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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 11-Mar-24 5:28 PM View:  | Nuveen Multi-Strategy Incom... (JPC) | 11-Mar-24 | Private Purchase | 7,900 | $7.18 | $56,761.50 | 100% 0 to 7.9K | |
| 11-Mar-24 5:42 PM View: | Nuveen Floating Rate Income... (JFR) | 11-Mar-24 | Private Purchase | 6,600 | $8.67 | $57,220.70 | 100% 0 to 6.6K | |
| 11-Mar-24 5:42 PM View: | Nuveen Floating Rate Income... (JFR) | 11-Mar-24 | Purchase | 5,844 | $8.67 | $50,667.50 | 89% 6.6K to 12.44K | |
| 08-Jan-24 7:51 PM View: | Nuveen Churchill Direct Len... (NCDL) | 05-Jan-24 | Purchase | 3,046 | $18.05 | $54,980.30 | 19% 15.73K to 18.78K | |
| 06-Nov-23 5:29 PM View: | Nuveen Churchill Direct Len... (NCDL) | 03-Nov-23 | Purchase | 2,123 | $18.19 | $38,617.40 | 16% 13.61K to 15.73K | |
| 02-Dec-22 10:16 AM View: | Nuveen Insured New York Tax... (NRK) | 01-Dec-22 | Private Purchase | 42,174 | $10.68 | $450,528.00 | 100% 0 to 42.17K | |
| 13-Oct-22 4:21 PM View: | Nuveen Insured New York Tax... (NRK) | 13-Oct-22 | Sale | 42,639 | $9.87 | $420,847.00 | (100%) 42.64K to 0 | |
| 14-Jun-22 3:03 PM View: | Nuveen Insured New York Tax... (NRK) | 13-Jun-22 | Private Purchase | 42,639 | $11.23 | $478,896.00 | 100% 0 to 42.64K | |
| 11-May-22 9:23 AM View: | Nuveen Insured New York Tax... (NRK) | 10-May-22 | Sale | 44,762 | $10.88 | $487,118.00 | (100%) 44.76K to 0 | |
| 21-Jan-22 3:53 PM View: | Nuveen Churchill Direct Len... (NCDL) | 21-Jan-22 | Purchase | 225 | $19.46 | $4,378.50 | 2% 13.38K to 13.61K | |
| 10-Dec-21 9:26 PM View: | Nuveen Churchill Direct Len... (NCDL) | 09-Dec-21 | Purchase | 764 | $19.58 | $14,959.10 | 6% 12.62K to 13.38K | |
| 02-Nov-21 10:54 AM View: | Nuveen Churchill Direct Len... (NCDL) | 01-Nov-21 | Purchase | 534 | $19.40 | $10,359.60 | 4% 12.09K to 12.62K | |
| 26-Aug-21 2:41 PM View: | Nuveen Churchill Direct Len... (NCDL) | 24-Aug-21 | Purchase | 1,071 | $19.28 | $20,648.90 | 10% 11.02K to 12.09K | |
| 11-Mar-21 8:52 AM View: | Nuveen Insured New York Tax... (NRK) | 10-Mar-21 | Market Purchase | 8,568 | $13.48 | $115,473.00 | 24% 36.19K to 44.76K | (3%) |
| 09-Nov-20 6:05 PM View: | Nuveen Churchill Direct Len... (NCDL) | 06-Nov-20 | Purchase | 11,015 | $18.71 | $206,091.00 | 100% 0 to 11.02K | |
| 29-Nov-19 11:58 AM View: | Nuveen Insured New York Tax... (NRK) | 26-Nov-19 | Market Purchase | 36,194 | $13.34 | $482,893.00 | 100% 0 to 36.19K | (2%) |
| 19-Dec-08 5:47 PM View: | Sonic Corp. (SONC) | 19-Dec-08 | Option Exercise | 10,000 | $10.97 | $109,700.00 | 100% 0 to 10.0K | 8% |
| 19-Dec-08 5:47 PM View: | Sonic Corp. (SONC) | 19-Dec-08 | Market Option Sale | 10,000 | $12.40 | $124,036.00 | (100%) 10.0K to 0 | (244%) |
| 19-Dec-08 5:47 PM View: | Sonic Corp. (SONC) | 18-Dec-08 | Option Exercise | 27,000 | $10.97 | $296,190.00 | 100% 0 to 27.0K | 289% |
| 19-Dec-08 5:47 PM View: | Sonic Corp. (SONC) | 18-Dec-08 | Market Option Sale | 27,000 | $12.30 | $332,145.00 | (100%) 27.0K to 0 | (247%) |
| 09-Oct-07 10:00 PM View: | Sonic Corp. (SONC) | 01-Oct-07 | Disposition (other) | 319 | $23.73 | $7,569.87 | (4%) 8.21K to 7.89K | (80%) |
| 24-Sep-07 3:41 PM View: | Sonic Corp. (SONC) | 20-Sep-07 | Option Exercise | 10,500 | $8.16 | $85,666.00 | 100% 0 to 10.5K | |
| 24-Sep-07 3:41 PM View: | Sonic Corp. (SONC) | 20-Sep-07 | Market Option Sale | 10,500 | $23.92 | $251,186.00 | (100%) 10.5K to 0 | (78%) |
| 09-Oct-07 10:00 PM View: | Sonic Corp. (SONC) | 31-Aug-07 | Acquisition (other) | 2,363 | $21.82 | $51,560.70 | 40% 5.84K to 8.21K | 96% |
| 28-Jun-06 2:30 PM View: | Sonic Corp. (SONC) | 26-Jun-06 | Market Sale | 5,050 | $21.87 | $110,454.00 | (21%) 23.6K to 18.55K | (95%) |
| 13-Oct-05 10:00 PM View: | Sonic Corp. (SONC) | 31-Aug-05 | Acquisition | 450 | $30.59 | $13,765.50 | 8% 5.39K to 5.84K | 40% |
| 05-May-05 2:53 PM View: | Sonic Corp. (SONC) | 03-May-05 | Market Sale | 8,000 | $32.50 | $260,000.00 | (34%) 23.73K to 15.73K | (31%) |
| 30-Sep-04 10:00 PM View: | Sonic Corp. (SONC) | 29-Sep-04 | Option Exercise | 15,041 | $11.04 | $166,053.00 | 75% 19.98K to 35.02K | |
| 30-Sep-04 10:00 PM View: | Sonic Corp. (SONC) | 29-Sep-04 | Market Option Sale | 15,041 | $25.61 | $385,200.00 | (43%) 35.02K to 19.98K | (67%) |
| 30-Sep-04 10:00 PM View: | Sonic Corp. (SONC) | 31-Aug-04 | Acquisition | 737 | $22.35 | $16,472.00 | 4% 19.25K to 19.98K | 91% |
| 12-Jan-04 10:00 PM View: | Sonic Corp. (SONC) | 09-Jan-04 | Option Exercise | 35,541 | $10.88 | $386,721.00 | 100% 0 to 35.54K | |
| 12-Jan-04 10:00 PM View: | Sonic Corp. (SONC) | 09-Jan-04 | Market Option Sale | 25,814 | $33.27 | $858,832.00 | (73%) 35.54K to 9.73K | (28%) |