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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 24-Mar-15 2:09 PM View:  | Boulder Total Return Fund I... (BTF) | 20-Mar-15 | Sale | 2,000 | -- | -- | (100%) 2.0K to 0 | |
| 24-Mar-15 3:26 PM View: | First Financial Fund Inc. (FOFI) | 20-Mar-15 | Sale | 1,263 | -- | -- | (100%) 1.26K to 0 | |
| 24-Mar-15 9:38 PM View: | Boulder Growth & Income Fun... (STEW) | 20-Mar-15 | Purchase | 12,524 | -- | -- | 470% 2.67K to 15.19K | |
| 24-Mar-15 2:57 PM View: | The Denali Fund Inc (DNY) | 20-Mar-15 | Sale | 2,000 | -- | -- | (100%) 2.0K to 0 | |
| 24-Jun-08 12:08 PM View: | Boulder Growth & Income Fun... (STEW) | 20-Jun-08 | Exercise (in-the money or at-the-money) | 667 | $7.48 | $4,989.16 | 33% 2.0K to 2.67K | (11%) |
| 15-Jan-08 11:14 AM View: | The Denali Fund Inc (DNY) | 11-Jan-08 | Market Purchase | 2,000 | $16.95 | $33,900.00 | 100% 0 to 2.0K | 70% |
| 29-Jan-07 3:11 PM View: | First Financial Fund Inc. (FOFI) | 04-Jan-07 | Acquisition (other) | 124 | $14.97 | $1,856.28 | 11% 1.14K to 1.26K | (49%) |
| 07-Jun-06 2:37 PM View: | Boulder Growth & Income Fun... (STEW) | 05-Jun-06 | Market Purchase | 2,000 | $8.00 | $16,000.00 | 100% 0 to 2.0K | 11% |
| 05-Jan-06 3:27 PM View: | First Financial Fund Inc. (FOFI) | 04-Jan-06 | Acquisition (other) | 247 | $14.83 | $3,663.01 | 28% 0.89K to 1.14K | |
| 13-Apr-05 3:15 PM View: | Boulder Total Return Fund I... (BTF) | 11-Apr-05 | Market Purchase | 2,000 | $17.50 | $35,000.00 | 100% 0 to 2.0K | 52% |
| 24-Jan-05 2:17 PM View: | First Financial Fund Inc. (FOFI) | 30-Dec-04 | Market Purchase | 180 | $20.20 | $3,629.96 | 25% 0.71K to 0.89K | (49%) |
| 24-Jan-05 2:17 PM View: | First Financial Fund Inc. (FOFI) | 23-Dec-03 | Market Purchase | 99 | $17.04 | $1,685.26 | 16% 0.61K to 0.71K | (23%) |