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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 11-May-23 4:30 PM View:  | Rand Capital Corporation (RAND) | 10-May-23 | Private Purchase | 2,000 | $13.46 | $26,920.00 | 11% 18.41K to 20.41K | |
| 14-Mar-22 5:00 PM View: | Rand Capital Corporation (RAND) | 11-Mar-22 | Private Purchase | 2,000 | $15.61 | $31,216.00 | 12% 16.41K to 18.41K | |
| 16-Jun-17 5:05 PM View: | Rand Capital Corporation (RAND) | 15-Jun-17 | Market Purchase | 20,000 | $3.00 | $60,000.00 | 31% 65.0K to 85.0K | (63%) |
| 12-Aug-16 10:10 AM View: | Rand Capital Corporation (RAND) | 11-Aug-16 | Market Purchase | 25,000 | $3.33 | $83,160.00 | 62% 40.0K to 65.0K | (67%) |
| 20-Apr-16 3:11 PM View: | Manning & Napier, Inc. (MN) | 18-Apr-16 | Grant | 14,482 | -- | -- | 99% 14.69K to 29.17K | |
| 20-Apr-15 5:33 PM View: | Manning & Napier, Inc. (MN) | 16-Apr-15 | Grant | 6,318 | -- | -- | 75% 8.37K to 14.69K | |
| 01-Aug-14 9:02 AM View: | Manning & Napier, Inc. (MN) | 22-Jul-14 | Grant | 278 | -- | -- | 3% 8.09K to 8.37K | |
| 07-Apr-14 4:50 PM View: | Manning & Napier, Inc. (MN) | 31-Mar-14 | Grant | 3,094 | -- | -- | 62% 5.0K to 8.09K | |
| 21-Feb-13 1:03 PM View: | Manning & Napier, Inc. (MN) | 20-Feb-13 | Market Purchase | 5,000 | $15.54 | $77,700.00 | 100% 0 to 5.0K | (57%) |
| 14-Dec-12 9:18 AM View: | Rand Capital Corporation (RAND) | 13-Dec-12 | Market Purchase | 10,000 | $2.46 | $24,621.00 | 33% 30.0K to 40.0K | (55%) |
| 13-Aug-09 2:18 PM View: | Rand Capital Corporation (RAND) | 12-Aug-09 | Market Purchase | 10,000 | $3.42 | $34,200.00 | 50% 20.0K to 30.0K | (72%) |
| 12-May-06 8:54 AM View: | Rand Capital Corporation (RAND) | 11-May-06 | Market Purchase | 10,000 | $1.66 | $16,599.00 | 100% 10.0K to 20.0K | (37%) |
| 16-Feb-06 4:23 PM View: | Rand Capital Corporation (RAND) | 15-Feb-06 | Market Purchase | 10,000 | $1.31 | $13,145.80 | 100% 0 to 10.0K | (21%) |
| 01-Feb-06 2:33 PM View: | Merchants Group Inc (MGP) | 31-Jan-06 | Option Exercise | 7,500 | $21.00 | $157,500.00 | 50% 14.91K to 22.41K | (68%) |