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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Nov-24 5:29 PM View:  | Leap Therapeutics, Inc. (LPTX) | 13-Nov-24 | Exercise (in-the money or at-the-money) | 2,136 | $2.82 | $6,023.52 | < 1% 681.41K to 683.54K | 5% |
| 30-Jan-24 8:38 PM View: | Leap Therapeutics, Inc. (LPTX) | 26-Jan-24 | Option Exercise | 5,000 | -- | -- | < 1% 676.41K to 681.41K | |
| 01-Sep-23 4:07 PM View: | Targacept, Inc. (GYRE) | 31-Aug-23 | Disposition | 25 | -- | -- | (50%) 48 to 24 | |
| 01-Sep-23 4:07 PM View: | Targacept, Inc. (GYRE) | 31-Aug-23 | Disposition | 24 | -- | -- | (100%) 24 to 0 | |
| 27-Apr-23 4:34 PM View: | Replidyne, Inc. (CSII) | 27-Apr-23 | Disposition | 5,022 | $20.00 | $100,440.00 | (17%) 30.34K to 25.32K | |
| 27-Apr-23 4:34 PM View: | Replidyne, Inc. (CSII) | 27-Apr-23 | Disposition | 25,318 | $20.00 | $506,360.00 | (100%) 25.32K to 0 | |
| 17-Nov-21 4:36 PM View: | Replidyne, Inc. (CSII) | 15-Nov-21 | Grant | 1,222 | -- | -- | 4% 29.12K to 30.34K | |
| 05-Oct-21 4:33 PM View: | Targacept, Inc. (GYRE) | 01-Oct-21 | Grant | 5,839 | -- | -- | 14% 42.95K to 48.79K | |
| 11-Aug-21 7:19 PM View: | Replidyne, Inc. (CSII) | 09-Aug-21 | Grant | 1,710 | -- | -- | 6% 27.41K to 29.12K | |
| 02-Jul-21 9:54 AM View: | Targacept, Inc. (GYRE) | 01-Jul-21 | Grant | 5,542 | -- | -- | 15% 37.41K to 42.95K | |
| 05-Apr-21 1:38 PM View: | Targacept, Inc. (GYRE) | 01-Apr-21 | Grant | 4,761 | -- | -- | 15% 32.65K to 37.41K | |
| 06-Jan-21 4:57 PM View: | Targacept, Inc. (GYRE) | 05-Jan-21 | Grant | 3,417 | -- | -- | 12% 29.23K to 32.65K | |
| 02-Oct-20 4:19 PM View: | Targacept, Inc. (GYRE) | 01-Oct-20 | Grant | 5,014 | -- | -- | 21% 24.21K to 29.23K | |
| 11-Aug-20 5:13 PM View: | Replidyne, Inc. (CSII) | 07-Aug-20 | Grant | 2,090 | -- | -- | 8% 25.32K to 27.41K | |
| 02-Jul-20 4:43 PM View: | Targacept, Inc. (GYRE) | 01-Jul-20 | Grant | 3,673 | -- | -- | 18% 20.54K to 24.21K | |
| 03-Apr-20 4:40 PM View: | Targacept, Inc. (GYRE) | 01-Apr-20 | Grant | 4,934 | -- | -- | 32% 15.61K to 20.54K | |
| 25-Feb-20 4:21 PM View: | Targacept, Inc. (GYRE) | 25-Feb-20 | Market Sale | 69,401 | $6.10 | $423,506.00 | (82%) 85.01K to 15.61K | 29% |
| 02-Jan-20 4:45 PM View: | Targacept, Inc. (GYRE) | 02-Jan-20 | Grant | 3,166 | -- | -- | 4% 81.84K to 85.01K | |
| 02-Oct-19 4:08 PM View: | Targacept, Inc. (GYRE) | 01-Oct-19 | Grant | 4,391 | -- | -- | 6% 77.45K to 81.84K | |
| 13-Aug-19 5:17 PM View: | Replidyne, Inc. (CSII) | 09-Aug-19 | Grant | 1,810 | -- | -- | 8% 23.51K to 25.32K | |
| 02-Jul-19 4:50 PM View: | Targacept, Inc. (GYRE) | 01-Jul-19 | Grant | 2,905 | -- | -- | 4% 74.55K to 77.45K | |
| 02-Apr-19 4:38 PM View: | Targacept, Inc. (GYRE) | 01-Apr-19 | Grant | 2,414 | -- | -- | 3% 72.13K to 74.55K | |
| 05-Feb-19 4:21 PM View: | Leap Therapeutics, Inc. (LPTX) | 05-Feb-19 | Purchase Duplicate | 571,428 | $1.75 | $999,999.00 | 9% 6.51M to 7.08M | |
| 03-Jan-19 5:44 PM View: | Targacept, Inc. (GYRE) | 31-Dec-18 | Grant | 2,732 | -- | -- | 4% 69.4K to 72.13K | |
| 30-Aug-18 4:32 PM View: | Replidyne, Inc. (CSII) | 28-Aug-18 | Grant | 1,960 | -- | -- | 9% 21.55K to 23.51K | |
| 16-Nov-17 1:45 PM View: | Leap Therapeutics, Inc. (LPTX) | 14-Nov-17 | Purchase Duplicate | 1,057,770 | $6.09 | $6,436,520.00 | 19% 5.48M to 6.54M | |
| 09-Aug-17 4:40 PM View: | Replidyne, Inc. (CSII) | 07-Aug-17 | Grant | 2,417 | -- | -- | 13% 19.13K to 21.55K | |
| 24-Feb-17 4:31 PM View: | Replidyne, Inc. (CSII) | 22-Feb-17 | Grant | 130 | -- | -- | < 1% 93.67K to 93.8K | |
| 24-Feb-17 4:31 PM View: | Replidyne, Inc. (CSII) | 22-Feb-17 | Disposition (other) | 74,670 | -- | -- | (80%) 93.8K to 19.13K | |
| 10-Aug-16 6:53 PM View: | Replidyne, Inc. (CSII) | 08-Aug-16 | Grant | 2,855 | -- | -- | 3% 90.82K to 93.67K | |
| 18-Mar-16 6:10 PM View: | Globeimmune Inc (GBIM) | 18-Mar-16 | Market Sale | 11,000 | $1.55 | $17,050.00 | (2%) 474.27K to 463.27K | 84% |
| 17-Mar-16 5:52 PM View: | Globeimmune Inc (GBIM) | 15-Mar-16 | Market Sale | 2,500 | $2.05 | $5,125.00 | (< 1%) 476.77K to 474.27K | 88% |
| 14-Mar-16 5:57 PM View: | Globeimmune Inc (GBIM) | 11-Mar-16 | Market Sale | 16,300 | $1.60 | $26,080.00 | (3%) 493.07K to 476.77K | 85% |
| 14-Mar-16 5:57 PM View: | Globeimmune Inc (GBIM) | 10-Mar-16 | Market Sale | 200 | $1.35 | $270.00 | (< 1%) 493.27K to 493.07K | 82% |
| 08-Mar-16 5:02 PM View: | Globeimmune Inc (GBIM) | 08-Mar-16 | Market Sale | 5,000 | $1.10 | $5,500.00 | (1%) 498.27K to 493.27K | 78% |
| 08-Mar-16 5:02 PM View: | Globeimmune Inc (GBIM) | 07-Mar-16 | Market Sale | 5,010 | $0.99 | $4,959.90 | (< 1%) 503.28K to 498.27K | 75% |
| 08-Mar-16 5:02 PM View: | Globeimmune Inc (GBIM) | 04-Mar-16 | Market Sale | 5,000 | $1.05 | $5,250.00 | (< 1%) 508.28K to 503.28K | 77% |
| 03-Mar-16 5:07 PM View: | Globeimmune Inc (GBIM) | 03-Mar-16 | Market Sale | 990 | $1.15 | $1,138.50 | (< 1%) 509.27K to 508.28K | 79% |
| 03-Mar-16 5:07 PM View: | Globeimmune Inc (GBIM) | 02-Mar-16 | Market Sale | 10,000 | $1.19 | $11,900.00 | (2%) 519.27K to 509.27K | 79% |
| 03-Mar-16 5:07 PM View: | Globeimmune Inc (GBIM) | 01-Mar-16 | Market Sale | 5,000 | $0.94 | $4,700.00 | (< 1%) 524.27K to 519.27K | 74% |
| 29-Feb-16 5:24 PM View: | Globeimmune Inc (GBIM) | 29-Feb-16 | Market Sale | 5,000 | $0.89 | $4,450.00 | (< 1%) 529.27K to 524.27K | 72% |
| 29-Feb-16 5:24 PM View: | Globeimmune Inc (GBIM) | 26-Feb-16 | Market Sale | 5,000 | $1.00 | $5,000.00 | (< 1%) 534.27K to 529.27K | 75% |
| 29-Feb-16 5:24 PM View: | Globeimmune Inc (GBIM) | 25-Feb-16 | Market Sale | 5,000 | $1.05 | $5,250.00 | (< 1%) 539.27K to 534.27K | 77% |
| 24-Feb-16 5:22 PM View: | Globeimmune Inc (GBIM) | 24-Feb-16 | Market Sale | 5,000 | $1.17 | $5,850.00 | (< 1%) 544.27K to 539.27K | 79% |
| 24-Feb-16 5:22 PM View: | Globeimmune Inc (GBIM) | 23-Feb-16 | Market Sale | 5,000 | $1.39 | $6,950.00 | (< 1%) 549.27K to 544.27K | 82% |
| 24-Feb-16 5:22 PM View: | Globeimmune Inc (GBIM) | 22-Feb-16 | Market Sale | 5,000 | $1.43 | $7,150.00 | (< 1%) 554.27K to 549.27K | 83% |
| 20-Aug-15 6:11 PM View: | Targacept, Inc. (GYRE) | 20-Aug-15 | Acquisition (other) | 1,041,020 | -- | -- | 100% 0 to 1.04M | |
| 12-Aug-15 4:43 PM View: | Replidyne, Inc. (CSII) | 10-Aug-15 | Grant | 2,541 | -- | -- | 3% 88.28K to 90.82K | |
| 25-Aug-14 5:06 PM View: | Replidyne, Inc. (CSII) | 21-Aug-14 | Market Sale | 361,235 | $28.05 | $10,132,600.00 | (80%) 449.51K to 88.28K | 9% |
| 13-Aug-14 4:11 PM View: | Replidyne, Inc. (CSII) | 11-Aug-14 | Grant | 2,045 | -- | -- | < 1% 447.46K to 449.51K |