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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Jan-16 4:16 PM View:  | Hercules Technology Growth ... (HTGC) | 31-Dec-15 | Grant | 2,050 | $12.19 | $24,989.50 | 35% 5.8K to 7.86K | (1%) |
| 02-Oct-15 4:17 PM View: | Hercules Technology Growth ... (HTGC) | 30-Sep-15 | Grant | 2,472 | $10.11 | $24,991.90 | 74% 3.33K to 5.8K | 23% |
| 09-Jul-15 5:02 PM View: | Hercules Technology Growth ... (HTGC) | 07-Jul-15 | Grant | 3,333 | $11.44 | $38,129.50 | 100% 0 to 3.33K | 11% |
| 06-May-15 6:23 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 05-May-15 | Disposition (change in control) | 2,500,590 | -- | -- | (100%) 2.5M to 0 | |
| 28-Jan-15 6:53 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 28-Jan-15 | Market Sale Duplicate | 270,000 | $53.11 | $14,339,700.00 | (10%) 2.77M to 2.5M | (13%) |
| 12-Feb-14 6:26 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 10-Feb-14 | Conversion Duplicate | 2,437,260 | -- | -- | 100% 0 to 2.44M | |
| 12-Feb-14 6:26 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 10-Feb-14 | Purchase Duplicate | 333,334 | $12.00 | $4,000,010.00 | 14% 2.44M to 2.77M | |
| 19-Dec-05 7:37 PM View: | Anesiva, Inc. (ANSV.PK) | 15-Dec-05 | Grant | 2,412,480 | -- | -- | 252% 956.68K to 3.37M | |
| 04-Jan-05 6:47 PM View: | Santarus Inc. (SNTS) | 31-Dec-04 | Private Purchase Duplicate | 151,982 | $1.60 | $243,171.00 | 5% 2.79M to 2.95M | |
| 04-Jan-05 6:47 PM View: | Santarus Inc. (SNTS) | 31-Dec-04 | Sale Duplicate | 151,982 | $1.60 | $243,171.00 | (5%) 2.95M to 2.79M | |
| 04-Jan-05 9:22 PM View: | Anesiva, Inc. (ANSV.PK) | 30-Dec-04 | Purchase | 150,204 | $5.15 | $773,551.00 | 4% 3.83M to 3.98M | |
| 04-Jan-05 9:22 PM View: | Anesiva, Inc. (ANSV.PK) | 30-Dec-04 | Sale Duplicate | 150,204 | $5.15 | $773,551.00 | (4%) 3.98M to 3.83M | |
| 18-Nov-04 7:07 PM View: | Anesiva, Inc. (ANSV.PK) | 17-Nov-04 | Market Sale | 694,444 | $17.70 | $12,291,700.00 | (15%) 4.52M to 3.83M | |
| 17-Nov-04 7:18 PM View: | Anesiva, Inc. (ANSV.PK) | 15-Nov-04 | Acquisition (other) | 136 | -- | -- | < 1% 4.52M to 4.52M | |
| 08-Apr-04 10:00 PM View: | Santarus Inc. (SNTS) | 06-Apr-04 | Conversion | 2,793,670 | -- | -- | 100% 0 to 2.79M | |
| 20-Feb-04 10:00 PM View: | Anesiva, Inc. (ANSV.PK) | 18-Feb-04 | Conversion | 4,520,660 | -- | -- | 100% 0 to 4.52M |