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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 31-May-13 8:49 PM View:  | First California Financial ... (FCAL) | 31-May-13 | Disposition | 64,719 | -- | -- | (100%) 64.72K to 0 | |
| 01-Feb-13 2:13 PM View: | First California Financial ... (FCAL) | 30-Jan-13 | Grant Duplicate | 1,873 | -- | -- | 3% 62.85K to 64.72K | |
| 27-Jan-12 9:15 PM View: | First California Financial ... (FCAL) | 25-Jan-12 | Grant Duplicate | 3,597 | -- | -- | 6% 59.25K to 62.85K | |
| 18-Mar-11 5:12 PM View: | First California Financial ... (FCAL) | 16-Mar-11 | Grant Duplicate | 3,969 | -- | -- | 7% 55.28K to 59.25K | |
| 25-Mar-10 1:16 PM View: | First California Financial ... (FCAL) | 24-Mar-10 | Private Purchase Duplicate | 10,000 | $2.50 | $25,000.00 | 22% 45.28K to 55.28K | |
| 04-Mar-09 2:30 PM View: | First California Financial ... (FCAL) | 25-Feb-09 | Grant | 3,045 | -- | -- | 7% 42.23K to 45.28K | |
| 21-Mar-08 7:16 PM View: | First California Financial ... (FCAL) | 19-Mar-08 | Grant | 1,765 | -- | -- | 4% 40.47K to 42.23K | |
| 14-Mar-07 7:58 PM View: | National Mercantile Bancorp (FCAL) | 12-Mar-07 | Disposition | 40,470 | -- | -- | (100%) 40.47K to 0 | |
| 12-Mar-07 3:00 PM View: | National Mercantile Bancorp (FCAL) | 05-Mar-07 | Option Exercise | 1,250 | $5.42 | $6,780.00 | 3% 39.22K to 40.47K | |
| 20-Mar-06 8:20 PM View: | National Mercantile Bancorp (FCAL) | 20-Mar-06 | Option Exercise | 750 | $7.66 | $5,745.00 | 2% 30.63K to 31.38K | |
| 04-Aug-05 7:46 PM View: | National Mercantile Bancorp (FCAL) | 04-Aug-05 | Market Sale | 220 | $15.10 | $3,322.00 | (< 1%) 30.85K to 30.63K | |
| 04-Aug-05 7:46 PM View: | National Mercantile Bancorp (FCAL) | 03-Aug-05 | Sale | 446 | $13.00 | $5,798.00 | (1%) 31.29K to 30.85K | 38% |
| 04-Aug-05 7:46 PM View: | National Mercantile Bancorp (FCAL) | 23-Jun-05 | Conversion | 446 | -- | -- | 1% 30.85K to 31.29K | |
| 29-Apr-05 10:00 PM View: | National Mercantile Bancorp (FCAL) | 29-Apr-05 | Option Exercise | 500 | $4.47 | $2,235.00 | 2% 30.35K to 30.85K |