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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 29-Mar-19 5:08 PM View:  | Owens Realty Mortgage, Inc. (ORM) | 29-Mar-19 | Disposition | 3,000 | -- | -- | (100%) 3.0K to 0 | |
| 30-Mar-17 3:11 PM View: | Blue Calypso, Inc. (BCYP) | 27-Dec-16 | Grant | 100,000 | -- | -- | 170% 58.82K to 158.82K | |
| 03-Mar-16 9:42 PM View: | Blue Calypso, Inc. (BCYP) | 02-Mar-16 | Private Purchase | 58,824 | $0.85 | $50,000.40 | 100% 0 to 58.82K | |
| 25-Aug-15 3:32 PM View: | Owens Realty Mortgage, Inc. (ORM) | 24-Aug-15 | Market Purchase | 1,000 | $14.24 | $14,243.40 | 50% 2.0K to 3.0K | 52% |
| 22-Aug-13 3:39 PM View: | Owens Realty Mortgage, Inc. (ORM) | 20-Aug-13 | Purchase | 2,000 | $11.10 | $22,200.00 | 100% 0 to 2.0K | |
| 17-May-12 5:46 PM View: | Merriman Holdings, Inc (MERR) | 15-May-12 | Disposition (other) | 135,629 | $0.63 | $85,446.30 | (95%) 143.03K to 7.4K | |
| 21-Dec-11 4:23 PM View: | Merriman Holdings, Inc (MERR) | 14-Dec-11 | Market Sale | 5,362 | $0.46 | $2,466.52 | 18% 30.4K to 35.76K | (98%) |
| 15-Nov-11 11:46 AM View: | Varian Semiconductor Equipm... (VSEA) | 10-Nov-11 | Disposition | 5,428 | $63.00 | $341,964.00 | (19%) 28.12K to 22.7K | |
| 09-Nov-11 7:20 PM View: | Varian Semiconductor Equipm... (VSEA) | 07-Nov-11 | Option Exercise | 13,500 | $17.89 | $241,515.00 | 48% 28.12K to 41.62K | |
| 09-Nov-11 7:20 PM View: | Varian Semiconductor Equipm... (VSEA) | 07-Nov-11 | Market Option Sale | 13,500 | $62.97 | $850,095.00 | (32%) 41.62K to 28.12K | < 1% |
| 10-Mar-11 4:57 PM View: | Varian Semiconductor Equipm... (VSEA) | 07-Mar-11 | Option Exercise | 10,650 | $15.71 | $167,312.00 | 61% 17.47K to 28.12K | |
| 03-Mar-11 2:58 PM View: | Varian Semiconductor Equipm... (VSEA) | 02-Mar-11 | Option Exercise | 5,100 | $15.71 | $80,121.00 | 29% 17.47K to 22.57K | |
| 03-Mar-11 2:58 PM View: | Varian Semiconductor Equipm... (VSEA) | 02-Mar-11 | Market Option Sale | 5,100 | $48.82 | $248,964.00 | (23%) 22.57K to 17.47K | < 1% |
| 22-Feb-11 4:43 PM View: | Varian Semiconductor Equipm... (VSEA) | 17-Feb-11 | Grant | 2,407 | -- | -- | 16% 15.07K to 17.47K | |
| 01-Oct-10 5:41 PM View: | Merriman Holdings, Inc (MERR) | 29-Sep-10 | Purchase | 2,491 | $3.01 | $7,497.91 | 9% 27.91K to 30.4K | |
| 04-Jun-10 5:10 PM View: | Varian Semiconductor Equipm... (VSEA) | 03-Jun-10 | Market Sale | 3,856 | $32.45 | $125,120.00 | (20%) 18.92K to 15.07K | (1%) |
| 08-Apr-10 9:44 PM View: | Merriman Holdings, Inc (MERR) | 31-Mar-10 | Grant | 6,850 | $0.73 | $5,000.50 | 12% 56.63K to 63.48K | (100%) |
| 01-Mar-10 4:04 PM View: | Varian Semiconductor Equipm... (VSEA) | 25-Feb-10 | Grant | 3,282 | -- | -- | 21% 15.64K to 18.92K | |
| 10-Feb-10 4:41 PM View: | Merriman Holdings, Inc (MERR) | 31-Dec-09 | Grant | 5,748 | $0.87 | $5,000.76 | 11% 50.89K to 56.63K | (100%) |
| 10-Feb-10 4:36 PM View: | Merriman Holdings, Inc (MERR) | 01-Oct-09 | Grant | 3,402 | $1.47 | $5,000.94 | 7% 47.48K to 50.89K | (100%) |
| 04-Mar-09 4:11 PM View: | Varian Semiconductor Equipm... (VSEA) | 26-Feb-09 | Grant | 5,428 | -- | -- | 53% 10.21K to 15.64K | |
| 12-Nov-08 11:34 AM View: | Merriman Holdings, Inc (MERR) | 07-Nov-08 | Grant | 2,306 | -- | -- | 5% 45.97K to 48.27K | |
| 19-Sep-08 4:23 PM View: | Merriman Holdings, Inc (MERR) | 17-Sep-08 | Grant | 2,306 | -- | -- | 5% 43.67K to 45.98K | |
| 05-Aug-08 7:39 PM View: | Merriman Holdings, Inc (MERR) | 01-Aug-08 | Grant | 2,306 | -- | -- | 6% 41.34K to 43.64K | |
| 05-May-08 5:53 PM View: | Merriman Holdings, Inc (MERR) | 02-May-08 | Grant | 2,306 | -- | -- | 6% 39.06K to 41.37K | |
| 12-Feb-08 3:23 PM View: | Varian Semiconductor Equipm... (VSEA) | 08-Feb-08 | Grant | 2,500 | -- | -- | 32% 7.71K to 10.21K | |
| 05-Feb-08 5:27 PM View: | Merriman Holdings, Inc (MERR) | 01-Feb-08 | Grant | 2,306 | -- | -- | 6% 36.75K to 39.06K | |
| 06-Nov-07 2:52 PM View: | Merriman Holdings, Inc (MERR) | 02-Nov-07 | Grant | 2,436 | -- | -- | 7% 34.32K to 36.75K | |
| 06-Sep-07 1:30 PM View: | Varian Semiconductor Equipm... (VSEA) | 04-Sep-07 | Option Exercise | 11,250 | $11.63 | $130,838.00 | 146% 7.71K to 18.96K | |
| 06-Sep-07 1:30 PM View: | Varian Semiconductor Equipm... (VSEA) | 04-Sep-07 | Market Option Sale | 11,250 | $57.93 | $651,658.00 | (59%) 18.96K to 7.71K | 62% |
| 07-Aug-07 6:04 PM View: | Merriman Holdings, Inc (MERR) | 03-Aug-07 | Grant | 2,436 | $4.52 | $11,010.70 | 8% 31.88K to 34.32K | 26% |
| 23-Oct-07 5:15 PM View: | Merriman Holdings, Inc (MERR) | 04-May-07 | Grant | 2,436 | -- | -- | 7% 32.88K to 35.32K | |
| 20-Feb-07 5:07 PM View: | Varian Semiconductor Equipm... (VSEA) | 09-Feb-07 | Grant | 2,571 | -- | -- | 100% 2.57K to 5.14K | |
| 06-Feb-07 3:07 PM View: | Merriman Holdings, Inc (MERR) | 02-Feb-07 | Purchase | 2,436 | $4.62 | $11,254.30 | 9% 27.01K to 29.45K | |
| 06-Nov-06 4:34 PM View: | Merriman Holdings, Inc (MERR) | 03-Nov-06 | Purchase | 8,750 | -- | -- | 5% 180.32K to 189.07K | |
| 07-Aug-06 10:00 PM View: | Merriman Holdings, Inc (MERR) | 04-Aug-06 | Grant | 8,750 | -- | -- | 5% 171.57K to 180.32K | |
| 16-May-06 5:28 PM View: | Varian Semiconductor Equipm... (VSEA) | 10-May-06 | Grant | 2,571 | -- | -- | 100% 0 to 2.57K | |
| 23-May-06 7:42 PM View: | Merriman Holdings, Inc (MERR) | 05-May-06 | Grant | 8,750 | -- | -- | 5% 162.82K to 171.57K | |
| 23-May-06 7:42 PM View: | Merriman Holdings, Inc (MERR) | 03-Feb-06 | Grant | 8,750 | -- | -- | 6% 154.07K to 162.82K | |
| 17-May-05 12:53 PM View: | Merriman Holdings, Inc (MERR) | 17-May-05 | Market Purchase | 15,000 | $1.34 | $20,100.00 | 11% 139.07K to 154.07K | (39%) |
| 17-May-05 11:52 AM View: | Merriman Holdings, Inc (MERR) | 16-May-05 | Market Purchase | 15,000 | $1.33 | $19,950.00 | 12% 124.07K to 139.07K | (39%) |
| 13-May-05 5:20 PM View: | Merriman Holdings, Inc (MERR) | 13-May-05 | Market Purchase | 15,000 | $1.33 | $19,950.00 | 14% 109.07K to 124.07K | (39%) |
| 11-May-05 1:01 PM View: | Merriman Holdings, Inc (MERR) | 11-May-05 | Market Purchase | 15,000 | $1.34 | $20,100.00 | 16% 94.07K to 109.07K | (39%) |
| 10-May-05 1:32 PM View: | Merriman Holdings, Inc (MERR) | 10-May-05 | Market Purchase | 15,000 | $1.34 | $20,100.00 | 19% 79.07K to 94.07K | (39%) |
| 08-Feb-05 4:34 PM View: | Merriman Holdings, Inc (MERR) | 04-Feb-05 | Grant | 20,400 | -- | -- | 35% 58.67K to 79.07K | |
| 09-Dec-04 5:09 PM View: | Merriman Holdings, Inc (MERR) | 09-Dec-04 | Market Purchase | 12,000 | $1.66 | $19,920.00 | 26% 46.67K to 58.67K | (51%) |
| 15-Mar-04 10:00 PM View: | Merriman Holdings, Inc (MERR) | 19-Feb-04 | Grant | 20,000 | -- | -- | 75% 26.67K to 46.67K |