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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Jan-15 9:20 PM View:  | SWS Group Inc. (SWS) | 01-Jan-15 | Disposition (other) | 10,171,000 | -- | -- | (100%) 10.17M to 0 | |
| 03-Oct-14 5:32 PM View: | SWS Group Inc. (SWS) | 02-Oct-14 | Exercise (in-the money or at-the-money) | 8,695,650 | $5.75 | $50,000,000.00 | 589% 1.48M to 10.17M | |
| 28-Nov-11 4:58 PM View: | SWS Group Inc. (SWS) | 25-Nov-11 | Market Purchase | 63,145 | $5.35 | $337,965.00 | 4% 1.41M to 1.48M | 19% |
| 28-Nov-11 4:58 PM View: | SWS Group Inc. (SWS) | 23-Nov-11 | Market Purchase | 90,342 | $5.32 | $480,565.00 | 7% 1.32M to 1.41M | 20% |
| 23-Nov-11 4:05 PM View: | SWS Group Inc. (SWS) | 22-Nov-11 | Market Purchase | 100,000 | $5.47 | $547,270.00 | 8% 1.22M to 1.32M | 16% |
| 23-Nov-11 4:05 PM View: | SWS Group Inc. (SWS) | 21-Nov-11 | Market Purchase | 46,300 | $5.47 | $253,252.00 | 4% 1.18M to 1.22M | 16% |
| 21-Nov-11 4:24 PM View: | SWS Group Inc. (SWS) | 18-Nov-11 | Market Purchase | 50,000 | $5.49 | $274,330.00 | 4% 1.13M to 1.18M | 16% |
| 21-Nov-11 4:24 PM View: | SWS Group Inc. (SWS) | 17-Nov-11 | Market Purchase | 23,800 | $5.27 | $125,378.00 | 2% 1.1M to 1.13M | 21% |
| 17-Nov-11 5:29 PM View: | SWS Group Inc. (SWS) | 16-Nov-11 | Market Purchase | 729,400 | $5.28 | $3,850,580.00 | 196% 372.4K to 1.1M | 20% |
| 17-Nov-11 5:29 PM View: | SWS Group Inc. (SWS) | 15-Nov-11 | Market Purchase | 15,000 | $5.38 | $80,643.00 | 4% 357.4K to 372.4K | 18% |
| 14-Sep-11 7:00 PM View: | SWS Group Inc. (SWS) | 13-Sep-11 | Market Purchase | 13,000 | $5.24 | $68,064.10 | 4% 344.4K to 357.4K | 21% |
| 14-Sep-11 7:00 PM View: | SWS Group Inc. (SWS) | 12-Sep-11 | Market Purchase | 29,200 | $5.18 | $151,174.00 | 9% 315.2K to 344.4K | 23% |
| 12-Sep-11 7:00 PM View: | SWS Group Inc. (SWS) | 09-Sep-11 | Market Purchase | 15,200 | $5.22 | $79,382.00 | 5% 300.0K to 315.2K | 22% |
| 12-Sep-11 7:00 PM View: | SWS Group Inc. (SWS) | 08-Sep-11 | Market Purchase | 74,200 | $5.13 | $380,824.00 | 33% 225.8K to 300.0K | 24% |
| 08-Sep-11 7:00 PM View: | SWS Group Inc. (SWS) | 07-Sep-11 | Market Purchase | 73,000 | $4.82 | $351,860.00 | 48% 152.8K to 225.8K | 32% |
| 08-Sep-11 7:00 PM View: | SWS Group Inc. (SWS) | 06-Sep-11 | Market Purchase | 152,800 | $4.46 | $681,150.00 | 100% 0 to 152.8K | 43% |