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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-Nov-23 11:33 AM View:  | B. Riley Financial, Inc. (RILY) | 17-Nov-23 | Private Purchase | 10,000 | $21.23 | $212,292.00 | 3% 308.98K to 318.98K | |
| 21-Aug-23 5:02 PM View: | JTH Holding, Inc. (FRG FRGAP) | 21-Aug-23 | Sale | 40,000 | -- | -- | (100%) 40.0K to 0 | |
| 26-Jul-23 12:01 PM View: | B. Riley Financial, Inc. (RILY) | 25-Jul-23 | Private Purchase | 5,000 | $55.00 | $275,000.00 | 2% 303.98K to 308.98K | |
| 25-May-23 5:01 PM View: | B. Riley Financial, Inc. (RILY) | 23-May-23 | Grant | 1,997 | -- | -- | < 1% 301.9K to 303.9K | |
| 20-Mar-23 8:59 AM View: | B. Riley Financial, Inc. (RILY) | 17-Mar-23 | Private Purchase | 10,000 | $29.90 | $298,991.00 | 3% 291.9K to 301.9K | |
| 16-Mar-23 10:00 PM View: | B. Riley Financial, Inc. (RILY) | 15-Mar-23 | Private Purchase | 5,000 | $30.93 | $154,658.00 | 2% 286.9K to 291.9K | |
| 27-Feb-23 5:32 PM View: | B. Riley Financial, Inc. (RILY) | 23-Feb-23 | Private Purchase | 10,000 | $36.85 | $368,495.00 | 4% 276.9K to 286.9K | |
| 09-Jan-23 8:20 PM View: | B. Riley Financial, Inc. (RILY) | 09-Jan-23 | Private Purchase | 20,000 | $37.22 | $744,346.00 | 8% 256.9K to 276.9K | |
| 01-Dec-22 9:00 AM View: | B. Riley Financial, Inc. (RILY) | 30-Nov-22 | Private Purchase | 2,600 | $42.84 | $111,375.00 | 1% 254.3K to 256.9K | |
| 19-Sep-22 9:28 AM View: | B. Riley Financial, Inc. (RILY) | 16-Sep-22 | Private Purchase | 5,892 | $46.92 | $276,460.00 | 2% 248.41K to 254.3K | |
| 01-Sep-22 9:28 AM View: | B. Riley Financial, Inc. (RILY) | 31-Aug-22 | Private Purchase | 25,000 | $49.76 | $1,243,900.00 | 11% 223.41K to 248.41K | |
| 02-Aug-22 2:17 PM View: | B. Riley Financial, Inc. (RILY) | 02-Aug-22 | Purchase | 15,000 | $52.33 | $785,008.00 | 7% 210.91K to 225.91K | |
| 02-Aug-22 2:17 PM View: | B. Riley Financial, Inc. (RILY) | 01-Aug-22 | Private Purchase | 25,000 | $52.13 | $1,303,370.00 | 13% 185.91K to 210.91K | |
| 26-May-22 5:00 PM View: | B. Riley Financial, Inc. (RILY) | 24-May-22 | Grant | 1,490 | -- | -- | < 1% 184.42K to 185.91K | |
| 04-May-22 1:23 PM View: | B. Riley Financial, Inc. (RILY) | 03-May-22 | Private Purchase | 10,000 | $48.46 | $484,592.00 | 6% 174.42K to 184.42K | |
| 03-May-22 11:52 AM View: | B. Riley Financial, Inc. (RILY) | 02-May-22 | Private Purchase | 20,000 | $46.03 | $920,520.00 | 13% 154.42K to 174.42K | |
| 02-Mar-22 9:09 AM View: | B. Riley Financial, Inc. (RILY) | 28-Feb-22 | Private Purchase | 40,000 | $59.04 | $2,361,530.00 | 35% 114.42K to 154.42K | |
| 14-Sep-21 9:00 AM View: | B. Riley Financial, Inc. (RILY) | 13-Sep-21 | Market Purchase | 15,000 | $60.51 | $907,659.00 | 15% 99.42K to 114.42K | < 1% |
| 20-Aug-21 8:30 AM View: | B. Riley Financial, Inc. (RILY) | 19-Aug-21 | Market Purchase | 10,000 | $60.82 | $608,220.00 | 11% 89.42K to 99.42K | (< 1%) |
| 08-Jun-21 12:01 PM View: | B. Riley Financial, Inc. (RILY) | 04-Jun-21 | Grant | 1,074 | -- | -- | 1% 88.34K to 89.42K | |
| 13-Jan-21 8:34 AM View: | B. Riley Financial, Inc. (RILY) | 13-Jan-21 | Private Purchase | 10,000 | $46.00 | $460,000.00 | 13% 78.34K to 88.34K | 1% |
| 03-Nov-20 3:14 PM View: | B. Riley Financial, Inc. (RILY) | 03-Nov-20 | Market Purchase | 40,000 | $26.65 | $1,066,010.00 | 104% 38.34K to 78.34K | 60% |
| 07-Aug-20 11:45 AM View: | B. Riley Financial, Inc. (RILY) | 07-Aug-20 | Market Purchase | 25,000 | $26.96 | $674,020.00 | 187% 13.34K to 38.34K | 56% |
| 22-Jun-20 4:51 PM View: | B. Riley Financial, Inc. (RILY) | 18-Jun-20 | Grant | 3,456 | -- | -- | 35% 9.89K to 13.34K | |
| 13-May-04 10:00 PM View: | National Financial Partners... (NFP) | 12-May-04 | Market Purchase | 2,000 | $30.25 | $60,504.00 | 67% 3.0K to 5.0K | (38%) |
| 25-Sep-03 10:00 PM View: | National Financial Partners... (NFP) | 23-Sep-03 | Private Purchase | 3,000 | $23.00 | $69,000.00 | 100% 0 to 3.0K |