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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 20-Feb-13 9:08 AM View:  | Nupathe Inc. (PATH) | 01-Feb-13 | Conversion | 1,000,000 | -- | -- | 27% 3.77M to 4.77M | |
| 13-Aug-10 8:20 PM View: | Nupathe Inc. (PATH) | 11-Aug-10 | Conversion | 1,139,840 | $1.22 | $1,395,600.00 | 81% 1.4M to 2.54M | |
| 13-Aug-10 8:20 PM View: | Nupathe Inc. (PATH) | 11-Aug-10 | Purchase | 293,590 | $10.00 | $2,935,900.00 | 12% 2.54M to 2.84M |