K to 97.92K | |
| 02-Nov-09 4:54 PM View: | Rodman & Renshaw Capital Gr... (MKTS) | 30-Oct-09 | Grant | 30,000 | -- | -- | 38% 78.87K to 108.87K | |
| 05-Oct-09 12:39 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 02-Oct-09 | Grant | 3,286 | $2.13 | $6,999.18 | 4% 85.97K to 89.26K | 60% |
| 02-Jul-09 11:29 AM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 01-Jul-09 | Grant | 2,536 | -- | -- | 3% 83.44K to 85.97K | |
| 20-Apr-09 1:30 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 13-Apr-09 | Grant | 12,000 | -- | -- | 17% 71.44K to 83.44K | |
| 03-Apr-09 3:59 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 01-Apr-09 | Grant | 4,000 | -- | -- | 6% 67.44K to 71.44K | |
| 05-Jan-09 6:00 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 02-Jan-09 | Grant | 10,192 | -- | -- | 18% 57.25K to 67.44K | |
| 14-Nov-08 2:32 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 12-Nov-08 | Grant | 1,705 | -- | -- | 3% 55.54K to 57.25K | |
| 29-Oct-08 4:32 PM View: | Rodman & Renshaw Capital Gr... (MKTS) | 27-Oct-08 | Grant | 9,768 | -- | -- | 14% 69.1K to 78.87K | |
| 02-Oct-08 2:06 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 01-Oct-08 | Grant | 3,955 | -- | -- | 8% 51.59K to 55.54K | |
| 10-Sep-08 2:07 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 09-Sep-08 | Grant | 346 | -- | -- | < 1% 51.24K to 51.59K | |
| 19-Aug-08 4:00 PM View: | Rodman & Renshaw Capital Gr... (MKTS) | 15-Aug-08 | Market Purchase | 50,000 | $2.27 | $113,265.00 | 262% 19.1K to 69.1K | (100%) |
| 02-Jul-08 4:20 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 01-Jul-08 | Grant | 2,789 | -- | -- | 6% 48.45K to 51.24K | |
| 12-Jun-08 2:23 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 11-Jun-08 | Grant | 328 | -- | -- | < 1% 48.12K to 48.45K | |
| 28-Apr-08 2:34 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 24-Apr-08 | Grant | 502 | -- | -- | 1% 47.62K to 48.12K | |
| 02-Apr-08 2:25 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 01-Apr-08 | Grant | 2,564 | -- | -- | 6% 44.58K to 47.14K | |
| 29-Feb-08 5:00 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 27-Feb-08 | Grant | 482 | -- | -- | 1% 44.58K to 45.06K | |
| 04-Jan-08 3:22 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 02-Jan-08 | Grant | 7,294 | -- | -- | 20% 37.28K to 44.58K | |
| 06-Dec-07 3:56 PM View: | Rodman & Renshaw Capital Gr... (MKTS) | 04-Dec-07 | Market Purchase | 16,100 | $4.09 | $65,832.00 | 100% 0 to 16.1K | (100%) |
| 14-Nov-07 5:11 PM View: | Cortex Pharmaceuticals Inc. (CORX) | 14-Nov-07 | Market Purchase | 50,000 | $0.49 | $24,607.00 | 100% 0 to 50.0K | (100%) |
| 02-Oct-07 2:48 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 01-Oct-07 | Grant | 628 | -- | -- | 2% 36.65K to 37.28K | |
| 05-Jul-07 1:48 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 02-Jul-07 | Grant | 558 | -- | -- | 2% 36.1K to 36.65K | |
| 04-Apr-07 10:00 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 02-Apr-07 | Grant | 695 | -- | -- | 2% 35.4K to 36.1K | |
| 05-Jan-07 4:24 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 03-Jan-07 | Grant | 6,425 | -- | -- | 22% 28.98K to 35.4K | |
| 04-Oct-06 10:41 AM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 02-Oct-06 | Grant | 424 | -- | -- | 1% 28.55K to 28.98K | |
| 06-Jul-06 3:20 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 03-Jul-06 | Grant | 324 | -- | -- | 1% 28.23K to 28.55K | |
| 05-Apr-06 10:02 AM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 03-Apr-06 | Grant | 323 | -- | -- | 1% 27.91K to 28.23K | |
| 04-Jan-06 3:17 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 03-Jan-06 | Grant | 6,361 | -- | -- | 30% 21.54K to 27.91K | |
| 05-Oct-05 11:07 AM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 03-Oct-05 | Grant | 403 | -- | -- | 2% 21.14K to 21.54K | |
| 06-Jul-05 3:41 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 01-Jul-05 | Grant | 604 | -- | -- | 3% 20.54K to 21.14K | |
| 15-Apr-05 4:15 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 13-Apr-05 | Grant | 20,537 | -- | -- | 100% 0 to 20.54K |