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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 07-Mar-22 8:38 AM View:  | Medley Capital Corporation (PFX) | 02-Mar-22 | Market Purchase | 150 | $41.00 | $6,150.00 | 18% 0.85K to 1.0K | (< 1%) |
| 26-May-21 7:41 PM View: | Medley Capital Corporation (PFX) | 24-May-21 | Market Purchase | 700 | $40.15 | $28,105.00 | 467% 0.15K to 0.85K | 3% |
| 21-Apr-20 9:17 PM View: | AG Mortgage Investment Trus... (MITT) | 17-Apr-20 | Grant | 13,937 | $2.87 | $39,999.20 | 69% 20.08K to 34.02K | 11% |
| 06-Jan-20 4:16 PM View: | AG Mortgage Investment Trus... (MITT) | 02-Jan-20 | Grant | 1,293 | -- | -- | 7% 18.79K to 20.08K | |
| 03-Oct-19 5:19 PM View: | AG Mortgage Investment Trus... (MITT) | 01-Oct-19 | Grant | 1,317 | -- | -- | 8% 17.47K to 18.79K | |
| 02-Jul-19 4:23 PM View: | AG Mortgage Investment Trus... (MITT) | 01-Jul-19 | Grant | 1,255 | -- | -- | 8% 16.21K to 17.47K | |
| 01-Apr-19 5:44 PM View: | AG Mortgage Investment Trus... (MITT) | 01-Apr-19 | Grant | 1,191 | -- | -- | 8% 15.02K to 16.21K | |
| 02-Jan-19 3:07 PM View: | AG Mortgage Investment Trus... (MITT) | 01-Jan-19 | Grant | 1,243 | -- | -- | 9% 13.78K to 15.02K | |
| 01-Oct-18 6:15 PM View: | AG Mortgage Investment Trus... (MITT) | 01-Oct-18 | Grant | 1,102 | -- | -- | 9% 12.68K to 13.78K | |
| 03-Jul-18 5:27 PM View: | AG Mortgage Investment Trus... (MITT) | 01-Jul-18 | Grant | 1,058 | -- | -- | 9% 11.62K to 12.68K | |
| 03-Apr-18 8:29 AM View: | AG Mortgage Investment Trus... (MITT) | 01-Apr-18 | Grant | 1,148 | -- | -- | 11% 10.47K to 11.62K | |
| 02-Jan-18 6:57 PM View: | AG Mortgage Investment Trus... (MITT) | 01-Jan-18 | Grant | 783 | -- | -- | 8% 9.69K to 10.47K | |
| 03-Oct-17 7:14 PM View: | AG Mortgage Investment Trus... (MITT) | 01-Oct-17 | Grant | 775 | -- | -- | 9% 8.91K to 9.69K | |
| 05-Jul-17 5:55 PM View: | AG Mortgage Investment Trus... (MITT) | 01-Jul-17 | Grant | 819 | -- | -- | 10% 8.1K to 8.91K | |
| 03-Apr-17 5:18 PM View: | AG Mortgage Investment Trus... (MITT) | 01-Apr-17 | Grant | 832 | -- | -- | 11% 7.26K to 8.1K | |
| 03-Jan-17 12:46 PM View: | AG Mortgage Investment Trus... (MITT) | 01-Jan-17 | Grant | 437 | -- | -- | 6% 6.83K to 7.26K | |
| 04-Oct-16 5:13 PM View: | AG Mortgage Investment Trus... (MITT) | 01-Oct-16 | Grant | 476 | -- | -- | 7% 6.35K to 6.83K | |
| 06-Jul-16 5:11 PM View: | AG Mortgage Investment Trus... (MITT) | 01-Jul-16 | Grant | 524 | -- | -- | 9% 5.83K to 6.35K | |
| 04-Apr-16 7:02 PM View: | AG Mortgage Investment Trus... (MITT) | 01-Apr-16 | Grant | 578 | -- | -- | 11% 5.25K to 5.83K | |
| 05-Jan-16 6:06 PM View: | AG Mortgage Investment Trus... (MITT) | 04-Jan-16 | Grant | 581 | -- | -- | 12% 4.67K to 5.25K | |
| 05-Oct-15 4:15 PM View: | AG Mortgage Investment Trus... (MITT) | 01-Oct-15 | Grant | 497 | -- | -- | 12% 4.17K to 4.67K | |
| 06-Jul-15 9:40 AM View: | AG Mortgage Investment Trus... (MITT) | 01-Jul-15 | Grant | 433 | -- | -- | 12% 3.74K to 4.17K | |
| 01-Apr-15 11:40 AM View: | AG Mortgage Investment Trus... (MITT) | 01-Apr-15 | Grant | 399 | $18.78 | $7,493.22 | 12% 3.34K to 3.74K | (83%) |
| 02-Jan-15 9:06 AM View: | AG Mortgage Investment Trus... (MITT) | 01-Jan-15 | Grant | 400 | $18.74 | $7,496.00 | 14% 2.94K to 3.34K | (82%) |
| 01-Oct-14 10:33 AM View: | AG Mortgage Investment Trus... (MITT) | 01-Oct-14 | Grant | 417 | $17.99 | $7,501.83 | 17% 2.52K to 2.94K | (81%) |
| 01-Jul-14 11:53 AM View: | AG Mortgage Investment Trus... (MITT) | 01-Jul-14 | Grant | 397 | $18.86 | $7,487.42 | 19% 2.12K to 2.52K | (81%) |
| 01-Apr-14 10:39 AM View: | AG Mortgage Investment Trus... (MITT) | 01-Apr-14 | Grant | 426 | $17.57 | $7,484.82 | 25% 1.7K to 2.12K | (79%) |
| 02-Jan-14 10:04 AM View: | AG Mortgage Investment Trus... (MITT) | 02-Jan-14 | Grant | 482 | $15.55 | $7,495.10 | 40% 1.22K to 1.7K | (76%) |
| 01-Oct-13 3:34 PM View: | AG Mortgage Investment Trus... (MITT) | 01-Oct-13 | Grant | 451 | $16.62 | $7,495.62 | 59% 0.77K to 1.22K | (76%) |
| 01-Jul-13 3:20 PM View: | AG Mortgage Investment Trus... (MITT) | 01-Jul-13 | Grant | 265 | $18.81 | $4,984.65 | 53% 0.5K to 0.77K | (78%) |
| 04-Jun-13 3:57 PM View: | AG Mortgage Investment Trus... (MITT) | 01-Jun-13 | Grant | 500 | -- | -- | 100% 0 to 0.5K | |
| 14-Dec-12 8:25 AM View: | Medley Capital Corporation (PFX) | 13-Dec-12 | Market Purchase | 3,000 | $13.64 | $40,929.00 | 100% 0 to 3.0K | (79%) |
| 24-May-12 4:51 PM View: | National Financial Partners... (NFP) | 23-May-12 | Option Exercise | 3,454 | -- | -- | 14% 24.02K to 27.48K | |
| 21-Feb-12 5:20 PM View: | National Financial Partners... (NFP) | 16-Feb-12 | Option Exercise | 3,401 | -- | -- | 16% 20.62K to 24.02K | |
| 17-Feb-11 7:38 PM View: | National Financial Partners... (NFP) | 16-Feb-11 | Option Exercise | 3,900 | -- | -- | 23% 16.72K to 20.62K | |
| 18-Feb-10 4:59 PM View: | National Financial Partners... (NFP) | 16-Feb-10 | Option Exercise | 3,166 | -- | -- | 23% 13.56K to 16.72K | |
| 17-Nov-09 7:21 PM View: | National Financial Partners... (NFP) | 16-Nov-09 | Option Exercise | 507 | -- | -- | 4% 13.05K to 13.56K | |
| 18-Feb-09 4:49 PM View: | National Financial Partners... (NFP) | 16-Feb-09 | Option Exercise | 500 | -- | -- | 4% 12.55K to 13.05K | |
| 18-Nov-08 6:41 PM View: | National Financial Partners... (NFP) | 16-Nov-08 | Option Exercise | 1,021 | -- | -- | 9% 11.53K to 12.55K | |
| 18-Nov-08 6:44 PM View: | National Financial Partners... (NFP) | 16-Nov-08 | Option Exercise | 1,021 | -- | -- | 9% 11.53K to 12.55K | |
| 16-Nov-07 6:39 PM View: | National Financial Partners... (NFP) | 16-Nov-07 | Option Exercise | 521 | -- | -- | 5% 11.51K to 12.03K | |
| 16-Nov-07 6:39 PM View: | National Financial Partners... (NFP) | 16-Nov-07 | Option Exercise | 500 | -- | -- | (4%) 12.03K to 11.53K | |
| 20-Nov-06 10:00 PM View: | National Financial Partners... (NFP) | 16-Nov-06 | Option Exercise | 507 | -- | -- | 5% 10.0K to 10.51K | |
| 25-Sep-03 10:00 PM View: | National Financial Partners... (NFP) | 23-Sep-03 | Private Purchase | 5,000 | $23.00 | $115,000.00 | 100% 0 to 5.0K |