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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 12-Jan-18 9:19 PM View:  | Neuberger Berman Real Estat... (NRO) | 10-Jan-18 | Market Sale | 240 | $5.40 | $1,297.01 | (100%) 0.24K to 0 | 2% |
| 12-Jan-18 9:17 PM View: | Neuberger Berman Intermedia... (NBH) | 10-Jan-18 | Market Sale | 100 | $14.74 | $1,474.03 | (100%) 100 to 0 | (3%) |
| 12-Jan-18 9:19 PM View: | Neuberger Berman New York I... (NBO) | 10-Jan-18 | Market Sale | 100 | $12.24 | $1,224.00 | (100%) 100 to 0 | (2%) |
| 12-Jan-18 9:22 PM View: | Neuberger Berman High Yield... (NHS) | 10-Jan-18 | Market Sale | 157 | $11.74 | $1,843.18 | (100%) 0.16K to 0 | 23% |
| 12-Jan-18 9:22 PM View: | Neuberger Berman Energy Inf... (NML) | 10-Jan-18 | Market Sale | 100 | $9.94 | $994.00 | (100%) 100 to 0 | 40% |
| 28-Mar-13 9:31 PM View: | Neuberger Berman Energy Inf... (NML) | 26-Mar-13 | Purchase | 100 | $20.08 | $2,008.00 | 100% 0 to 100 | |
| 10-Aug-10 9:10 PM View: | Lehman Brothers First Trust... (NHS) | 06-Aug-10 | Disposition (other) | 100 | -- | -- | (100%) 100 to 0 | |
| 10-Aug-10 9:47 PM View: | Neuberger Berman Income Opp... (NOX) | 06-Aug-10 | Disposition (other) | 100 | -- | -- | (100%) 100 to 0 | |
| 10-Aug-10 9:29 PM View: | Neuberger Berman High Yield... (NHS) | 06-Aug-10 | Acquisition (other) | 157 | -- | -- | 100% 0 to 0.16K | |
| 11-Mar-08 9:55 PM View: | Neuberger Berman Real Estat... (NRO) | 07-Mar-08 | Acquisition (other) | 140 | -- | -- | 140% 100 to 0.24K | |
| 11-Mar-08 9:56 PM View: | Neuberger Berman Realty Inc... (NRI) | 07-Mar-08 | Disposition (other) | 100 | -- | -- | (100%) 100 to 0 | |
| 21-Sep-07 9:55 PM View: | The Denali Fund Inc (DNY) | 17-Sep-07 | Market Sale | 100 | $24.49 | $2,449.00 | (100%) 100 to 0 | (20%) |
| 27-Apr-07 9:35 PM View: | Lehman Brothers First Trust... (NHS) | 26-Apr-07 | Market Purchase | 100 | $15.37 | $1,537.00 | 100% 0 to 100 | (59%) |
| 07-Oct-05 5:19 PM View: | Neuberger Berman Real Estat... (NRO) | 07-Oct-05 | Market Purchase | 100 | $14.19 | $1,419.00 | 100% 0 to 100 | (63%) |
| 07-Oct-05 5:26 PM View: | Neuberger Berman Dividend A... (NDD) | 07-Oct-05 | Market Purchase | 100 | $19.50 | $1,950.00 | 100% 0 to 100 | (35%) |
| 07-Oct-05 5:22 PM View: | Neuberger Berman Realty Inc... (NRI) | 07-Oct-05 | Market Purchase | 100 | $18.14 | $1,814.00 | 100% 0 to 100 | (< 1%) |
| 07-Oct-05 5:15 PM View: | The Denali Fund Inc (DNY) | 07-Oct-05 | Market Purchase | 100 | $21.47 | $2,147.00 | 100% 0 to 100 | 52% |
| 07-Oct-05 4:47 PM View: | Neuberger Berman Intermedia... (NBH) | 07-Oct-05 | Market Purchase | 100 | $13.91 | $1,391.00 | 100% 0 to 100 | (18%) |
| 07-Oct-05 5:08 PM View: | Neuberger Berman New York I... (NBO) | 07-Oct-05 | Market Purchase | 100 | $13.63 | $1,363.00 | 100% 0 to 100 | (24%) |
| 07-Oct-05 5:29 PM View: | Neuberger Berman Income Opp... (NOX) | 07-Oct-05 | Market Purchase | 100 | $14.60 | $1,460.00 | 100% 0 to 100 | (64%) |